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[AcadFac] COVID Impact Statements/Discussions and Annual Reviews for Faculty AcadFac <acadfac-bounces@lists.colostate.edu>

on behalf of

James,Susan <Susan.James@colostate.edu>

Tue 12/8/2020 7:41 AM

To: ddd@lists.colostate.edu <ddd@lists.colostate.edu>; acadfac@lists.colostate.edu <acadfac@lists.colostate.edu>

2 attachments (80 KB)

COVID Impact and the Annual Review Process Dec 2020.docx; faceval_5-19a_COVID.doc;

Dear Colleagues:

Mary and I want to make sure our annual evalua on process in the spring captures the impact COVID has had on each faculty member. Please see a ached guidelines and updated annual review form. Both are also on the Provost’s web page.

This process is meant to be quite flexible and not an addi onal burden on faculty members or chairs/heads, while also ensuring the faculty member has the opportunity to document the impact of COVID on their career in 2020.

If you have any ques ons, concerns, etc. about this please reach out to me directly. Thanks! Sue

Susan P. James, Ph.D.

(she, her, hers - learn the importance of using people's proper pronouns) Vice Provost for Faculty Affairs

Professor, Department of Mechanical Engineering Professor, School of Biomedical Engineering Professor, School of Advanced Materials Discovery (970) 491-0212

1001 Campus Delivery | Colorado State University* | Fort Collins, CO 80523-1001

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COVID Impact and the Annual Review Process, Spring 2021  The departmental annual review process for the impacted semesters should consider  incorporating a COVID‐19 Impact Statement for each faculty member. This statement can be  brief or more extensive, or a faculty member may choose not to write one. Please make sure  the faculty member checks the appropriate spot on the annual review form, just before the  evaluation box, to indicate whether they chose to attach a statement. It is also recommended  that each department collectively discuss and examine the annual review process considering  COVID‐19 impacts, and be reflective of the nuances of individual department and college  annual review processes which currently exist. Please see details on both of these elements  below, as well as guidance on how to document COVID‐19 impacts on annual review  performance criteria. We recognize the impact COVID‐19 has created on time demands as well  as the emotional burden. This additional request is not meant to be burdensome but to allow  for documentation that will be valuable in the future.   Optional COVID‐19 Impact Statement (500 words or less)  Every faculty member should be given the opportunity to include the COVID‐19 Impact  Statement as part of the usual annual review documentation. In developing the Impact  Statement for the annual review, the faculty member should discuss how they have risen to the  challenge of the pandemic and reflect on interruptions to their ability to fulfill the  responsibilities of their position. This could include disruptions and reduced productivity, and  new or unusual circumstances. The Impact Statement may be framed to share contributions,  responses to challenges, and disruptions to key areas (Teaching/Advising, Scholarship, Service).  In the area of scholarship, faculty should provide clear statements that explain the pandemic’s  impacts in relation to previously expected outcomes. They may also wish to include how their  teaching was affected, how they responded to shifts in delivery, and how they work to support  student learning under difficult conditions. The impact of COVID‐19 on personal circumstances  are invited but not required. Should the faculty member not have experienced any impact, or  experienced benefits (e.g., more research funding) they may note this in their statement. The  statement should be kept to no more than 500 words.  Recommended Collective Discussion about Annual Reviews during COVID  It is recommended that each department engage in collective discussions about the impact of  COVID‐19 on faculty productivity and workload and how these effects are exacerbated by  differences among faculty. These discussions are meant to be flexible and may take any form,  and involve everyone together, or in smaller groups. They should serve as a starting place for 

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Based on University of North Texas Draft Guidance, which was based on Guidance from the  These discussions might also lead to better mentoring of faculty within the department. If  departmental discussions lead to actionable adjustments of current annual review practices  please inform the dean or designated associate dean in your college, who will keep the provost  informed of departmental and college efforts.   Guidance on Annual Review Performance Criteria and COVID  Excellence and effectiveness in teaching, scholarship, and service are considered in the annual  review of all full‐time faculty members. Guidance to assist departments in developing COVID‐19  revised evaluation guidelines in these key areas follows.  Workload   The percent time workload should be clearly stated and weighted accordingly in the annual  review process. Note that some faculty have chosen a flexible work arrangement, such as a  reduction of FTE or workload swaps between semesters. The annual evaluation should be  proportioned based on the workload arrangement.   Teaching   Departments should utilize various means for assessing teaching effectiveness and not rely  solely on student course surveys. This point is not new, please see section E.12.1 of the Faculty  Manual. However, we realize that teaching during the pandemic resulted in strong or improved  teaching evaluations for many of our faculty. The experience, though challenging, allowed them  to develop new ideas and skills and to conceptualize the delivery of their content in new ways.  Realizing that some faculty may wish to have these efforts recognized, faculty may opt to have  student course surveys included. A rationale for doing so should be part of the COVID‐19  Impact Statement. However, the faculty member may request that student course surveys be  excluded, with the explanation of the reason in the COVID Impact Statement.     As the department reflects on the evaluation of teaching, please consider what we know about  traditional measures of teaching, how some have previously been misused, and their potential  to be even less effective measures of quality teaching for women and faculty of color. Women  and faculty of color receive systematically lower teaching evaluations than their male  colleagues. Please see the resources related to COVID‐19’s differential impacts at the bottom of  this document and the letter from CoGEN about Considerations for Faculty Evaluation in 2020‐ 2021.  

