Examensarbete
LITH-ITN-ED-EX--06/019--SE
A MMIC GaAs up-converter from
350 MHz to 1835 MHz realized both
in a HBT diode-mixer topology
and pHEMT resistive FET-mixer
topology
Anders Andersson
Joakim Östh
LITH-ITN-ED-EX--06/019--SE
A MMIC GaAs up-converter from
350 MHz to 1835 MHz realized both
in a HBT diode-mixer topology
and pHEMT resistive FET-mixer
topology
Examensarbete utfört i Elektronikdesign
vid Linköpings Tekniska Högskola, Campus
Norrköping
Anders Andersson
Joakim Östh
Handledare Per Gustafson
Handledare Martin Johansson
Examinator Adriana Serban Craciunescu
Rapporttyp Report category Examensarbete B-uppsats C-uppsats D-uppsats _ ________________ Språk Language Svenska/Swedish Engelska/English _ ________________ Titel Title Författare Author Sammanfattning Abstract ISBN _____________________________________________________ ISRN _________________________________________________________________
Serietitel och serienummer ISSN
Title of series, numbering ___________________________________
Nyckelord
Datum Date
URL för elektronisk version
Avdelning, Institution Division, Department
Institutionen för teknik och naturvetenskap Department of Science and Technology
2006-05-24
x
x
LITH-ITN-ED-EX--06/019--SE
A MMIC GaAs up-converter from 350 MHz to 1835 MHz realized both in a HBT diode-mixer topology and pHEMT resistive FET-mixer topology
Anders Andersson, Joakim Östh
Two mixers for up-conversion from an IF frequency of 350 MHz to a RF frequency of 1835 MHz have been designed and simulated to be used in Ericssons radio link system MINI-LINK. One mixer uses diodes in a balanced structure, and the other one use resistive FET-mixers, also in a balanced structure. Both implemented in a GaAs MMIC process; for the diode mixer TriQuint HBT2 and for the resistive FET-mixer TriQuint 0.25 um pHEMT. The mixers were designed to work with input LO-power of 0 dBm and an IF-power of -20 dBm. For the diode based mixer with an active LO balun the conversion gain is 5.7 dB, P-1dB 15 dBm and the LO-suppression -22 dB. For the resistive FET-mixer the conversion gain is 11 dB, IIP3 26 dBm, P-1dB 15 dBm and the LO-suppression -49 dB. The data given is based on simulations; no wafers have been processed at this time. The chip-area the final design will occupy is approximated to 1.8 mm^2 for the diode mixer and approximately 1.9 mm^2 for the resistive FET-mixer. For both of the mixer types an off-chip balun for the IF-frequency is the only external component needed.
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A MMIC GaAs up-converter from 350 MHz to 1835
MHz realized both in a HBT diode-mixer topology
and pHEMT resistive FET-mixer topology
Master Thesisby
Anders Andersson and Joakim Östh 2006
Department of Science and Technology Linköping Institute of Technology
Abstract
Two mixers for up-conversion from an IF frequency of 350 MHz to a RF frequency of 1835 MHz have been designed and simulated to be used in Ericsson’s radio link system MINI-LINK. One mixer uses diodes in a balanced structure, and the other one use resistive FET-mixers, also in a balanced structure. Both implemented in a GaAs MMIC process; for the diode mixer TriQuint HBT2 and for the resistive FET-mixer TriQuint 0.25 um pHEMT. The mixers were designed to work with input LO-power of 0 dBm and an IF-power of -20 dBm. For the diode based mixer with an active LO balun the conversion gain is 5.7 dB, P-1dB 15 dBm and the LO-suppression -22 dB. For the
resistive FET-mixer the conversion gain is 11 dB, IIP3 26 dBm, P-1dB 15 dBm and the LO-suppression -49 dB. The data given is based on simulations; no wafers have been processed at this time. The chip-area the final design
will occupy is approximated to 1.8
mm
2for the diode mixer and approximately1.9
mm
2 for the resistive FET-mixer. For both of the mixer types an off-chipbalun for the IF-frequency is the only external component needed.
Contents 1 Introduction ...1 2 Theory ...2 2.1 Semiconductor devices ...3 2.1.1 HBT ...3 2.1.2 HEMT ...4 2.1.3 Schottky diode...4 2.2 Mixer basics ...5
2.2.1 General non-linear analysis ...5
2.2.2 Restricted analysis: the conversion matrix method ...11
2.2.3 Mixer parameters ...12
2.3 General non-linear phenomena ...14
2.3.1 Gain Compression ...15
2.3.2 Desensitization and Blocking ...15
2.3.3 Cross Modulation ...16
2.3.4 Intermodulation ...16
2.4 Resistive FET-mixer ...18
2.5 Balanced diode mixers ...22
2.5.1 Single-balanced diode mixer ...22
2.5.2 Double-balanced diode mixers...26
3 Requirements ...30 4 Design ...31 4.1 Diode mixer ...31 4.1.1 Mixer core ...31 4.1.2 Baluns ...35 4.1.3 RF power amplifier ...41 4.1.4 IF-balun ...42
4.1.5 The complete up-converter ...42
4.2 FET-mixer ...44
4.2.1 FET-mixer core ...44
4.2.2 Active balun...48
4.2.3 Passive balun...50
4.2.4 RF power amplifier ...50
4.2.5 The complete up-converter ...53
5 Results ...54 5.1 Diode mixer ...54 5.1.1 Active LO-balun...54 5.1.2 Passive LO-balun...57 5.1.3 LO amplifier...61 5.1.4 RF power amplifier ...62
5.1.5 The complete up-converter ...63
5.2 FET mixer...68
5.2.1 LO balun...68
5.2.2 RF amplifier...71
5.2.3 The complete up-converter ...73
6 Layout and chip area ...76
6.1 Diode mixer ...76
6.1.1 Active LO-balun...76
6.1.5 RF-amplifier...79
6.1.6 An estimation of the complete chip-area ...80
6.2 FET mixer...81
6.2.1 Layout of the mixer core...81
6.2.2 Layout of the active LO balun ...82
6.2.3 Layout of the output RF amplifier ...83
6.2.4 Layout of the whole up-converter ...83
7 Conclusion...84
8 Acknowledgements ...85
9 References...86
Appendix A ...90
Additional design: adaptive bias circuit ...90
Layout 91 Appendix B ...93 Workbenches ...93 Appendix C ...97 Maple calculation 1 ...97 Maple calculation 2 ...98 Maple calculation 3 ...99 Maple calculation 4 ...101 Maple calculation 5 ...102
1 Introduction
The purpose of this work is to investigate if it is possible to make an up-converter in MMIC technology that fulfills the performance requirements, and at the same time, is cheaper than the solution used by Ericsson today. All work has taken place at Ericsson AB in Mölndal using Agilent ADS for design and simulation.
