Mälardalen University
This is an accepted version of a paper published in Philosophical Transactions of the
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Citation for the published paper:
Enquist, M., Ghirlanda, S., Eriksson, K. (2011)
"Modelling the evolution and diversity of cumulative culture"
Philosophical Transactions of the Royal Society of London. Biological Sciences,
366(1563): 412-423
URL:
http://dx.doi.org/10.1098/rstb.2010.0132
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umulative ulture
∗
Abstra t
Previous work on mathemati al models of ultural evolution has
mainly fo used on the diusion of simple ultural elements.
How-ever, a hara teristi featureof human ulturalevolution isthe
seem-inglylimitlessappearan eofnewandin reasingly omplex ultural
el-ements. Herewedevelopa generalmodelingframeworktostudy su h
umulative pro esses, in whi h we assume that the appearan e and
disappearan e of ultural elements are sto hasti events that depend
on the urrent state of ulture. Fives enarios areexplored: evolution
of independent ultural elements, stepwise modi ation of elements,
dierentiation or ombination ofelements, and systemsof ultural
el-ements. Asone appli ation our framework,we study the evolution of
ultural diversity(intime aswell asbetween groups).
Keywords: ultural evolution, umulative ulture, mathemati al model,
ultural diversity, ultural systems
1 Introdu tion
In so ial s ien e and the humanities there is a long tradition of des ribing
omplex ulture(Levi-Strauss,1963;Piaget,1970;Harris,2001;Searle,1995),
andofexploringtheevolutionof ultureand ulturalsystems(Renfrew,1972;
∗
1996; Carneiro, 2003). An important observation about human ulture is
that it evolves ina seeminglyopen-ended manner that,among otherthings,
in ludes the potential for the appearan e of ultural elements of in reasing
omplexity and renement, and to form systems of ulture (Basalla, 1988;
Carneiro, 2003). Our aim in this theoreti al paper isto develop a theory of
ulturala umulationandexplore howthe umulativeaspe t of ulturemay
ontribute to ultural diversity. To a hieve this aim we will on eptualize
umulative ultureina way that lends itselfto mathemati alformalization.
The basi units of our theory willbe ultural elements and dependen ies
between su h elements. By a ultural element we here mean anything that
may or may not be present in a given human so iety at a given time, like
a tool or artifa t, a method, an idea, a pie e of knowledge. Dependen ies
refertorelationshipsbetweenelements,su hthatthepresen eofone ultural
element ae ts the likelihoodthat another element appears ordisappears.
Dependen iesbetween ulturalelementsseemtousto onstitutethe ore
of what umulative ultureis about. Other on eptualizationsof umulative
ulture in the literature seem to be spe ial ases that are too limited. For
instan e, ithasbeen proposed that umulative ultureis ulturethat annot
be reated within a single generation (Tomasello, 1994; Boyd & Ri herson,
1996), whi hex ludes ulturalprogress thatpro eeds inseveral stepswithin
a single generation, and also begs the question why some ulture annot be
reated at su h a high speed. Another example is the metaphor of
umu-lative ulture as a rat het (Tomasello, 1999) or as an irreversible pro ess
(White, 1959;Carneiro, 2003),whi hex ludes the possibility thata ultural
element an be lost and reates a one-dimensional image of progress.
De-penden ies between ultural elements, on the other hand, may des ribe not
onlyrenementorprogress,butalsodierentiation, ombinationofelements,
substitutability(dierentsolutionstothesameproblem),loss,andsoon.
In-deed,weproposethatsu hmulti-dimensionalaspe tsof umulative ulture
are atthe rootof ulturaldiversity between so ieties. Spe i ally,we laim
thata umulationof ultureleadstodiversityonlyifthereareri hbran hing
Wedis uss these aspe ts indetail below.
Isaa Newton's famous statement that If I have seen further it is only
by standing on the shoulders of giants (Southern, 1952) ould serve as a
motto for our theory of umulative ulturalevolution. The general
impli a-tion of this motto is that in order for human ulture (of whi h s ien e and
mathemati s are primeexamples)tobe omein reasinglysophisti ated,itis
not ne essary that in reasingly intelligent and reative individuals are born
(Simonton, 2004). As knowledge,methods, ideas and tools umulate, a new
innovator who has no more talent than his prede essors an still ome up
with aninnovationthat issuperiortowhat anyprede essors haveprodu ed,
pre isely be ause he already has a ess to the ontributions these
prede es-sors made. In our theory we on eptualize this in probabilisti terms; a
ertain ultural element
x
may be very unlikely to appear, or even impossi-ble, withoutthe presen e of some other ultural elementy
;wheny
appears (forwhateverreason), thesubsequentappearan eofx
maysuddenlybe ome highly likely.The individuals of so iety are not expli itly represented in our models,
despitetheobviousfa tthathumanagen yis entralindevelopingand
trans-mitting ulture. The virtue ofanagent-less model isof ourseits simpli ity,
and the justi ation for making this simpli ation lies in Newton's
state-ment. Although Newton was an ex eptional s ientist and mathemati ian,
there is no reason to believe that the development of, say, dierential
al- ulus would not have happened withouthim; indeed, buildingonDes artes'
workonanalyti geometry,Newton's ontemporaryGottfriedWilhelm
Leib-niz independently ame up with an equally good solution to the problem
of developing what is known as dierential and integral al ulus. To put
it in general terms, the reason an agent-less model makes sense is that the
innovations madein aso iety atagiven time seem toberelatedmu hmore
strongly tothe so iety's urrent ulturethan to itsspe i individuals. The
framework we are proposing ould be extended toin lude individual agents
and therebya ountforthe degreetowhi ha ulturalelementisestablished
or absent inso iety.
