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Strategy, State-centrism and Pessimism : the Case of Russia, 2019

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by Ilmari Käihkö

Resumé

Artikeln tar upp debatten om Rysslands krig mot Ukraina, men fäster blicken på två övergrip­ ande och ofta framkommande aspekter av strategisk teori, fokus på staten som analysnivå samt pessimism. Båda är vanligt förekommande aspekter även i pågående debatt om Ryssland, inte minst den som rör det ryska hotet. I denna debatt ses Ryssland ofta som en monolit som kontrolleras av president Vladimir Putin. I slutändan korrelerar hans grad av kontroll över statsmakten med hot. Men, stämmer bilden av Putin som en mästerlig manipulator och strateg som har övertag över västvärlden? I artikeln frågas vad Ryssland ”är” och om ”den” gör strategi? Tendensen att se ”ett” Ryssland som kontrolleras av Putin har i sin tur bidragit till överskattning och pessimism. Detta har i sin tur hindrat bra strategi. Eftersom Finlands historiskt pessimistiska synsätt mot Ryssland ofta uppfattas ha lett till bra strategi är det i synnerhet finska exempel som tas upp i texten. I slutändan är det mycket som vi inte vet om Ryssland. Det är därför lättare att göra teoretiska poäng av situationen. Bra strategi bygger på korrekt analys av den rådande situationen. Medvetenhet om tendenser att fokusera på faktor­ erna stater och pessimism kan därför nyansera framtida debatter, och bidra till bättre strategi.

a proof of good scholarship is not merely that it raises debate, but that it raises inter­ esting questions to debate about. Tomas Ries’ appraisal of one of the premises of Lawrence Freedman’s Ukraine and the Art of Strategy

proves the point.1 My review of Freedman’s

work, published in the previous issue of this journal,2 formed a continuation of my earlier

assessment of the first year of the ongoing Russo­Ukrainian war. Beginning in the spring of 2014, the war was initially largely fought not by state armed forces, but volunteers.3

Ries’ focus in turn is on deeper issues that concern specifically Russian strategy. In what follows, I offer a rejoinder to his thoughts.

Freedman found little new, nor not much to commend in his appraisal of the strategies used in the Russo­Ukrainian war.4 There

were nevertheless two closely connected

issues I struggled with when reviewing his work, and which Ries too touches upon. The first issue concerns the nature of Russian political system, and how successful Russian strategy has been in recent times. A strategy that ties together and carefully coordinates various military and non­military means requires tight control. The coalescing of Putin, Kremlin and Russia in many debates suggests that Russia forms a strong state and a monolith controlled by Putin. The second issue concerns another issue discussed by Ries, strategy and feelings – or more precisely, pes­ simism. Considering the limits of our insight of Russian political and military realities, even in my review I ultimately reverted to the Finnish maxim ”a pessimist will not be dis­ appointed”. Evident even in Ries’ argument is how the long­standing Finnish pessimism

Strategy, State-centrism and Pessimism –

the Case of Russia, 2019

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towards Russia is widely lauded, especially so after the Russian invasion of Ukraine in 2014. While pessimism appears the safest recourse, it too comes with consequences: what we perceive as means of defence may appear threatening from the perspective of others. Finally, I conclude by offering some thoughts on strategy in general.

What is Russia, and does ”it”

do strategy?

To begin with the first issue, what exactly do we mean by Russia when we discuss its strategy? While several scholars and jour­ nalists with long experience of Russia have asked ”what does Putin really want”, some have subtly suggested that this question is already biased, and possibly wrong.5 We

tend to perceive international relations as a drama between state actors. In this view, es­ pecially autocracies tend to become pyramids, tightly controlled by their leaders. Ries too seems to assume that understanding Putin becomes paramount because of his control over the Russian state – which Ries sees is winning in a current confrontation with the West. In this telling, the threat of revisionist Russia is directly derived from the notion of a malevolent Putin pulling all the strings of the state.