In today’s solution an expensive filter is needed after the mixer to suppress the LO-signal, therefore it is highly desirable to suppress the LO-signal already in the mixer so that a cheaper filter can be used.
The most demanding requirements were
1 high linearity
2 good LO-suppression
It turned out that a resistive pHEMT FET-mixer and a HBT diode mixer are good candidates to requirement one, due to their inherent good linearity. To meet requirement two, a balanced topology is selected, that theoretical can suppress the LO to infinity.
The work was basically divided in four parts: literature study, design,
simulations and tuning, and finally the layout was made to estimate the chip area needed to manufacture the mixer.
The report is divided in sections in an attempt to make it easy for the reader to find the information he or she finds interesting. The reader that is familiar with basic mixer theory can with advantage skip the section dealing with basic mixer theory. The design and result chapters are also divided in different sections, one for each mixer type to make it easy to find the relevant information.
The reader mainly interested in the performance is directed to the results section, and especially to the summaries there.
2
Abbreviatoins and vocabulary
Agilent ADS – The company Agilents Avanced Design System, a computer aided electronics design program.
Balun – A baluns task is to convert an balanced signal to an unbalanced signal (and also conversely). A hybrid is often used as a balun.
DB – Duble balanced.
GB (GD) – Gain balance (Gain difference) HB – Harmonic balance.
HBT – Heterojunction bipolar transistor. HBT2 – A TriQuint specific HBT process. HEMT – High Electron Mobility Transistor IF – Intermediate Frequency
IM – InterModulation
IP3 (IIP3) – Interception Point Three, i.e third order interception point. IIP3 represents Input IP3.
LO – Local Oscillator.
LSSP – Large Signal S-Parameters, this refers to the ADS simulation controller.
MINI-LINK – Ericsson’s radio link system. P-1dB – Power of the 1-dB compression point. PB (PD) – Phase Balance (Phase differance) RF – Radio Frequency.
SB – Single Balanced.
SP – S-parameter (scattering parameter). TOI – Third Order Interception.
TriQuint – An American semiconductor company.
XDB – X DeciBell i.e this refers to the X:th order compression point simulaiton controller.
3 Theory
3.1 Semiconductor
devices
In this thesis three types of semiconductor devices have been used, namely bipolar transistors, FET transistors and diodes. Regarding the transistors it is the improved and modern Heterojunction Bipolar Transistor (HBT) and High
Electron Mobility Transistor (HEMT)1 that have been used. The diodes used
are Schottky diodes. Since these improved devices differ slightly from the traditional (BJT, FET and PN-diode), regarding performance and
manufacturing, each of them will be described briefly in the subsections below [1] [2].
3.1.1 HBT
In order to increase the speed of a regular BJT the doping of the base could be increased. This comes, unfortunately, with the drawback of decreased current gain. There are also physical limitations; the semiconductor cannot be doped to that great extent that is sometimes wanted. Therefore, an additional
material is added to the emitter and, thus, forming a heterojunction2. If the
additional material added is a material that easily releases electrons (for example Al or In) the consequence will be that more electrons are injected into the base from the emitter; and this without excessive doping. As a result this will create a much faster device than the regular BJT.
Today there are mainly two versions of the HBT. They are the so called
AlGaAs/GaAs HBT and InGaP/GaAs HBT. The latter, so called 2nd generation
HBT, is the one used in TriQuints HBT2 process, which also is the one used in this thesis work. This is said to perform better and be more reliable than the
1st generation.
The key features of the HBT are:
• High linearity
• High power gain
• Low cost
• Relatively high operating frequency
• Low noise
3.1.2 HEMT
The HEMT or, High Electron Mobility Transistor, is basically constructed as an ordinary FET besides that, similar to HBT, bandgap engineering technologies have been utilized to increase the performance and creating a channel with low losses. In the HEMT a 2D electron gas is responsible for the carrier transport, this electron gas have a very large electron density and a high mobility and this is the main reason for the special features of the HEMT, the interested reader is recommended to read chapter 7 in reference [4]. In this work a special version of the HEMT has been used, instead of using
additional materials with matching crystal lattices (for instance GaAlAs/GaAs) non-matching materials have been used (for instance InGaAs/GaAs). These HEMTs are called pseudomorphic HEMT or pHEMT. The reason that the pHEMT is used is that there was no HEMT device available in the design library used.
The key features of HEMT are:
• High linearity
• Very high cut-off frequency (at least 500 GHz have been reported) • Very low noise
3.1.3 Schottky diode
A commonly used diode in RF applications is the Schottky diode. Unlike the regular pn-junction diode the Schottky diode uses a metal-semiconductor junction. By using this configuration the diode becomes a majority carrier device, which means only electrons are injected and, by being a majority carrier device, there will be no time consuming electron-hole recombination. Due to this the Schottky diode is faster than a conventional pn-diode and therefore suitable for high speed switching RF-applications, such as mixers.
3.2 Mixer
basics
A mixers' prime function [2-9] is to translate one frequency to another. Mathematically this is done by multiplication of two signals at different
frequencies, for example between frequency
f
1 andf
2. However the angularfrequency
ω
=
2 f
π
is used due to the trigonometric functions. How it worksmathematically is shown with the following identity
( ) ( )
1 2(
1 2)
(
1 2)
1
cos
cos
cos
cos
2
t
t
t
t
t
t
ω
ω
=
⎡
⎣
ω
−
ω
+
ω
+
ω
⎤
⎦
(1.1)Apparently, multiplication of two signals with different frequencies gives two new frequency components; one is the sum and the other the difference between the two frequencies. The wanted signal is selected in some suitable way, usually by filtering. The symbol for a mixer can be seen in Figure 1. For
the case of up-conversion3, the intermediate frequency (IF)
ω
IF signal isapplied to the left. From the bottom the local oscillator (LO)
ω
LO signal isapplied, and the output, the radio frequency (RF)
ω
RF signal, is taken fromthe right. The multiplication sign in the mixer symbol suggests it works by multiplication. Inside the mixer symbol some non-linear device can be found, for example diodes or transistors. Before moving on to investigating different mixer topologies, let us investigate more closely how the mixer works by analyzing it mathematically. Down-converter Up-converter LO LO RF IF RF IF
Figure 1 The mixer symbol for the cases of an up-converter and a down-converter.