Withtheseambitionsand limitations,our models are very dierentfrom
previous work on modeling ultural evolution. Su h work has typi ally
fo- used onhow apredened set of ulturalelements may ompete and spread
inapopulation(Lave &Mar h,1975; Cavalli-Sforza&Feldman,1981;Boyd
&Ri herson,1985; Rogers,2003;Strimlingetal.,2009a). Asmallernumber
of models allowa umulationof new ulturalvariants,but only alonga
sin-gledimension(Boyd&Ri herson,1985;Henri h,2004;Eriksson etal.,2007;
van derPost & Hogeweg, 2008; Kandler & Steele, 2009). These models are
all individual-based, and the obje t is often to explore oevolution of genes
and ulture(Laland&Brown,2002;Boyd&Ri herson,2005;Mesoudietal.,
2006). Whereas oevolutionary models onsider how ulture both inuen es
and is inuen ed by geneti evolution, we are here interested in the impa t
of ulture onits own evolution.
Inthefollowingwewillgiveapre iseformulationofourtheoreti al
frame-work, and then present a series of models exploring how dierent types of
dependen ies lead to umulative ultural evolution that results in very
dif-ferent levelsof ulturaldiversity between so ieties.
2 A framework for des ribing how the past
inuen es the future in umulative ulture
It seemsto usthatalmost every partof modernhuman ulture(words,
on-stru tions and artifa ts, behaviours, so ial organization, et .) would have
been alien to prehistori humans. This illustrates that most ultural
ele-ments are not part of any ready-made human repertoire but instead ome
into existen e in a parti ular population at some parti ular point in time.
Here we will use the term appearan e for all su h events, by whi h we
mean that a ulturalelement is established in the populationto the extent
that it an inuen e further ultural hange. Thus we take a ma ros opi
els by tra king the state of ea h individual rather than the populationas a
whole, f. Strimlingetal. 2009b).
The framework we develop here has two main features: it des ribes
ul-tural evolution as (1) a sto hasti pro ess that (2) at any point in time is
partially dependent of the urrent ultural state. To say that a pro ess is
sto hasti meansthatevents o urwithsomeprobability,thus apturingthe
notion that ultural evolution is not ompletely predi table. Nor is ultural
evolution ompletely unpredi table; the more we know about the urrent
state of the world, the more a urately we an predi t oming events. In
other words, future ulturalevolution is not independent of the past.
There are many ways in whi h a urrent ultural element, say
y
, an inuen e the evolution of another ultural element, sayx
. For instan e, ifx
an be obtained as a modi ation ofy
(possibly in ombination with other ultural elements) then learlyx
is mu h more likely to appear if the pre ursory
ispresent; the pre ursor ould then eitherbe repla edor remain and ontributeto diversity. There are also more indire t types of inuen e,su h as an element of general knowledge or an attitude that promotes or
inhibits the appearan e of
x
. An innovation may depend on more than just a single pre ursor and be subje t tomany indire t inuen es. This leads ustothe notionthat ulturalelementsoftenintera t inlarger ultural systems,
whi hwewill briey explore inone of our models.
Asarst steptoward gainingageneralunderstanding ofpro essesof
u-mulationof omplex ulture, wewillignorethepre isenatureofthe
relation-ships between dierent ulturalelements and only onsider, in the abstra t,
how the probabilities of appearan es and disappearan es hange when new
elements appear or urrent elements disappear. From this perspe tive there
are only threeways inwhi h
b
an inuen e the appearan e ofan elementx
that is urrently not present:b
may either fa ilitate or inhibit the appear-an e ofx
, or have no ee t at all, i.e., be neutral or independent. These basi inuen es are des ribed and exemplied in Table 1. Disappearan esof ultural elements follow the same logi : if
x
already is present then its disappearan e may beeither promoted or inhibitedbyb
, or beindependentof
b
.The probablity of
x
appearing may of ourse depend on more than one otherelement. Indeed,itmaydepend onalargenumberof ulturalelementsas well as the urrent natural environment. To make possible a general
des riptionofsu hmultipledependen ies,wewillusethe on eptofa urrent
state of the world. We will usually use the symbol
S
to denote the urrent state of the world.Conditional probability fun tions of appearan e and
disappear-an e. As a means to apture the totality of dependen ies of future ulture
on present ulture, we introdu e the followingpair of mathemati alobje ts:
Pr
(+x|S)
and Pr(−x|S).
These are mathemati al fun tions that for any ultural element
x
and any state of the worldS
return the onditional probability thatx
will appear resp. disappear (within some given short time period) given that the worldis instate
S
. Wewillpresently dis uss howtomathemati allyrepresent the state of the world.We want to emphasize that these probability fun tions an a ount not
onlyfor anydependen iesof the urrent stateofthe world butalsoforother
aspe ts thatae t appearan e anddisappearan e,su has ultural
transmis-sion and fun tionality. Forinstan e, eteris paribus,a ulturalelement that
is di ult for individuals to a quire would have a lower appearan e
prob-ability and a higher disappearan e probability; similarly, a useful ultural
element would typi ally have a higher appearan e probability and a lower
disappearan e probability than asimilar but useless element.
Starting onditions and ultural seeds. A spe ial ase to onsideris
the situationwherethereexists no ultureyet. Itseemstousthat almostall
ultural elements are su h that they an arise only in the presen e of other
ulturalelements. Inotherwords,onlyaverylimitedsetof ulturalelements
are su h that they an possibly appear from a situation where there is no
previous ulture. We will all su h elements ultural seeds. In our models
set of ultural seeds and the probabilities for their respe tive appearan es.
These onditions will obviously ae t the start of the umulative pro ess;
for instan e, higher probabilities of appearan e of ulturalseeds will lead to
faster initial a umulation. However, initial onditions may also inuen e
long term evolution, for instan e, by favouring one ulturalsystem over
an-other through path dependen e. (We willdis uss this further in the se tion
on ulturalsystems.)
Representing the state of the world. In prin iple, the variable
S
in the onditional probability fun tion should spe ify every single detail ofthe world that an potentially ae t the probability of appearan e or
dis-appearan e of a ultural element
x
. This might in lude ultural fa tors as well as geneti and environmental fa tors. In pra ti e, though, we need tospe ify modelswhere
S
apturesonlythemost relevantaspe tsofthe world. In the present paper we will only deal with ulturalstates, but it would bejust as easy to in orporate geneti or environmental inu en es (e.g., if one
wanted to model that iron-based artifa ts are more likely to appear in an
environment where iron ore is easilya essible).