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Further, as the Manual states, the course survey is designed to elicit valuable information on  students’ perspectives but not to evaluate teaching effectiveness. Attempting to draw “direct  or comparative measure of teaching effectiveness” from course survey responses is a misuse of  data that the Manual prohibits (E.12.1). In addition to the information sources recommended  by the Manual, creating opportunities for faculty to share how and what they learned while  teaching during COVID‐19 will provide additional information about teaching that can be  evaluated. This approach will foster the “reflective self‐assessment” of teaching that the  Manual recommends. A form for promoting concise but substantive reflection and evaluator  comments is available here, and related resources can be found here. 

For each course listed as being taught, the faculty member should indicate whether there was a  mode of delivery change (for example, “CHANGED TO REMOTE”). For courses whose delivery  mode is the same as the one that’s typically been used, no notation is needed.   Scholarship   Faculty are expected to continue their research and creative activities. The potential of the  pandemic to have significantly impacted the research productivity of some faculty is  acknowledged. As such, consideration should be given in the annual review process.   Professional meetings, performances, exhibitions, and other scholarly activities that were  cancelled or postponed, as a result of COVID‐19, should be included in the annual review with  the word CANCELLED or POSTPONED noted at the end of the activity in all caps. Faculty should  also document whether the event was delivered in an alternative format. Scholarship activities  that were cancelled or postponed should be considered with the same weight as if they had  occurred as originally planned. For scholarly activities conducted virtually, departments should  assign equal value as if it had occurred in‐person. Note that this does not mean cancelled  activities that occur in subsequent years should be counted “twice”. It is meant to recognize  that some cancelled activities will not be rescheduled and that considerable work went into  securing the original activity (e.g., invited performance, conference paper accepted by rigorous  peer review).  Faculty may use the COVID‐19 Impact Statement to detail interruptions (e.g., lab closures,  conference or exhibition cancellations, unavailability of human subjects, inability to travel to  field site, interruptions in manuscript review timeframes).      

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Based on University of North Texas Draft Guidance, which was based on Guidance from the  Service   Faculty have experienced changes in internal and external service requirements during the  pandemic. Service in some areas may have increased while service in other areas may have  decreased or ceased. Additionally, some faculty may be or have been major contributors to  pandemic solutions in their department, college, university or professional organizations. If  faculty experience significant shifts in their service, they are encouraged to detail these changes  in the COVID‐19 Impact Statement. In evaluating service, special consideration should be given  to contributions that advance unit‐wide teaching and learning during the pandemic, and to  service efforts utilizing the faculty member’s expertise that supports community responses to  the COVID‐19 pandemic .   Service activities that were cancelled or postponed as a result of COVID‐19 should be included  in the annual review with the word CANCELLED or POSTPONED noted at the end of the activity  in all caps. Faculty should also document whether the event was delivered in an alternative  format. Service activities that were cancelled or postponed should be considered with the same  weight as if they had occurred as originally planned. For service activities conducted virtually,  departments should assign equal value as it if it had occurred in‐person. Note this does not  mean cancelled activities that occur in subsequent years should be counted “twice”. It is meant  to recognize that some cancelled activities will not be rescheduled and that considerable work  went into securing the original activity.  In Closing  Fair and equitable annual review of faculty productivity has always been a critical component of  the functioning of our departments and colleges. Operationalizing these reviews, given the  framework of university policy and the nuances of program and departmental expertise, can  only be achieved through faculty engagement and discussion. Faculty should be able to share  their thoughts and experiences, and review the literature and discussion related to COVID‐19  initiated in their professional organizations and societies. Please keep in mind that many  COVID‐related matters are private and personal and faculty need not reveal details to talk  about the impact of COVID on them. The outcome of these discussions should be concrete  measures that will be utilized in departmental annual reviews to ensure that differential impact  is accounted for. This does not mean abandoning previously establish procedures and  processes but instead reviewing them with COVID‐19 equity in mind.  Annual Review and COVID‐19 Resources:    Are women publishing less during the pandemic? Here’s what the data say 

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 Asking the Right Questions: A primer for merit, tenure and promotion evaluation  committees.    Exploring Bias in Student Evaluations: Gender, Race, and Ethnicity    Gender Equity Considerations for Tenure and Promotion during COVID‐19   No Tickets for Women in the COVID‐19 Race? A Study on Manuscript Submissions  and Reviews in 2347 Elsevier Journals during the Pandemic    Opinion: In the wake of COVID‐19, academia needs new solutions to ensure gender  equity    Supporting Faculty During & After COVID‐19  

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COLORADO STATE UNIVERSITY: ANNUAL FACULTY EVALUATION - SUMMARY REPORT CALENDAR YEAR ending December 31________

Name: _________________________________________ Evaluating Department/Unit: ______________________________

Tenured/Tenure Track _____ Non-Tenure Track_____ Appt.: 9 mo. _____ 12 mo. _____ Other _______

Rank: Professor _____ Assoc. Professor _____ Assist. Professor _____ Master Instructor _____ Senior Instructor _____ Instructor _____

Please check one: ____ COVID Impact Statement Attached ____ Faculty Member chose not to attach a COVID Impact Statement

Signatures: I have received and read this annual evaluation:

_________________________ _____________________________ _________________________

Department Chair- Date Faculty Member-Date College Dean-Date

Rating

(Select one rating for each category)

Instruction, Advising, & Mentoring

Effort Distribution: _______% (Next year expected: %)

Research, Scholarship, & Creative Activity

Effort Distribution: ______% (Next year expected: %)

University/ Professional/ Public Service & Outreach

Effort Distribution: ______% (Next year expected: %)

Overall Evaluation (100% of Effort) Superior Exceeds Expectations Meets Expectations Below Expectations Unsatisfactory

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Faculty Member’s Comments, if any:

Signature & Date:

References

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