3.2.1 General non-linear analysis
In the following, the variable
ω
I is the input frequency, that is eitherω
IF orRF
ω
depending if the mixer is an up-converter or a down-converter.A mixer is a non-linear device that is capable of frequency transformation due to the non-linear relationship between the input signals and the output signal. To describe it mathematically lets assume that
2 3 1 2 3 1 n i out i i
I
α
V
α
V
α
V
α
V
==
∑
=
+
+
+
K
(1.2)where V is the total input voltage,
α α α
1,
2,
3,
K
are constants dependent of the non-linear device used. It is easy to see that the output signal can be written as above, because every function can be approximated by a power or Taylor series if needed.Below follows a practical example to show how it is applicable on a simple FET device and then follows the more general case.
3.2.1.1 Practical example
Let us see how the drain current for a simplified FET model that uses the square law behavior in saturation can be written [5]. This is done to make the analysis a bit more concrete.
The LO-signal is applied to the source of the transistor and the input signal is
applied to the gate4 of the transistor, that is the RF-signal if it is a
down-converting mixer, and the IF-signal if it is an up-down-converting mixer. The circuit can be seen in Figure 2.
G D VtSine VLO VtSine VI V_DC gate_bias Vdc=VGS EE_MOS1 FET R Rload L DC_FEED3 C DC_Blck2 C DC_Blck L DC_FEED2 L DC_FEED V_DC drain_bias Vdc=drain_bias
Figure 2 A simple mixer circuit. The LO-signal is applied to the source and the input signal to the gate.
From Figure 2 it is evident that the gate to source voltage is
gs I LO GS
V
=
V
−
V
+
V
(1.3)4
Often both the LO- and RF/IF-signal is applied to the gate, however using the source for the LO-signal is also valid because the potential between gate and source is what is important when the non-linear drain current is investigated.
where
V
GS is the gate to source DC bias voltage. Under the assumption that the device is operating in the saturation region, the drain current can be expressed as 2 2 2 1 gs 2 gs gs D DSS DSS DSS DSS P P P V V V I I I I I V V V ⎛ ⎞ = ⎜ − ⎟ = − + ⎝ ⎠ (1.4)Where VP is the pinch-off voltage and
I
DSS is the drain current forV
gs=
0
A comparison with equation (1.2) and (1.4) shows that
P DSS V I 2 1 =−
α
, 2 2 P DSS V I =α
andV
=
V
gsin this case. If a more complicated function were used, for example the relationship for a diode or BJT transistor, then the exponential function needs to be approximated by a series expansion.
If
( )
cos I I I v =Vω
t (1.5)(
)
cos LO LO LO v =Vω
t (1.6)and equation (1.3) is inserted in equation (1.4) then the drain current ID can
be found (here
ω
I is the input signal, that is eitherω
RF orω
IF). The derivationwas done with help of the mathematical software MAPLE5; this can be seen in
appendix C, Maple calculation 1. From this calculation the up-converted as well as the down-converted frequencies can be found. The expression is
(
)
(
)
21
cos
cos
DSS I LO I LO I LO PI
V V
t
t
t
t
V
⎡
⎣
ω
−
ω
+
ω
+
ω
⎤
⎦
(1.7)The constant before the square bracket divided by the amplitude of the input
voltage
v
I is defined as the conversion transconductance:2 2 DSS I LO DSS LO C I P P I V V I V g V V V = = (1.8)
From the calculation (appendix C, Maple calculation 1) the following wanted components arises
The down-converted frequency:
(
)
21
cos
DSS I LO I LO PI
V V
t
t
V
ω
−
ω
(1.9)(
)
21
cos
DSS I LO I LO PI
V V
t
t
V
ω
+
ω
(1.10)And these undesired components arises DC component: 2 2 2
1
2
DSS P DSS P GS DSS GS PI
V
I
V V
I
V
V
⎡
⎣
−
+
⎤
⎦
(1.11)Fundamental (RF/IF) input frequency component:
( )
22
cos
DSS P I I PI
V V
t
V
ω
−
(1.12)Fundamental LO input frequency component:
(
)
22
cos
DSS P LO LO PI
V V
t
V
ω
(1.13)Second harmonic (RF/IF) input frequency component:
(
)
2 21
cos 2
2
V
PI
DSSV
Iω
It
(1.14)Second harmonic LO input frequency component:
(
)
2 21
cos 2
2
V
PI
DSSV
LOω
LOt
(1.15)Note that signal components that have multiples, greater than one, of either the LO-, RF- or IF-signal is called harmonics.
In order to minimize the influences of these unwanted components some actions are needed, for example by filtering the output signal. Filtering is usually needed anyway to select the desired output frequency. The above equations were derived for the specific case of a square law FET device, described by (1.4). That is every voltage component above order two in the output current is zero.
3.2.1.2 The general case
The general form of equation (1.9) to (1.15), for terms up to third-order will
now be considered. It is straight forward to analyze more terms if desired6.
The calculation that was made to get these results was done in MAPLE and can be seen in appendix C, Maple calculation 2.