To des ribe ultural states we shall use the formalism of set theory. A
state is dened as a set of elements (listed within urly bra kets), so that
for instan e
S = {y, z}
means thatS
onsists of elementsy
andz
. States hange when new elements are added or oldelements are removed. We willdenote addition of a single element
x
to a setS
byS + x
. Thus, for the example above we would haveS + x = {x, y, z}
. Similarly, we will denote removal of an element by the minus sign, so that in our example we wouldhave
S − y = {z}
. The number of elements in a setS
is denoted by|S|
, so in our example we have|S| = 2
.An example of omplex umulative ultural evolution. As an
example of how our framework might apply in pra ti e, onsider the proof
of the Four-Colour Conje ture (4CC), a long-standing onje ture in
math-emati s stating that the regions of any map an be oloured using at most
four olours so that no two regions sharing a border have the same olour
onje ture was published by Alfred Kempe in 1879, but eleven years later
it was shown by Per y Heawood to ontain a ru ial error. The onje ture
withstoodthe ontinuedatta ksofmanymathemati iansforanother entury
untilitwasproved byKennethAppelandWolfgangHaken in1977. By
om-biningnewideasoftheirownwithanideadevelopedinthe1960sbyHeinri h
Hees h (whi hitselfbuilt onKempe's work),Appeland Haken su eeded in
redu ingthe onje turetoalargebutnitenumberof asesthatwereveried
ase-by- ase bya omputer. Thuswhen Appeland Haken nallyproved the
Four-Colour Conje ture they benetted from several a hievements by other
people. In order to des ribe some ore aspe ts of this instan e of ultural
evolutionwithin our frameworkwedene four states of the world:
S
0
=
the status of mathemati sbefore1842S
1
= S
0
+
4CCS
2
= S
1
+
Hees h's ideaS
3
= S
2
+
omputersWe laim that the probability of the appearan e of a orre t proof of the
4CC ought toin rease as the state of the world hanges from
S
0
toS
3
: Pr(
+proof|S
0
) <
Pr(+
proof|S
1
) <
Pr(
+proof|S
2
) <
Pr(+
proof|S
3
)
Theinterpretationoftheseinequalitiesisasfollows. First,aninnovation(theproof of 4CC) is more likely to happen if there is anexpli it idea that su h
an innovation may bepossible (the 4CC itself). Se ond, an innovation that
is a ombination of several parts is more likely if some part already exists
(Hees h's idea). Third, a labour-intensive innovation is more likely if there
exists adequatelabour-savingtools ( omputers).
Combinations, omponents and fa ilitators. The above example
illustrates two main ways in whi h a pre-existing ultural element
y
an inuen e the likelihood of the arrival of a new ultural elementx
. One possibility is that the new ultural elementx
is a ombination wherey
isexpress that
x
is a ombination ofy
andz
wemay writex = y ◦ z,
where
◦
denotes the operationby whi hthe parts havebeen ombined. The above example also shows how anelement may fa ilitate the appearan e ofx
withoutitself being part ofx
. The omputers were ne essary to arry out the proof but are not a omponentof the proof itself.Generally,we willsay thatanelement
y
fa ilitatesthe appearan e of an-otherelementx
if,forallrelevantstatesoftheworld,itholdsthatPr(+x|S +
y) ≥
Pr(+x|S)
; similarly,y
inhibits the appearan e ofx
if Pr(+x|S + y) <
P r(+x|S)
.Representingdependen iesbetween ulturalelementsasagraph.
Relationshipsbetween elementsare oftenee tivelyillustratedusingagraph
withverti esandedgesrespresentingelementsandrelationships,respe tively.
We will draw edges with ontinuous lines for fa ilitating relationships and
dashed lines forinhibitingrelationships;noedge meansnorelationship (i.e.,
independen e). An arrow signies a dire ted edge, whi h means that the
relationship is one-way.
ThegraphsinFigure1representsomespe i modelsthat wewill
inves-tigate. We have hosen these examples toillustrate a diversity of ases. To
explore the extent to whi h ultures tend to diverge or remain similar, we
dene the similarity of two ultural states as the proportion of all elements
present in either state that are shared by both states. See Appendix for
details.
3 Independent ultural elements
Anumberofre entmodelshavestudiedtheevolutionofindependent ultural
elements (Figure 1a; Hahn & Bentley, 2003; Bentley et al.,2004; Bentley &
Shennan, 2005;Enquistetal.,2008;Strimlingetal.,2009b). Althoughthese
elements is not fa ilitated (nor inhibited) by the existen e of other ultural
elements. In our framework this means that the probabilities of appearan e
and disappearan e of a ulturalelement are onstants:
Pr(+x|x /
∈ S) = q
app(1)
Pr(−x|x ∈ S) = q
dis(2)
From the point of view of our framework, this is the baseline ase where
there are noother possibleelements than the ultural seedsthemselves(i.e.,
all elementsare a essible from a ulture-less state). Throughout this paper
wedenotethe numberof ulturalseeds by
m
. Hen e, inthis model thereare onlym
elements that are at allpossible.Let
n
t
denote the expe ted number of elements present at timet
. The expe ted numberof elementspresent at timet + 1
an be omputed asn
t+1
= (1 − q
dis)n
t
+ q
app(m − n
t
),
(3)
where the rst term a ounts for the disappearan e of a fra tion
q
disof
ele-ments that exist at time
t
, and the se ond term is the expe ted number of elementsthatappear,outofthem−n
t
thatdonotexistattimet
. Assuming that there are no elements at time 0, we haven
0
= 0
and equation (3) has the unique solutionn
t
=
mq
appq
app+ q
dis1 − (1 − q
app− q
dis)
t
.