The Russian occupation of the Crimean Peninsula in February 2014 and the electoral interference in the presidential elections of the United States in 2016 appeared to cement the view of Putin as a master manipulator. Freedman sees this rather as opportunism, and it is in any case ludicrous to claim that Donald Trump is merely a creation of Putin. Even other strategic successes attributed to Putin have been questioned – as has Russia’s ability to control all the various strands, which form what is sometimes called ”hy­ brid” warfare. Considering the chaos and

dysfunctionality of the Russian state appara­ tus, it appears unlikely that Russian military and security services would function much better. We know that widespread corruption has stalled the military reforms that began in 2008, and analysts have argued that two competing intelligence agencies participated in the election interference apparently with­ out knowledge of each other.6 In early 2018

two Yale professors specializing in Russia believed that the Skripal poisoning was likely to be the doing of overzealous intelligence agencies. Much of this we might never be able to confirm, but it would be surprising if all the hostile acts attributed to Russia indeed belong to a well­developed Russian strategy. What I feel is sobering with Freedman’s analysis is the way he assesses Russian strat­ egy in a longer time perspective. Unlike the Soviet Union, Russia does not represent an ideology with global appeal. It is hence worse off when dealing with the allure of liberal promises of political freedoms and economic prosperity. While Putin’s popularity skyrocketed after its annexation of Crimea, this spike of support appears temporary and is now threatened by economic sanctions. According to a recent Gallup poll, almost half

of young Russian want to emigrate, almost a quarter for good.7 The crackdown of recent

protests, the continuing quagmire in eastern Ukraine and the new financial demands posed by the occupation of Crimea only make the situation worse. Neither should any Russian gains neglect the consequences to interna­ tional opinion. As the defence investments in Sweden and elsewhere suggest, it is hardly millions of Ukrainians alone who can relate to my Finnish grandmother’s obscure saying that ”a Russian is a Russian even if you fry them in butter”. Having lost her family home because of the Russian invasion in 1939, she never forgot nor forgave. As Freedman puts it, the result of Russian propaganda has

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been loss of faith in whatever comes out of Kremlin – ”even when telling the truth.”8 In

this reading Putin is hardly a strategic mas­ termind, but an opportunistic gambler who won some, but also incurred losses, some of them long­term.

Pessimism

The issue of what we mean by Russia is influenced by our overestimation of our opponent – and perhaps the comfort of ex­ ternalizing our own failures. The overesti­ mation and the view of Russia as a united actor also allows us to ignore complex and potentially unpleasant sociological factors. Overestimation and simplification do not offer a recipe for good strategy, which ac­ cording to Freedman comes from an analysis of the situation. When it comes to Russia and strategy, especially Ukraine but even the international community failed to live up to another maxim ”a Cossack takes everything that is loose.” This is a more succinct way to summarize Lord Palmerston’s view that Russia needs to be kept in check with decided resistance that I quoted in my previous re­ view – and which even the Finnish President Sauli Niinistö has continued to repeat.9 As

my maternal family’s and the surrounding society’s experience shows, we can learn from mistakes and recover from surprise. Even in the case of Ukraine, Freedman has emphasized allies over deception.10

Despite Freedman’s nuancing of the most pessimistic views of Russian strategic acumen, it is difficult to not expect the worst. This risks reverting to pessimism. While the end of the Cold War resulted in great optimism, even in Sweden public opinion now favours increased defence spending. A more difficult question is how much force is enough. And while we perceive our defence expenditure not only as necessary but just, absent trust,

”peace missiles” are peaceful only for one side; our security may cause insecurity to others. While by no means justifying revisionism in Ukraine or elsewhere, even Ries suggests that Russian insecurity formed a major rea­ son behind Russia’s choice to interfere with Ukrainian domestic matters in 2013–14. These in turn contributed and continue to contribute to uncertainty elsewhere.

Challenges for strategic

thought and practice

Herein lie the two challenges for the study and practice of strategy: state­centrism and pessimism. The first challenge is a conceptual one, and concerns who ”does” strategy. I agree with Ries that it is crucial to under­ stand ”the other” – which in this case equals to Russia. But can we understand Russian action in Ukraine without considering their ”other”? For Ries this is us, or the West. The interactive nature of strategy nevertheless makes relegating Ukraine to a mere bat­ tleground not only unfair, but furthermore unwise. The ongoing war in Donbas was not initially fought between state armed forces, but rather people in the aftermath of a popular revolution. The invocation of a ”foreign hand” is an age­old way to play to patriotic stirrings.11 But as the Russian

reaction to the 2014 political crisis and rev­ olution in Ukraine illustrates, reducing such contexts to a struggle between two competing wills – whether these belong to Russia and Ukraine, or especially Russia and the West – risks contributing to bad strategy.