Up-converted frequency component:
6
[
3α
3V V VI LO bias+α
2V VI LO]
cos(
ω
It+ω
LOt)
(1.16)Down-converted frequency component:
[
3α
3V V VI LO bias+α
2V VI LO]
cos(
ω
It−ω
LOt)
(1.17)DC term:
2 2 3 2 2
3 3 3 2 2 1
3
3
1
1
2
α
V V
LO bias+
2
α
V V
I bias+
α
V
bias+
2
α
V
I+
2
α
V
bias+
α
V
bias (1.18)Fundamental (RF/IF) input frequency component:
( )
2 3 2 3 3 3 2 13
3
3
2
cos
2
α
V V
LO I4
α
V
Iα
V V
I biasα
V V
I biasα
V
Iω
It
⎡
+
+
+
+
⎤
⎢
⎥
⎣
⎦
(1.19)Fundamental LO input frequency component:
(
)
3 2 2 3 3 3 2 13
3
3
2
cos
4
α
V
LO2
α
V V
LO Iα
V V
LO biasα
V V
LO biasα
V
LOω
LOt
⎡
+
+
+
+
⎤
⎢
⎥
⎣
⎦
(1.20)Second harmonic (RF/IF) input frequency component:
(
)
2 2 3 23
1
cos 2
2
α
V V
I bias2
α
V
Iω
It
⎡
+
⎤
⎢
⎥
⎣
⎦
(1.21)Second harmonic LO input frequency component:
(
)
2 2 3 23
1
cos 2
2
α
V V
LO bias2
α
V
LOω
LOt
⎡
+
⎤
⎢
⎥
⎣
⎦
(1.22)Third harmonic (RF/IF) input frequency component:
(
)
3 31
cos 3
4
α
V
Iω
It
(1.23)Third harmonic LO input frequency component:
(
)
3 31
cos 3
4
α
V
LOω
LOt
(1.24)Third-order intermodulation product:
(
)
(
)
2 33
cos 2
cos 2
4
α
V V
LO I⎣
⎡
ω
LOt
−
ω
It
+
ω
LOt
+
ω
It
⎤
⎦
(1.25) andIt should be noted that no third-order or higher intermodulation products arose during the analysis of the simplified FET because only non-linearity up to the second-order was considered there.
The name third-order is because the sum of the multiples of the two
frequency components is three, two LO and one signal component in (1.25) for example, and 2+1 = 3 hence third-order. The third-order components will be discussed more closely in chapter 3.3.
The different frequency components are often illustrated in a graph in the frequency domain where the frequency and amplitude of the different components is shown. One example can be seen in Figure 3, this is in fact for the LO frequency of 1485 MHz and the IF frequency of 350 MHz used in
this work. The output is therefore the RF frequency7 of 1485+350=1835 MHz.
From Figure 3 the LO-signal at 1485 MHz is seen, as well as the harmonic 2LO at 2970 MHz. The third-order intermodulation product at
2LO-IF at 2620 MHz can be seen in this graph, as well as many other harmonics and intermodulation products. The vertical scale is in dBm.
0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 0.0 4.5 -150 -100 -50 -200 0 freq, GHz IF_ s p e c tr u m Output Spectrum
Figure 3 Output spectrum
7
3.2.2 Restricted analysis: the conversion matrix method
In the literature often the output current as a function of the RF/IF input signal is given in the following form
( )
( ) ( )
i t =g t v t (1.27)
where g t
( )
is the (trans) conductance,( )
( )
( )
di t
g t
dv t
=
and is assumed to be afunction of the LO-signal only and v t
( )
is the applied RF/IF-signal. This wayto express the current i t
( )
is valid if the amplitude of the RF/IF-signal is muchlower than the amplitude of the LO-signal, then the LO is assumed to be solely responsible for mixing [8][9]
( )
(
)
1cos
m n LO ng t
g
n
ω
t
==
∑
(1.28)( )
Icos( )
I v t =Vω
t (1.29)It is therefore possible to divide the analysis of the mixer in two steps: 1 a non-linear analysis to determine the steady state time-varying
(trans)conductance g t
( )
, here only the LO and bias voltage isconsidered to see how they affect g t
( )
2 a linear analysis to determine the small-signal performance.
The current i t
( )
is then simply( )
( ) ( )
(
)
( )
1cos
cos
m n LO I I ni t
g t v t
g
n
ω
t
V
ω
t
=⎛
⎞
=
= ⎜
⎟
⎝
∑
⎠
(1.30)Separating the products that arises when the multiplication in (1.30) is made gives
( )
0 Icos I g Vω
t (1.31)(
)
(
)
1cos
cos
2
I LO I LO Ig
V
⎣
⎡
ω
t
−
ω
t
+
ω
t
+
ω
t
⎤
⎦
(1.32)(
)
(
)
2cos 2
cos 2
2
I LO I LO Ig
V
⎣
⎡
ω
t
−
ω
t
+
ω
t
+
ω
t
⎤
⎦
(1.33)(
)
(
)
3cos 3
cos 3
2
I LO I LO Ig
V
⎣
⎡
ω
t
−
ω
t
+
ω
t
+
ω
t
⎤
⎦
(1.34)( )
From this, it is clear that the output components is of the form
n
ω
LO−
ω
I andLO I
n
ω
+
ω
forn
=
1, 2,3,
L
. Harmonics of the LO-signal exists but noharmonics of the input RF/IF-signal and no DC component. But from the general analysis, as well as from the example above for the simplified FET mixer, harmonics of both the LO- and RF/IF-signal as well as a DC
component appeared in the output!
A question is now arising, how valid is the restricted analysis? The simple answer is that it is valid while the LO-signal is much greater than the RF/IF-signal. To see this, a somewhat cumbersome mathematical calculation was made to compare the complete non-linear analysis with this restricted
analysis. In this comparison, many terms are missing in the i t
( )
=g t v t( ) ( )
approximation. This is expected because only the LO-signal is treated as a non-linear function, not the applied RF/IF-signal.
The comparison is made by comparing the result of the complete non-linear analysis in “equ2” with the restricted analysis in “equ1” shown in the MAPLE
calculation in appendix C, Maple calculation 3. Clearly every term that has
V
Iis the same in both “equ1” and “equ2” but higher order terms as
V V
I2,
I3,
K
are missing, as well as the DC components. Now, if the quotient between the LO and input signal is much greater than one, these components will have a negligible effect on the output signal and the general analysis can be
simplified to the restricted analysis by discarding these higher order terms of
2 3
,
,
I IV V
L
and the DC term.The complete non-linear analysis must be performed if the LO- and RF/IF-signal is of the same magnitude or if intermodulation products are of interest, which they usually are.
3.2.3 Mixer parameters
Now when it has been seen, that mixing is due to the non-linear relationship between input and output, let us define some important parameters.
3.2.3.1 Conversion gain
The conversion gain8 is defined as the amplitude of the output RF (IF) signal
divided by the input IF (RF) signal amplitude.