(4)As
t
grows, the number of elements approa hes the equilibriumvaluen
∞
=
mq
appq
app+ q
dis.
(5)Figure 2 illustrates how the expe ted number of elements varies over
time. Although the expe ted number develops smoothlyfrom0 tothe
equi-libriumvalue,simulatedevolutionarytraje toriespresent han eu tuations
than the probability of disappearan es, then the equilibriumnumberof
ele-ments will be lose to
m
(saturation) and hen e any two ultures will tend to be omequite similar(Figure3). Indeed, assumingthat both ultures arehara terized by the same twoparameters
q
app
≫ q
dis, we an obtain an
ex-pli it solution. In this ase the formula for the expe ted ultural similarity
at time
t
, (14) inthe Appendix, simpliestoExpsim
(X
t
, Y
t
) =
(n
t
/m)
2
2(n
t
/m) − (n
t
/m)
2
=
n
t
2m − n
t
,
whi hat equilibriumtakes the value
Expsim
(X
∞
, Y
∞
) =
q
appq
app+ 2q
dis.
(6)Here wesee learlythattheexpe ted ulturalsimilarityis loseto1if
q
app≫
q
dis. Thesamesaturationphenomenonalsoimpliesthat ulturewillberather
stati ,astypi allyalmostall
m
possibleelementswillbepresentatanygiven time on e equilibriumis rea hed.4 Stepwise modi ation
There are fewformal studiesthat onsider ultureas more than a olle tion
of independent elements. To our knowledge, the only relatively wellstudied
ase is that of an ordered su ession of elements, representing su essive
modi ation ofanan estral element(Figure1b). Forexample,toolssu has
hammersmaybearrangedinasu essionofin reasingfun tionality(Basalla,
1988). Element 0of thesu ession would des ribe la k ofhammers, element
1 very rude hammers su h as unmodied stones, and so on. Alternatively,
a su ession an represent the stepwise development of a one-dimensional
quantitativetrait (e.g.,the lengthof aspear)whi hismost e ientatsome
parti ular value (Boyd& Ri herson,1985;Henri h,2004). Wehere onsider
the former ase for illustration. Formally, we write
x
i
for the element at positioni
, and we assume that it an appear if the pre eding elementx
i−1
Pr(+x
i
|x
i
∈ S) =
/
q
app ifx
i−1
∈ S
0
otherwise (7)As above, ea h element has an independent probability
q
disof disappearing.
Inthis model,progress alongthedimensionislinearintime,provided
q
app>
q
dis(Figure4a). Thisistheonlypossiblepathof ulturalevolution,hen ethis
model too produ es onsiderable similarity between independently evolved
ultures (Figure3).
It is easy to modify the model so that at any given time the best of all
presentvariantshavealowerdisappearan eprobabilitythaninferiorvariants,
whi h might be more realisti . However, in simulations we have found that
su h a modi ationdoes not lead to any qualitative hange in results.
5 Dierentiation
Inmodelsof ultureasanorderedsu ession,ea helement anbeelaborated
upon along a single dimension only. Typi ally, however, ultural elements
an be modiedinmany ways. Hammers,for instan e, an bespe ializedto
servedierentpurposes, withanin rease inthediversity ofhammertypesas
wellasanin reaseinthee ien yofea htype. Su hanin reaseindiversity
an bereferred to as ultural dierentiation.
A ulturethat evolves by dierentiationof existing elements an be
rep-resented as a bran hing tree that originates from one of the ultural seeds
(Figure1 ). Atany time duringthe dierentiation pro ess,any element an
potentiallydierentiateintoone ormorenewversions. Here weassumethat
all su h dierentiation events o ur independently of ea h other with
prob-ability
q
app. Thus, any element
x
that is not a ultural seed has a unique (dire t)prede essor,π(x)
. Onlyelements thatare urrentlypresent an dif-ferentiate, so similar to the previous model of su essive modi ations wePr(+x|x /
∈ S) =
q
app ifπ(x) ∈ S
0
otherwise (8)The dieren e to the previous model is that an element may be ome the
dire t prede essor of more than one new element. In our simulations we
havesetthe numberofpotentialsu essors totwo. Underourusual
assump-tion that ea h element has an independent probability
q
disof disappearing,
the expe ted path of ulturalevolution isexponentialgrowth inthe number
of elements, provided that
q
appis su iently larger than
q
dis(see Enquist
et al. 2008 for a related model and empiri al examples of exponential
ul-tural growth)). An interesting observation is that individual runs of the
model show onsiderablevariationin the time of onset of a umulation but
thereafter grow in a quite regular manner (Figure 4b). Exa tly whi h
el-ements appear among the many possible hoi es, however, is a matter of
han e. This results in little similarity between independently evolved
ul-tures (Figure3).
6 Combinations
We now onsider a model inwhi h new ultural elements an be formed by
ombinationof existingelements. Forinstan e, afood
y
andaspi ez
anbe physi ally ombinedtoprodu eadishx = y ◦z
. However, by ombinationwe alsorefermorebroadly toany ulturalelementthat an ariseonlyif two (ormore) omponent elements both must be present (su h as the ombination
ofmathemati alideaswith omputerte hnologyinthe theproofofthe
four- olor onje ture, asdis ussed earlier).
For simpli ity, we here assume that only pairwise ombinations an be
formed, and that any two elements an be ombined in only one way (
y◦ =
z ◦ y
). However, we will assume that the order of su essive ombinations is ru ial for the result. For example, ooking foodstuy
with te hniquez
and then adding foodstuw
results in dish(y ◦ z) ◦ w
, whi h is in general dierentfromdish(y ◦ w) ◦ z
obtained by rst ombiningthe rawfoodstusy
andw
and then ookingwith te hniquez
.As usual we will assume that there are
m
ultural seeds that an be invented dire tly from a ulture-less state. Any other element an only beformed as a ombinationoftwoother elements, and an appear only ifboth
omponents are present:
Pr(+y ◦ z|y ◦ z 6= S) =
q
app ify ∈ S
andz ∈ S
0
otherwise (9)As in our previous models, we assume a onstant disappearan e probability
of
q
dis.
