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What data is needed and how

can it be collected?

PILLAR III, SAFETY AND SECURITY PAPER NUMBER: 42

Risk analysis for shipping under piracy threat

Hans Liwång, Chalmers University of Technology and Swedish National Defence College

Piracy off the coast of Somalia is a threat to ships, but also to international transport.

It is important for the security of international shipping to further develop the anti-piracy meas-ures.

Ship security risk assessment is performed by the shipping industry and regulated by the Interna-tional Ship and Port Facility (ISPS) Code. The code was developed during 13 months in the af-termath of the terrorist attacks in USA 2001.

In general quantitative risk assessment offers a sound and systematic basis for evaluating poten-tial hazardous activity. The methods are however specialized and complex and an audit is vital to ensure that a logical approach and relevant data has been adopted.

Aim

The aim of this study is to evaluate how, based on probabilistic risk assessment procedures, ship se-curity can be analysed. This to support ship own-ers risk management, development of anti piracy measures and rule making.

The purpose of introducing probabilistic risk as-sessment into the analysis of pirate attacks is to meet safety goals more effectively through a well-balanced combination of proactive and reactive measures whilst keeping focus on the intended overall purpose of the particular ship.

This study focus on threat assessment: 1. Identify threat scenarios.

2. Assess likelihood and potential consequences of the scenarios in relation to the ships vulnerabil-ity.

Figure 1, theory base.

The merits of probabilistic risk assessment has so far not been fully researched for security risks. The military practise regarding threat assessment is nevertheless a indication of that it is likely that probabilistic risk assessment also can be very well suited for security risks such as piracy.

Maritime safety Maritime security Naval security (Management) Practice Safety regula-tions and guidelines Security regulations and guidelines Doctrine Applied devel-opment areas Risk-based ship design Survivability analysis Research Probabilistic risk analysis Military operations research

Statistics on piracy incident does not describe the process of how an incident evolves and lead to at-tack, boarding and hostages. Therefore this study collects firsthand knowledge on piracy activity from civilian and military experts in the form of quantified assessment of the:

 pirates’ capability,  pirates’ intent,

 pirates’ likelihood of exploiting vulnerability,  ship operators’ risk control options.

Figure 2, collected data on number skiffs at sea.

Quantifying the risk: probability of skiffs

Figure 3, the value of reporting incidents. Prob-ability density function of skiffs over cross section of the high risk area. Data on skiff endurance, use of mother ships and search methods only gives a basic a priori knowledge on the skiffs distribu-tion. However, calculations show that the prob-ability of a skiff encounter can be reduced with more than 20% if recent sightings are used to up-date the probability before deciding on the route thru the high risk area.

Acknowledgements

This work would not have been possible without the support from naval officers from the Royal Swedish Navy and international ship owners and operators; all with experience from ship operations off the coast of Somalia.

The work is funded by the Swedish National Defence College (www.fhs.se) and the Swedish Competence Centre in Maritime Educa-tion and Research, LIGHTHOUSE (www.lighthouse.nu).

Contact

Hans Liwång

Swedish Nation Defence College

Department of military studies, Box 278 05 SE-115 93 Stockholm, Sweden

hans.liwang@fhs.se

Is their sufficient support for

the ship owners security

assessment?

From what other areas of

risk research can methods and

tools be used to strengthen the

analysis?

The study shows that...

...the ISPS code raises the awareness about maritime security but is not yet a consistent framework for

evaluating risk,

...needed data can be collected but contains uncertainties that must be correctly handled,

...a quantitative analysis gives the possibility to test the reliability and validity of the risk assessment,

...awareness is the key to lower the risks and a quantitative analysis increases the understanding of the

risks, i.e. supports awareness, and

...both the international community and ship-owners can increase efficiency of risk control options based

on results from quantitative risk assessment.

Methods and tools from:

probabilistic risk analysis,

risk-based ship design,

military operational research, and

military security risk analysis.

No, the ISPS code was

developed fast and without

experience from security risk

References

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