3 2 3 2 3 3 I LO bias I LO LO bias LO I V V V V V conversion gain V V V V
α
+α
α
α
= = + (1.35)The conversion gain is often expressed in dB
8
From the equations for conversion gain or conversion loss, apparently the LO-signal amplitude is an important factor. Other important parameters such as the third-order interception point, IP3 and the 1-dB compression point
1dB
P
− will be defined later. These parameters are also dependent of theα α α
1,
2,
3,
K
in the non-linear transfer characteristics.(
)
20 log
dB
conversion gain = conversion gain (1.36) For mixers with no gain, often conversion loss is used.
1
conversion loss
conversion gain
=
(1.37)dB dB
conversion loss
= −
conversion gain
(1.38)3.2.3.2 Isolation
Isolation (IS) between ports is an important parameter and is defined by the ratio of power available from the source to the power dissipated in the load at the same frequency.
3.2.3.3 Suppression
The suppression is defined as the power difference between two signals at the same port. For example in this case the LO-suppression relative to the RF-signal is defined as the LO-power at the output minus the RF-power at the output.
3.2.3.4 Impedances
The input and output impedance is defined as
, IN OUT
V at excitation frequency
Z
I at excitation frequency
=
(1.39)3.3
General non-linear phenomena
There are many important phenomena in a non-linear system like a mixer. This section deals with the basic theory behind it and why it is important [10].
Assume that the output y t
( )
of a non-linear device is a function of the inputsignal x t
( )
and can be written as( )
( )
( )
( )
2( )
3 1 2 3 1 n n ny t
α
x t
α
x t
α
x t
α
x t
∞ ==
∑
=
+
+
+
K
(1.40)where
α α α
1,
2,
3,
L
are constants. For simplicity, only the components toorder three are considered here, but it is easy to extend the order if required. From (1.40) many interesting phenomena of a non-linear system can be derived. If
( )
cos( )
x t = Aω
t (1.41) then (1.40) becomes( )
( )
2 2( )
3 3( )
1 cos 2 cos 3 cos
y t =
α
Aω
t +α
Aω
t +α
Aω
t (1.42)Simplifying and collecting terms, y t
( )
can be written as( )
( )
(
)
( )
2 3 2 1 3 3 2 3 23
cos
2
4
cos 2
cos 3
2
4
A
y t
A
A
t
A
A
t
t
α
α
α
ω
α
α
ω
ω
⎛
⎞
=
+
⎜
+
⎟
+
⎝
⎠
+
(1.43)From this, the term with the input frequency
ω
, is the fundamental term:( )
3 1 33
cos
4
A
A
t
α
α
ω
⎛
+
⎞
⎜
⎟
⎝
⎠
(1.44)The nth harmonic term is
(
)
cos
where
K
is a constant andn
=
1, 2,3,
K
In (1.43) the second-order (n=2) harmonic is(
)
2 2cos 2
2
A
t
α
ω
and the third-order(n=3) harmonic is
( )
3 3cos 3
4
A
t
α
ω
.There is also a DC component in the output,
2 2
2
A
α
, althoughthe input signal, x t
( )
,had no DC term.3.3.1 Gain Compression
The small-signal gain of a circuit is usually obtained with the assumption that
the harmonics are negligible. Assume that
α
1 is much greater than all theother factors, so the higher order terms can be neglected. The small-signal
gain is then
( )
( )
1y t
x t
=
α
In reality, as the input level increase, the small-signal gain starts to decrease
if
α
3<
0
, since 13
3 34
A
A
α
+
α
is a decreasing function ofA
. This effect isquantified by the 1-dB compression point,
P
−1dB defined as the input signallevel that causes a small-signal gain drop by 1 dB. Mathematically:
(
)
2 1 3 13
20 log |
|
20 log |
|
1
4
A
dB
α
α
α
⎛
+
⎞
=
−
⎜
⎟
⎝
⎠
(1.46) 1 1 3 0.145 | | dB Aα
α
− = (1.47)3.3.2 Desensitization and Blocking
When a weak desired signal, A1cos
( )
ω
1t and a strong interferer A2cos( )
ω
2tis applied to a circuit, the strong signal reduces the gain of the circuit and the weak desired signal experiences a vanishingly small gain; this is called
desensitization. For a sufficient large
A
2 the gain becomes zero and theweaker signal is blocked. To see this assumex t
( )
= A1cos( )
ω
1t +A2cos( )
ω
2t ,then the output is (from (1.40))
( )
3 2( )
1 1 3 1 3 1 2 13
3
cos
4
2
y t
=
⎜
⎛
α
A
+
α
A
+
α
A A
⎟
⎞
ω
t
+
⎝
⎠
K
(1.48) ifA
1<<
A
2 then( )
2( )
1 3 2 1 13
cos
2
y t
=
⎛
⎜
α
+
α
A
⎞
⎟
A
ω
t
+
⎝
⎠
K
(1.49)The gain of the desired signal A1cos
( )
ω
1t is therefore 13
3 222
A
α
+
α
. Ifα
3<
0
the gain is decreasing with
A
2, this is called desensitization. For some valueof
A
2, the gain becomes zero and the signal is blocked.3.3.3 Cross modulation
When a variation in the amplitude of a strong interferer affect the amplitude of the weak and wanted signal, is called cross modulation. It is easy to see this if
( )
y t from (1.49) is considered. Now, if the amplitude
A
2 is changing, theamplitude of the wanted signal
ω
1 also is changing. This phenomenon is mostimportant when many signals are processed at the same time.
3.3.4 Intermodulation
When two (or more signals) with different frequencies are applied to a non-linear system, frequencies that are not harmonics of the input frequencies arise. This is called intermodulation, IM.