Good strategy is based on correct assess­ ment of the situation. According to Freedman, Putin failed miserably in this regard, not least in Ukraine.12 The outcome continues

to haunt him – amidst a plethora of other, especially domestic, challenges. The case is similar with the second challenge to strategy,

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or pessimism. While neither overestimation nor underestimation lends itself to good strategy, it appears easier and safer to as­ sume the worst instead of the best. Pessimism can nevertheless lead to waste of resources, and contribute to a security dilemma where increasing our security may cause others to feel insecure. Security dilemma can cause others to reciprocate or offer a casus belli for pre­emptive action.13 Pre­emptive action may

be explained to prove the initial pessimism. Yet considering that war usually offers proof

of not successful but unsuccessful strategy, the pessimism that contributed to failure must be considered counterproductive.

To offer yet another Finnish example, a recent appraisal of the Winter War of 1939– 1940 lauded the Finnish decision­makers for being morally correct, but both they and Stalin strategically foolish. While it is of course impossible to say whether agreeing to the initial Soviet demands of territory exchange would have brought lasting peace, Finland ended up losing far more territory than initially demanded. While the Soviet Union appeared to win this war, the victory

came at a huge cost that laid bare the weak­ ness of the Red Army, while also pushing Finland to the arms of Nazi Germany.14

These consequences were unfortunate for everyone involved. More recently, pessimism might also have led to nuclear holocaust – a prospect that again looms in the horizon.

Admittedly the stakes have to date been lower in Ukraine, where the war continues at the time of writing. So does the debate concerning how we can protect ourselves from those that seek to alter the status quo. This debate is only to be encouraged. And as Freedman’s and Ries’ contributions il­ lustrate, while the uncertainty inherent in strategy influences these debates, it should by no means stop them. Awareness of the tendencies to focus on states and worst­case scenarios may however be helpful in nuanc­ ing this debate in the future.

The author is an Assistant Professor at the Department of Security, Strategy and Leadership, Swedish Defence University.

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Notes

1. Ries, Tomas: “Freedman and Putin’s Motives for Ukraine”, KKrVAHT, 3. häftet 2019, pp.

120-131.

2. Käihkö, Ilmari: ”The Russo­Ukrainian War and the Art of Opportunism”, KKrVAHT, 2.

häftet 2019, pp. 166­70.

3. Käihkö, Ilmari: ”The People’s War in Ukraine”, KKrVAHT, 4. häftet 2018,

pp. 180­83; on the volunteer battalions, see Käihkö, Ilmari: ”A Nation­in­the­Making, in Arms: Control of Force, Strategy and the Ukrainian Volunteer Battalions”, Defence Studies, nr 18, 2, 2018, pp. 147–66, https:// doi.org/10.1080/14702436.2018.1461013.

4. Freedman, Lawrence: Ukraine and the Art of Strategy, Oxford University Press, Oxford

2019.

5. To offer just two examples, see Ioffe, Julia: ”What Putin Really Wants”, The Atlantic,

2018, https://www.theatlantic.com/maga-zine/archive/2018/01/putins-game/546548/,

(2019­08­19); Topol, Sarah A.: ”What Does Putin Really Want?”, New York Times, 2019, https://www.nytimes.com/2019/06/25/maga-zine/russia­united­states­world­politics.html,

(2019­08­19). 6. Ibid., Ioffe, Julia.

7. Osborn, Andrew: ”Almost Half of Young Russians Want to Emigrate, Gallup Poll Says”, Reuters, 2019, https://www.reuters. com/article/us-russia-politics-emigration/ almost-half-of-young-russians-want-to-em-igrate-gallup-poll-says-idUSKCN1RG1ZZ,

(2019­08­19).

8. Freedman, Lawrence: The Future of War: A History, Public Affairs, New York 2017,

p. 225.

9. Lake, Eli: ”Finland’s Plan to Prevent Russian Aggression”, Bloomberg, 2019, https://www. bloomberg.com/opinion/articles/2019-06-12/ finland-s-plan-to-prevent-russian-aggression-is-to-prepare-for-it (2019­08­19).

10. Freedman, Lawrence: Strategy: A History,

Oxford University Press, Oxford, 2013. 11. Kotkin, Stephen: Stalin: Waiting for Hitler,

1929–1941, Penguin, London 2018, p. 485.

12. Op. cit., Freedman, Lawrence, see note 4. 13. Herz, John: ”Idealist Internationalism and

the Security Dilemma”, World Politics, 2,

1950, pp. 157­80.

References

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