Culturalgrowthinthismodelisveryfast,evenfasterthantheexponential
growth we saw in the model of ultural dierentiation. The reason is that
the number of elements that an be invented by pairwise ombinationsof
n
elements is on the order ofn
2
, while the number of elements that an be
invented by dierentiation is proportional to
n
.Figure 4 shows the expe ted number of elements, omputed as an
av-erage over 100 simulations. Similarly to the ase of dierentiation above,
in individual runs of the model growth isinitiallyerrati , but be omes very
regular after a few elements have appeared. At this stage, losses be ome
negligible ompared tothe very high numberof innovationsthat an appear
by ombiningelements.
Figure 3 illustratesthe average similarity of two independently evolving
ultures. During the initial stages of growth, expe ted similarity in reases
due to the relatively high probability of the ultures inventing the same
ultural seeds and some of the simplest ombinations. After growth pi ks
up, however, the likelihood that the two ultures invent the same omplex
ombinations is very small, hen e similarity between ultures tends to drop
qui kly toward zero.
Lastly,Figure5billustratesthegrowthin omplexity,denedasthe
num-ber of evolutionary events ( reations of ultural seeds and ombinations of
omplex-ity of a ultural seed is 1,the omplexity of
y ◦ z
is 3, et . As shown in the gure, the average omplexity in reases rapidly.7 Cultural systems
Inallpreviousmodels, theappearan e anddisappearan eof agiven ultural
element have depended on at most one other element. In this se tion we
onsider the ulturalevolutionof systems of ulture, inthe senseof sets of
interdependent ulturalelements.
Werst onsideramodelinwhi hthe probabilitythata ulturalelement
appears depends on all elements in the ulture. Here we assume that there
is a set of
N
potential ultural elements, ea h of whi h may stand in either a fa ilitating orinhibiting relationshipwith any otherelement(as dis ussedin se tion 2). For instan e, a te hnology for melting iron ore may fa ilitate
the appearan e of iron tools; the pra ti e of keeping an animal spe ies for
ompanionship may inhibit onsumptionof its meat.
To onstru t a simple model, let us say that an element
x
is inhibited in ultural stateS
ifS
ontains more inhibitors than fa ilitators ofx
, and assume thatx
an appear in stateS
only if itis not inhibitedin this state:Pr(+x|S) =
(
q
app ifx
isnot inhibited inS
0
ifx
isinhibitedinS
(10)We also assume, as usual, that an element has a xed probability
q
disof
disappearing at ea h time step. The out ome of this model depends on the
probabilitythatelementsfa ilitateorinhibitea hother. Whenfewinhibiting
dependen ies exist,most elements anappearinmost ulturalstates,
result-ing in ultures with most of the
m
possible elements are present. In turn, this results in a high level of similarity between independently evolvedul-tures (Figure8). Whenthe probabilityof inhibitingdependen ies in reases,
ultures evolve to ontain a smaller number of elements, and onsequently
are more dierent fromea h other.
disap-fa ilitated instate
S
annotdisappear fromthat state:Pr(−x|S) =
(
q
dis ifx
is not fa ilitatedinS
0
ifx
is fa ilitatedinS
(11)An inuen e of ultural state ondisappearan e of elements may giverise to
new phenomena, among whi h rivaling systems and ombinations of
inde-pendent systems.
Rivaling systems. Figure6shows the dependen ies between 8 ultural
elementsrepresented asagraphinwhi hedgesrepresentfa ilitating
relation-ships, and absen e ofedges represents inhibitingrelationships. Inthis graph
we an identify two ultural systems:
A = {1, 2, 3, 4}
andB = {5, 6, 7, 8}
. By this we mean that elements withinA
typi ally fa ilitate ea h other and inhibit elements outsideA
, and the same goes forB
. Neither system, how-ever,isperfe tlyfreefrom oni t. Forinstan e,withinsystemA
elements3 and 4inhibitea hotherand fa ilitateoutsiders 5and6,respe tively.Never-theless, we expe t ultural evolutionto establish either system
A
or systemB
. Whi h of these two systems be omes established is a matter of han e events inthe beginningof the evolutionary pro ess.In1000simulationsofthis example,usingtheappearan eand
disappear-an e rules inequations (10) and (11), the ultureended up in system
A
406 times andinsystemB
594times. Thus, owingtothestronginuen e of ul-tural state onthe appearan e and disappearan e of elements, the similaritybetween two independently simulated ultures was always either0 or 1.
Combinationsof independent systems. When therearealsoneutral
relationshipsbetweenelements, olle tionsofseveralsmaller ulturalsystems
an emerge and oexist independently of ea h other. An example isgiven in
Figure 7. Here, there are four identiable systems:
C = {1, 3}
,D = {2, 4}
,E = {5, 7}
andF = {6, 8}
. SystemsC
andD
are mutually ex lusive, as are systemsE
andF
. However, the rst two systems are independent of the se ondtwo. Inthissituationwethereforeexpe t anyof thefourpossibleInsummary, omplexwebsofpositiveandnegativedependen iesbetween
potential ultural elements will give rise to emergent ultural systems or
olle tions ofsystems. Chara teristi s ofsu h systemsare that: (a) they are
highly path-dependent, so that dierent ultural groups may develop very
dierent ultural systems despite the same initialpotentialfor ulture, and
(b)thesystems onsistofelementsthatareonthewholemutuallysupporting
butwheresome oni tbetween elementsmaybeunavoidable(e.g. elements
3 and 4 insystem A in Figure6).
8 Dis ussion
Inthis paperwehavedeveloped atheoreti alframeworkforexploring
umu-lative ulturalevolution. Itisbasedonthe simpleideathatexisting ultural
elements an fa ilitate or inhibit the appearan e of new elements as well as
the disappearan e of present elements (see Table 1). With many ultural
elements, the set of interdependen ies an be ome arbitrarily omplex (e.g.,
norms about what an be eaten an inuen e farming, breeding, household
pra ti es,et .,and anbeinuen edbyreligionandothertraditions),sothat
evolution an onlybe understood if the whole system is studiedtogether.