This arises from the mixing of the two signals when their sum is raised to a power greater than unity. To see how, assume
( )
1cos( )
1 2cos( )
2x t = A
ω
t +Aω
t , if this is inserted in (1.40) the resultingintermodulation products are
(
)
(
)
1 2: 2A A1 2cos 1t 2t 2A A1 2cos 1t 2tω ω ω α
= ±ω
+ω
+α
ω
−ω
(1.50)(
)
(
)
2 2 1 2 3 1 2 1 2 3 1 2 1 23
3
2
:
cos 2
cos 2
4
A A
t
t
4
A A
t
t
ω
=
ω ω
±
α
ω
+
ω
+
α
ω
−
ω
(1.51)(
)
(
)
2 2 2 1 3 2 1 2 1 3 2 1 2 13
3
2
:
cos 2
cos 2
4
A A
t
t
4
A A
t
t
ω
=
ω ω
±
α
ω
+
ω
+
α
ω
−
ω
(1.52)and these fundamental products
( )
3 2 1 1 3 1 3 1 2 13
3
cos
4
2
A
A
A A
t
α
α
α
ω
⎛
+
+
⎞
⎜
⎟
⎝
⎠
(1.53)( )
3 2 1 2 3 2 3 2 1 23
3
cos
4
2
A
A
A A
t
α
α
α
ω
⎛
+
+
⎞
⎜
⎟
⎝
⎠
(1.54)The third-order IM products
2
ω ω
2−
1and2
ω ω
1−
2are the most interestingones. The reason is that the difference between
2
ω ω
2−
1and2
ω ω
1−
2 is inthe vicinity of
ω
1 andω
2, if the difference betweenω
1 andω
2 is small. Thissmall frequency difference makes it almost impossible to filter these unwanted frequency components.
To measure the IM distortion, a tone test can be made. In a typical
two-tone test;
A
1=
A
2=
A
. The ratio of the amplitude of the third-order outputproduct to
α
1A
, defines the IM distortion. The unit used here is dBc, “c” means“with the respect to the carrier”.
The third-order IM is so important so that a performance metric has been defined for this, called the third-order interception point. This is measured with
a two-tone test where
A
1=
A
2=
A
is chosen so that higher order non-linearityterms are negligible and the gain is relatively constant and equal to
α
1. Thefundamental product increases in proportion to
A
, whereas the third-order IMproduct, increases as
A
3. The third-order interception point is defined to bethe interception of these two lines as the name suggest. The horizontal coordinate of this point is called the input interception point, IIP3 and this is the voltage input amplitude. The vertical coordinate of this point is called the
output interception point, OIP3 and is the corresponding voltage output
amplitude. It is common to express these metrics in the unit dBm, in that case the voltage quantities is converted to power.
If
A
1=
A
2=
A
then a simple expression for IP3 can be derived under theassumption that 1
9
3 24
A
α
>>
α
, the result is 1 3 3 4 | | 3 IIP Aα
α
= (1.55)In practice, the IM and fundamental is measured for small values of
A
then3.4 Resistive
FET-mixer
In a resistive FET-mixer’s the resistance between the drain and source is modulated by the LO-signal, applied to the gate of the FET. With no applied bias at the drain the slope of the I-V curves can be changed by the applied
gs
V
voltage, the LO-signal, and therefore the conductance can change verymuch.
Ideally, the LO switch the conductance between an on-state, when the device is near forward turn-on, and an off-state when the device is in pinch-off. The
I-V curves for small
V
ds and differentV
gs for the Cold-FET9 model (used in thiswork) can be seen in Figure 4. From this figure it is clear that the I-V
relationship is almost linear for low
V
ds voltages. The threshold voltage for thisFET is -0.95 V. The right graph in Figure 4 is a close up of the left one, from
this, the drain to source resistance for
V
gs=
0
andV
gs= −
0.8
was estimatedas
R
dV
dI
=
. ForV
gs=
0
the value is about 15 ohm and forV
gs= −
0.8
thevalue is about 300 ohm. From the graph it can be seen that the resistance is
approaching infinity when
V
gs is approaching the threshold voltage. Theconductance shows an inverse relationship with
V
gs voltage.-0.4 -0.2 0.0 0.2 0.4 -0.6 0.6 -40 -30 -20 -10 0 10 20 30 -50 40 VGS=-2.000 VGS=-1.800 VGS=-1.600 VGS=-1.400 VGS=-1.200 VGS=-1.000 VGS=-0.800 VGS=-0.600 VGS=-0.400 VGS=-0.200 VGS=0.000 VDS D C .ID S .i , m A
Device I-V Curves
-0.1 0.0 0.1 -0.2 0.2 -12 -9 -6 -3 0 3 6 9 12 -15 15 VGS=-2.000 VGS=-1.800 VGS=-1.600 VGS=-1.400 VGS=-1.200 VGS=-1.000 VGS=-0.800 VGS=-0.600 VGS=-0.400 VGS=-0.200 VGS=0.000 VDS D C .ID S .i , m A
Device I-V Curves
Figure 4 I-V curves for a FET operating as a resistive FET-mixer.
For very small values of
V
ds the drain current can be modeled by Shockleytheory [13], however here an approximate analysis [14] is made to predict the conversion gain or conversion loss.
Let us assume that the conductance can be described by the following equation
(
)
if 0 if g P g P ds g P K V V V V G V V ⎧ − > ⎪ = ⎨ ≤ ⎪⎩ (1.56)where
K
is the slope of the channel conductance,V
gis the gate voltage andP
V
the pinch-off voltage.9
To see if this is reasonable a S-parameter simulation was done to estimate
ds
G
as a function ofV
g. Here the input resistance, looking into the drain, wassimulated. So influences from the drain resistance, for example, are also included here. From the simulation results shown in Figure 5 the assumption
that
G
ds is a linear function ofV
g seems pretty good at lowV
g, for highervalue of
V
g it can be seen that the curve deviate from being a linear curve.But according to the Shockley theory this is expected.
-0.9 -0.8 -0.7 -0.6 -0.5 -0.4 -0.3 -0.2 -0.1 -1.0 0.0 0.02 0.04 0.06 0.00 0.08 Gate_bias 1/ real( Z (1 ,1 )) Gd(Vg)
Figure 5 Conductance as a function of gate bias.
An equivalent circuit, as seen from the LO-port, can be made. The LO-signal is applied to the gate of the transistor. Remember also that the drain and source is assumed to be DC short circuit. The equivalent circuit for the LO is
shown in Figure 6. The impedance ZDLO is assumed to be short-circuit for
the LO-signal at the drain terminal, ZGLO is assumed to be the generator
impedance for the LO and short circuit for all other frequencies. The left hand circuit in the figure can be simplified to the one shown to the right in the figure,
under the assumption that
C
gs andC
gd have approximately the same valueand
R
sandR
d also have approximately the same value. This results in thatno current will flow through
G
d because the potential is the same on the leftand right side, therefore it can be removed. From this equivalent circuit it is also possible to estimate the input impedance for the LO-signal.