Bydes ribing how dierent ultural states inuen e the appearan e and
disappearan eof ulturalelementswe anexplore long-term umulative
ul-tural evolution as asu ession of appearan e and disappearan e events. By
studying a series of dierent s enarios, we have shown in this paper that
the nature of dependen ies between ultural elements has dramati ee ts
on the pattern of ultural evolution. For example, when any given element
fa ilitatesthe appearan e of several similarelements weobserve apro ess of
ulturaldierentiationinwhi h thenumberofelementsgrows exponentially
in time. In ontrast, if elements an vary only along a single dimension we
observe linear growth. We stress that both the des ription of dependen ies
between elements and the pro ess of ultural evolution that emerges from
su h dependen ies lend themselves naturally to mathemati al formulation.
Belowwe rst dis uss ourresults onthe evolutionof ulturaldiversity, then
we dis uss some open issues.
8.1 The evolution of ultural diversity
The expression ultural diversity an referto several phenomena. Thus in
developinga theoryof ulturaldiversity we an askmanydistin tquestions,
su h as:
1. Why dodierent ultures exist, andwhat determineshowmany
dier-ent ultures there are?
2. Given that distin t ultures exist, what governs their similarities and
dieren es?
3. What determines the numberof ultural elements withina ulture?
4. What determinesthe diversityof ulturalelementswithina ulture, in
terms of similaritiesand dieren es between the elements?
5. What determines the extent to whi h individuals within a ultural
group arry the same ordierent ultural elements?
Here we have mainly onsidered questions 2 and 3. Our analysis has
high-lighted a numberof fa tors, summarized in Table 2, that inuen e both the
numberof elementsin a ulture and the extent to whi h two independently
evolved ultures share ommon elements. The rst fa tor is the number of
bran hing possibilities, that is, the possibilities to reate new ultural
ele-ments from existing ones (e.g, by dierentiation or ombination). If there
areplentysu hpossibilities,wehaveseenthat ulturestendtobe omelarger
and less similar to ea h other (Figures 3 and 5). Figure 4 also shows that,
whenmanyinnovationsarepossible, ulturalelementsa umulatelonger
his-tories, i.e., they arise from many evolutionary steps. Table 2 alsopoints to
the omplementaryinuen esof fa ilitationand inhibitionon ultural
elements eventuallyappear indierent ultures, even if the ultures initially
ontain dierent elements. Mutual inhibition in reases ultural dieren es
be ausedierent ultures mayestablishdierentsubsetsof mutually
in om-patible elements (Figure8).
Athirdsour eof ulturaldiversityis han e. Be ausetheappearan eand
disappearan e ofelements have sto hasti omponents,wegenerallyobserve
random variationboth inthe time of appearan e of spe i elementsand in
whatelementsa tuallyappear. Someee tsof han e anbeappre iatedby
ontrastingaveragepathsof ulturalevolutionwithsinglesimulationruns in
Figure4. Whenmanypossibilitiesforinnovationexist,andinthepresen eof
inhibitory dependen ies between elements, han e is parti ularly important
in hoosing whi h of the many possible paths a parti ular ulture a tually
takes. Thismeansthatanytwo ulturesareunlikelytotakeexa tlythesame
path (multilinearevolutionCarneiro,2003). Even inthepresen e of random
fa tors, however, there an be surprising regularities. One example is the
regular growth inamountof ulture inthe model of ulturaldierentiation,
reminis ent of a a steady rate of geneti hange in geneti evolution, the
mole ular lo k metaphor (Futuyma,1998).
It is possible to extend our framework to address questions 4, 5, and 1
above. Tota klequestion4weneedtodeneameasureofsimilaritybetween
ultural elements, e.g., similarity in fun tion, appearan e, or history.
Simi-larity measures based ondierent riteria may sometimes agree,though not
always ( f.analogy and homologyingeneti evolution,Futuyma,1998). For
instan e, two hammers that are derived fromthe same, preexisting hammer
will often be similar in fun tion, appearan e, and, of ourse, history. On e
a measure of similarity between ultural elements is dened, it is possible
to use it within our framework to study the similarity of evolved ultural
elements. Whether this an be a fruitful line of resear h is a question for
future work.
Question 5 on erns how ulture is distributed among individuals in a
group. Although we have not onsidered how individuals arry ulture, it
fa t that ea h individual has limited memory). Thus onditions that favor
a large ulture are also expe ted to foster within-group ultural diversity,
i.e., spe ialization. We also point out that spe ialization itself may favor
ulturalgrowth,be auseifindividualsdonotneedto arryallofthegroup's
ulture they may have more resour es to reate new ulture within their
spe ialization.
Question 1 is akin to asking how dierent biologi alspe ies evolve, and
what determines their number and abundan e. Cultural diversity in this
sense, therefore,may bequantied usingmeasures ofbiodiversity(Purvis &
He tor, 2000). A true understanding of howsu h ultural diversity evolves,
however, requires signi anttheoreti al developments, whi h lie beyond our
present s ope. Note that Questions 1 and 5, while seemingly at opposite
ends of a spe trum rangingindividuals to ultures, may a tually be stri tly
interrelated. The reason is that a omplete understanding of how distin t
ultures emergerequires understanding how ulturaldieren es develop
be-tween individuals. Addressing questions1and 5requiresa renementof our
frameworkinwhi h theappearan e anddisappearan eof traitsistra ked at
the levelof individuals(Strimlingetal.,2009b; A erbi etal., 2009).
8.2 Causes of the appearan e and disappearan e of
ul-tural elements
We have assumed in our models that ultural elements appear and
disap-pear solely based ontheir dependen ies onother elements. In reality, many
other fa tors ontribute. For instan e, the appearan e and disappearan e of
a ultural element are inuen ed by its fun tionality. For example, many
ombinations of ultural elements seem unlikely to appear simply be ause
they an serve no fun tion (think of the possible ombinations of pasta,
tomato sau e, hammer, and omputer). Introdu ing su h ultural
se-le tion based on fun tion may or may not hange the general patterns of
growth analyzed above. Consider for instan e the model of ultural
determinant of element appearan e and disappearan e, we expe t evolved
ultures to onsist mostly of the few e ient elements; we nolonger expe t
the numberofelementstogrowlinearlyintime on ethefun tionalelements
have appeared(Boyd &Ri herson, 1985). Some of our results, however,
ap-pearmorerobust. Forexample, onsiderthemodelof ulturaldierentiation
and suppose that only a fra tion of the elements that an be derived from
any given element is fun tional. We still expe t an exponential in rease in
the number of elements, albeit at a slower rate. Thus a system in whi h
ultural elements an dierentiate would still produ e more diversity than
a system that develops along one dimension only, and less diversity than a
system inwhi h ultural elements an ombine.
Wehavealsoleftouttheee tofenvironmentalvariationandgeneti
fa -torson ulturalevolution. Theenvironment anbein orporatedinthestate
of the world so that,for example, a ultural element maybemore likely to
appearinoneenvironmentthaninanother. Similarly,geneti predispositions
may inuen e appearan e and disappearan e probabilities. Forinstan e,
fa- ilitationandinhibitionbetween ulturalelements ouldbeviewedas
ree t-ing the impa tof evolved mental stru ture. An extension of our framework
toindividualswouldenablestudyofthe interplaybetweenindividualgeneti
variationand umulative ultural evolution.
8.3 Cultural omplexity
The greatest hallenge in studying the evolution of ultural diversity lies
perhaps in the omplexity of ultural systems. We have only tou hed upon
this topi in our last model, but our framework an over a wider range of
ases wherepro essesofrenement,dierentiation, ombination,fa ilitation
and inhibition,whi hwehave studiedseparately,o ur simultaneously.
We believe that an advantage of our approa h in the study of omplex
ulture is a stronger fo us on reativity and ultural history, ompared to
most urrent theory whi h emphasize so ial learning as the main for e in
Ri h-maintained in time (in luding why some elements may be more easily
re-tained), but the most spe ta ular feature of human ulturalevolutionis the
open-ended pro ess of reationof novel, often in reasingly omplex ulture.
Although individual reativity has been the subje t of mu h investigation
(Simonton, 2004; Sternberg, 2000), very little is learly understood about
how reativity shapes long-term ulturalevolution. We believea framework
like ours is helpful, possibly even ne essary, for real progress tobe made on
this topi .
There are many steps left to be taken, for whi h our framework an
be a starting point. For instan e, the issue of the onsequen es of human
intentionality ould be explored through studies of the intera tion between
dierent kinds of ultural elements, su h as ideas (about what is possible),
opinions (about what isimportant),and goals (for what toa hieve).
Another obvious route to go is to in orporate more ne-grained aspe ts
aboutthepopulationtomakeitpossibletodealwithissueslikespe ialization
and sub ultures withingroups, and intera tions between ulturalgroups.
Ourmodelsalsopointtotheimportan eofwhatwehave alled ultural
seeds, i.e., ultural elements that an appear in the absen e of preexisting
ulture. It may very well be the ase that there does not exist a very large
set of ultural elements that are all essentially independent of ea h other
and that an evolve from a situation without any ulture. Theoreti al and
empiri alexplorationsof this issueare, toour knowledge,extremely limited,
withthepossibleex eptionofideaswithinstru turalanthropology(Barnard,
2000).
8.4 Con lusion
We sought to apture in a lear formal framework what we believe is the
essen e of ulturala umulation: the unlimitedpotentialforinnovation and
the omplex dependen ies between ultural elements. Our approa h oers,
to our knowledge for the rst time, a way to model at least some of the
a -however, ourapproa hmustbe onne tedprodu tivelytoempiri al
observa-tions of ultural dependen ies, ultural evolution, and ultural history. We
believe this is possible through investigations of a tual traje tories of
ul-tural evolution and studies of relationships between ultural elements. As
an example of empiri aldata that are relevant here, it has been shown that
the number of ultural elements in some domains has grown exponentially
(Enquistetal.,2008),suggestingthatdierentiationhasbeenamajor
under-lyingpro ess in these ases. One example of empiri alstudieswe would like
to see done isanalyses of absen e of parti ular elements in ultural systems
in terms of presen e of inhibitingelements.
There has so far been little ommon ground between mathemati al
the-oryof ultural hangeandmainstreamworkon ultural hangein
anthropol-ogy and other so ials ien es (Carneiro, 2003). Our framework may help to
strengthen the onne tion, as the evolving ultural systems presented here
ould be used to model many existing notions within the human s ien es
(e.g., withinthe eldsofethni ity,sexand gender,so ialnorms,world views
and subsisten esystems)abouthowvariousideasand pra ti esmaysupport
or be in oni t with ea h other.
A knowledgments
We thank Kevin Laland for many insightful omments. Work supported by
European Commission grant FP6-2004-NEST-043434(CULTAPTATION).
A Appendix
To quantify ultural diversity we dene the similarity of two ultural states
as the proportion of all elements present in either state that are shared by
both states. Formally, if
X
andY
are the sets of elements representing the twostates,andassumingthat atleast oneisnot empty,then theirsimilaritys(X, Y ) =
|X ∩ Y |
|X ∪ Y |
= Pr(x ∈ X ∩ Y |x ∈ X ∪ Y ),
(12) wherex
is a random element drawn uniformly from the set of all possible elements (assumed to be nite). If the ulturalstatesX
andY
arise froma sto hasti pro ess, theyarethemselvesrandomvariables,and wedenetheirexpe ted similarity by Expsim
(X, Y ) =
E(s(X, Y )|X ∪ Y 6= ∅).
Then we have Expsim(X, Y ) = Pr(x ∈ X ∩ Y |x ∈ X ∪ Y ) =
Pr(x ∈ X ∩ Y )
Pr(x ∈ X ∪ Y )
.