G S D D S G C Cgs1 C Cgd1 R Rg1 R ZGLO1 VtSine LOsrc1 R ZDLO1 R Rd1 R Rs1 R Rs R Rd R ZDLO VtSine LOsrc R ZGLO R Rg C Cgd C Cgs R Gd
D S S D G R Rd1 R ZDRF1 VtSine RFsrc1 R Rs1 R Gd1 R Gd C Cgd C Cgs R Rg R Rs R ZGRF VtSine RFsrc R ZDRF R Rd
Figure 7 Equivalent circuit for the input signal, looking in to the drain.
An equivalent circuit for the input RF-signal, looking in to the drain, can also be developed; this is shown in Figure 7. The simplification of the left circuit to the right one in Figure 7 is not too obvious. But here the fact that the
reactance of
C
gs andC
gd is much greater thanR
s andR
d is used.From the right circuit in Figure 7, the small-signal drain current can be
derived. Assume that RFsrc1=VRFcos
(
ω
RFt)
then the small-signal currentcan be derive as
(
)
(
)
(
)
(
)
(
)
[
]
, , ,cos
1
cos
1
RF RF d d s d g LO d g LO RF RF d g LO d sV
t
I
ZDRF
R
R
G V
G V
V
t
G V
R
R
ZDRF
ω
ω
=
=
+
+
+
+
+
+
(1.57) if we let(
)
(
)
[
(
,)
]
,1
d g LO LO d g LO d sG V
f
t
G V
R
R
ZDRF
ω
=
+
+
+
(1.58) then (1.57) becomes(
)
cos(
)
d LO RF RF I = fω
t Vω
t (1.59)If the transistor is biased near pinch-off,
G V
d(
g LO,)
can be expressed as(
)
,(
)
,cos
if
0.5
0.5
0 if 0.5
1.5
g LO LO LO d g LO LOKV
t
t
G V
t
ω
φ
π ω
φ
π
π ω
φ
π
⎧
+
−
<
+ <
⎪
= ⎨
<
+ <
⎪⎩
(1.60) Hence (1.58) becomes(
)
,(
)
(
)
, cos 1 [ ] cos g LO LO LO d s g LO LO KV t f t R R ZDRF KV tω
φ
ω
ω
φ
+ = + + + + (1.61)From (1.61) it is apparent that more LO power, and therefore a higher
,
g LO
V
voltage, increases conversion gain or decreases conversion loss.The drain current can now be predicted by the derived equations. To get the
conversion gain the function f
(
ω
LOt)
needs to be described by a Fouriertransform, only the first term
g
1 is needed. It can be calculated numericallyfrom the following integral
( ) ( )
2 1 21
cos
g
f x
x dx
π ππ
−=
∫
(1.62)where f x
( )
is the same function as in (1.61)The down-converted or up-converted drain current (
I
d) is then(
)
1 , cos 2 RF d IF LO RF g V i =ω
t−ω
t (1.63)(
)
1 , cos 2 RF d RF LO IF g V i =ω
t+ω
t (1.64)Now the conversion gain or loss can be calculated. The conversion gain is
simply 1
2
g
3.5
Balanced diode mixers
In today’s mixers the requirements on linearity, port-to-port isolation, noise, IM-suppression and so on are high, and a single ended mixer just is not enough. The solution to this is to use a balanced mixer topology which, inherently, performs well on these aspects. The drawback with this method is that it requires more LO-power since it uses two or more diodes. It can also be hard, and even impossible, to add bias to the diode which degrades the conversion gain.
The operation of single-balanced (SB) and double-balanced (DB) mixers will be described respectively in the following two sections. [2] [3] [9] [36] [37]
3.5.1 Single-balanced diode mixer
Figure 8 shows one example of a single-balanced mixer using two
antiparallel diodes, a hybrid and a band-pass filter. The hybrid can either be a 180°-hybrid or a 90°-hybrid, but the latter one not commonly used in up-converters since its disability to produce positive mixing frequencies
(
ω
LO+
ω
RF), which will be shown later. In Figure 8, the 180°-hybrid is usedwhich, ideally, phase shifts the LO-signal 180° on the
Δ
-port and leave thephase of the LO untouched at the
Σ
-port. The IF-signal will be in phase atboth of these ports10.
V_LO* V_IF V_LO V_IF C I_RF2 I_RF1 B A BPF_Butterworth BPF1 Diode D2 Diode D1 Port RF Num=3 Hybrid180 HYB2 IN ISO Port LO Num=2 Port IF Num=1
Figure 8 Single-balanced diode mixer.
Under the first half period of the LO-signal the unshifted part of the signal (V_LO) will make D1 conduct (if diodes are treated as switches) and the shifted part of the LO (V_LO*) will make D2 conduct. That is, in other words, both diodes are short circuit to the IF. Conversely, both diodes will be open circuits to IF during the second half period of the LO, this causes mixing in the same “switch-like” manner as in a single diode mixer. Since IF is in phase over the diodes and the diodes conduct simultaneously the RF-current, created by the conductance switching, will simply be summed in node C.
10
Since the RF-signal is inserted in phase, a balun can be used for the LO, and the RF is simply connected to the diodes directly.
Since the IF and LO are connected to mutually isolated ports of the hybrid (if such is used) their isolation depends solely on the performance of the hybrid. Ideally the single-balanced mixer in Figure 8 should have very good LO to RF isolation. This is because when the two LO-signals (one phase shifted 180°)
enters node C11 they both cancels each other, ending up with no LO at the
output. However, this is only ideally, in reality there is no such thing as a perfect 180° phase shift and there does not exist perfectly matched diodes either.