(13) Assuming that statesX
andY
have evolved independently of ea h other, the last expression an berewritten asExpsim
(X, Y ) =
Pr(x ∈ X) Pr(x ∈ Y )
Pr(x ∈ X) + Pr(x ∈ Y ) − Pr(x ∈ X) Pr(x ∈ Y )
.
(14) Thus we an al ulate the expe ted similarity between ultures if we knowthe probabilitythat an element ispart of a ulturalstate.
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Table 1: Kinds of dependen ies of a ulturalelement,
x
, uponanother ulu-tral element,y
. Dependen e Histories Examples Fa ilitationS
0
y
x
x
y
isatool,material,orknowledge ne essaryto reatex
x
isamodi ationofy
x
isa ombinationofy
andanother element(e.g., theharpoon ombines spearand rope)y
isaso ialinstitution thatpromotesx
y
isate hnologythatmakesx
heaperNeutral
S
0
y
x
x
y
iswhollyunrelatedtox
InhibitionS
0
y
x
x
y
isataboothatforbidsx
y
isanalternativetox
,e.g.,asolution tothesameproblemSymbols:
x, y
: ulturalelements;S
0
: ulturestatewithoutx
andy
;thi kerlines indi- atehigherprobabilityoftransition.Fa tor
ultural elements between ultures
Bran hing possibilities
+
+
Fa ilitation
+
−
Inhibition
−
+
Table 2: Ee t of several fa tors onthe number of ultural elements and on the dieren es between ultures.
d
e
c
a
b
Figure 1: Examples of dependen ies between ultural elements: a) indepen-dentelements;b)linearsu essionof elements; )dierentiationofelements; d)pairwise ombinationsofelements;e)systemsof ulturalelements(empty arrows representinhibitoryrelationships). Theopen ir lerepresentsastate in whi h no ulture is present.
0 50 100 150 0 20 40 60 80 100 Independent elements P r o p o r t i o n o f e l e m e n t s ( % ) Generations
Figure 2: The expe ted path of ultural evolution (equation 4) when all possible ulturalelementsappearanddisappear independentlyofea hother. Parameter values:
q
app
= 0.05
,q
dis
= 0.01
.0 50 100 150 0.0 0.2 0.4 0.6 0.8 1.0 Independent elements Modification Differentiation Combinations Cultural system S i m i l a r i t y Generations
Figure 3: Average similarity between two independently evolved ultures a ording to models in the text. To allow omparison between dierent models, we hose a number
m = 2
of ultural seeds in all ases, with the ex eption of the model of ultural systems in whi h we onsideredM =
100
possible elements. Similarity is al ulated analyti ally in the ase of independent elements (see Appendix), and as an average of the similarity observedinpairsofindependentsimulationsintheother ases(modi ations: 500 simulations; dierentiation, ombinations, and ultural systems: 100 simulations). Parameter values:q
app
= 0.05
,q
dis
= 0.01
0 50 100 150 1 10 100 0 50 100 150 0 2 4 6 0 50 100 150 1 10 100 1000 N u m b e r o f e l e m e n t s Generations Differentiation Average Exampl es Average Exampl e Modification Combinations Medi an Exampl es
Figure 4: The expe ted path of ultural evolution, together with sample paths from individual simulations, for ea h of three models of umulative ultural evolution. Parameter values for allmodels:
q
app
= 0.05
,q
dis
= 0.01
. a) Cultural evolution by su essive modi ations of elements. The number of seeds ism = 1
. The average path is omputed over 500 simulations. b) Cultural evolution by dierentiation of elements. The number of seeds ism = 2
. Ea h element an dierentiate into2
elements. The average path is omputed over 100 simulations. ) Cultural evolution by pairwise ombinationsof elements. The numberof seeds ism = 2
. The median path is al ulated over100 simulations.0 50 100 150 0 2 4 6 8 10 12 0 50 100 150 1 10 100 1000 Independent Modification Differentiation Com bination
b
H i st o r y Independent Modification Differentiation Combination Generationsa
N u m b e r o f e l e m e n t sFigure 5: Comparison between the models of umulative ulture dis ussed in the text. a) The number of elements in the ulture (the verti al axis is logarithmi ). b)Average history of elements. The history of anelementis the numberof evolutionaryevents that reated the element, startingfroma ultural seed. A value of 1means that the element is a ultural seed, whi h evolved independently of other elements. Parameter values asin Figure4.
4
6
8
7
5
3
1
2
B
A
Figure 6: Example of a system of relationships between eight ultural ele-ments. Edges indi atefa ilitation,missingedges inhibition. We an identify two ulturalsystemsA andB, i.e., sets of ulturalelementswhi h,typi ally, fa ilitate ea hother and inhibit elements outsidethe set.
5
C
3
1
2
4
D
8
6
F
7
E
Figure 7: A system of relationships between eight ultural elements. Edges with lled arrows indi ate fa ilitation, edges with empty arrows indi ate inhibition,and missing edges indi ateneutral relationships. The sets C and D are mutually ex lusive (elements in C inhibit elements in D, and vi e-versa), asare systems E andF. Sets C and D are, however, ompatible with sets Eand F, asonly neutralrelationships exists.
0.0 0.2 0.4 0.6 0.8 1.0 0 20 40 60 80 0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0 Proportion of inhibitory dependencies b N u m b e r o f e l e m e n t s Independent elemens t Independent elemens t a S i m i l a r i t y
Figure 8: Simulation of ultural evolution when appearan e of a ultural element depends onthe number of fa ilitatingvs. inhibitingelementsin the urrent ultural state (equation 10 with
q
dis
= 0.05
), and disappearan e of element is randomwith probability
q
dis
= 0.01
). Left: similarityof indepen-dently evolved ulture as a fun tion of the probability that the relationship betweenany twoelementsisinhibitingvs.fa ilitating. Right: sizeof evolved ultures underthe same onditions. A numberof