Considering the diode as a non-linear device the current produced in the diode can, again, be approximated using power series. Thus
2 3
1 2 3
Diode
I
=
α
V
+
α
V
+
α
V
+K
(1.65)describes the total current in the diode, where
V
is the total voltage over thediode and
α α α
1,
2,
3 are constants. Independent of whatever phase shift thatmay occur in the hybrid one of the diodes is reversed with respect to the other; this will cause the voltage of one of the diodes to be opposite of the other. Currents and voltages over the two diodes are shown in a simplified picture of the mixer in Figure 9. Here the voltage over D1 will change sign, and hence the two currents I1 and I2 are
2 3 1 1 1 2 1 3 1 2 3 2 1 2 2 2 3 2 I V V V I V V V
α
α
α
α
α
α
= − + − + = + + + K K (1.66)respectively. The total current at the output is
2 1 RF
I
=
I
−
I
(1.67) I_RF=I2-I1 C B A I1 I2 - V2 + - V1 + Port RF Port P1 Port P2 Diode D2 Diode D1In the general case, the voltages appearing at node A and B, and also over the diodes are
1 1, 1, 2 2, 2, IF LO IF LO V V V and V V V = + = + (1.68) where 1, 1, 1, 1, 2, 2, 2, 2, cos( ), cos( ), cos( ) and cos( ) IF IF IF IF LO LO LO LO IF IF IF IF LO LO LO LO V A t V A t V A t V A t
ω
ϕ
ω
ϕ
ω
ϕ
ω
ϕ
= + = + = + = + (1.69)where AIF and
A
LO is the amplitude of the IF- and LO-signals,ω
IF andω
LOistheir frequencies and the
ϕ
’s is the phase shift that occurs in the hybrid.If the hybrid in Figure 8 is used there will be a 180-degree phase shift from
the LO to the
Δ
-port and thus the voltages, V1 and V2, over the diodes willbe 1 2
cos(
)
cos(
)
cos(
)
cos(
)
IF IF LO LO IF IF LO LOV
A
t
A
t
and
V
A
t
A
t
ω
ω
ω
ω
=
+
=
−
(1.70)If V1 and V2 are inserted in the expression for the current at the output, and
after some trigonometry12, the following expression is found
(
)
(
)
(
)
(
)
(
)
(
)
(
)
(
)
3 2 1 3 2 3 2 3 2 3 3 1 1 cos 3 2 3 cos 2 cos 2 2 2 cos cos 3 3 2 cos 2 RF IF IF IF LO IF LO IF LO IF LO IF LO IF LO IF IF LO IF IF I I I A t A A t t t t A A t t t t A A A A tα
ω
α
ω
ω
ω
ω
α
ω
ω
ω
ω
α
α
α
ω
= − = + − + + − − − + + ⎛ + + ⎞ ⎜ ⎟ ⎝ ⎠ (1.71) 12Some useful trigonometric identities are cos(2 ) 1
2 2
( cos( ))
2
xt
As seen in the expression (1.71) above and also according to Maas [3] the current at the output contains no spurious responses where m and n both are
even. m and n are the coefficients appearing in
±
m
ω
IF±
n
ω
LO. Also thespurious’ arising from the cases when m is even and n is odd vanishes.
Mixing harmonics occurs only at order k, where
k
=
|
m n
+
|
. Wanted mixing,when m and n are positive and 1, occurs, but also down-conversion when
1
m= − andn=1.
If the LO and IF input signals are interchanged the phase shift occurs at the IF instead. Thus 1 2
cos(
)
cos(
)
cos(
)
cos(
)
IF IF LO LO IF IF LO LOV
A
t
A
t
and
V
A
t
A
t
ω
ω
ω
ω
=
+
= −
+
(1.72)And the current appearing at the output now becomes
(
)
(
)
3 2 2 1 1 3 3 2 3 23
2
3
cos(
t)+
2
3
cos(
2
)
cos(
2
)
2
1
cos(3
)
2
2
cos(
)
cos(
)
RF LO LO LO IF LO LO IF LO IF LO IF LO LO IF LO IF LO IF LOI
I
I
A
A
A A
cA A
t
t
t
t
cA
t
A A
t
t
t
t
α
α
α
ω
ω
ω
ω
ω
ω
α
ω
ω
ω
ω
⎛
⎞
=
− =
⎜
+
+
⎟
⎝
⎠
−
+
+
+
−
−
+
+
+
(1.73)A quick comparison between the results (1.71) and (1.73) shows that the only difference is that the elimination of the spurious’ that arose from the case when m was even and n odd are reversed, that is spurious’ are eliminated when m is odd and n even.
A more interesting result is when a 90-degree hybrid is used. In the same manner the voltages becomes
1 2
cos(
)
cos(
)
cos(
)
cos(
)
IF IF LO LO IF IF LO LOV
A
t
A
t
V
A
t
A
t
ω
ω
ω
ω
= −
+
=
−
(1.74)The expression for the total output current becomes very long and is therefore presented in appendix C, Maple calculation 4. The main issue is however that there exist no frequency components where m and n are one and positive, only the down-conversion case. Hence a 90-degree hybrid could not be used in an up-converter. The result also shows that there is no “m even, n odd/m odd, n even” suppression in this case.
However, there is a solution to circumvent the unfortunate lack of up-conversion responses, and that is to connect the diodes parallel. This configuration, on the other hand, will only result in up-conversion, the down-conversion components vanish in this case.
To conclude this discussion the choice of hybrid preferably falls on a 180-degree if up-conversion is wanted. Considering what kind of spurious signals wanted (or unwanted) at the output the interconnection of the input signals to the hybrid becomes important. It might however be wise, in this application, to choose the one that causes 180-degree shift since this will eliminate the LO at the output due to the virtual ground at node C.
3.5.2 Double-balanced diode mixers
A double-balanced mixer [2] [3] [9] [36] [37] is actually two single-balanced diode mixers connected together, so whatever good features that comes with SB also comes with DB. To begin with, a DB uses a separate balun for the IF and RF-signal (the RF is tapped at the centre-tap of the IF balun) which gives it good IF to RF-isolation. This is due to the fact that the RF-port can be treated as a virtual ground when connected to the centre-tap of the balun, and therefore, the balance of this balun is important if high IF-suppression is wanted. Secondly, the LO to RF- and IF-isolation is caused in the same way as in SB. A basic DB mixer can be seen in Figure 10, here the input baluns are realized using ideal transformers.
Figure 10 A double-balanced mixer using ideal transformers as input baluns. Again, due to symmetry, the nodes A and A’ is seen as virtual grounds to the LO and, conversely, the nodes B and B’ is seen as virtual grounds to the IF.
LO IF B B' A' A Port RF_out XFERTAP XFer2 Port IF1 Port IF2 XFERTAP XFer1 Port LO2 Diode D1 Diode D4 Diode D3 Diode D2 Port LO1