The Nobel Prize in Physics 2008: Broken Symmetries
Johan Bijnens Lund University
bijnens@thep.lu.se
http://www.thep.lu.se/∼bijnens
Overview
The Royal Swedish Academy of Sciences has decided to award the Nobel Prize in Physics for 2008 with one half to
Yoichiro Nambu, Enrico Fermi Institute, University of Chicago, IL, USA
"for the discovery of the mechanism of spontaneous broken symmetry in subatomic physics"
and the other half jointly to
Makoto Kobayashi, High Energy Accelerator Research Organization (KEK), Tsukuba
Toshihide Maskawa,Yukawa Institute for Theoretical Physics (YITP), Kyoto University, Japan
"for the discovery of the origin of the broken symmetry which predicts the existence of at least three families of quarks in nature"
PS: Lots of information: http://nobelprize.org
Yoichiro Nambu
Enrico Fermi Institute, University of Chicago Chicago, IL, USA
b. 1921 (in Tokyo, Japan)
D.Sc. 1952
University of Tokyo, Japan
Makoto Kobayashi
High Energy Accelerator Research Organization (KEK)
Tsukuba, b. 1944
Ph.D. 1972
Nagoya University, Japan
Toshihide Maskawa
Kyoto Sangyo University;
Yukawa Institute for Theo- retical Physics (YITP)
Kyoto University Kyoto, Japan
b. 1940
Ph.D. 1967
Nagoya University, Japan
Papers
Y. Nambu, Quasi-Particles and Gauge Invariance in the Theory of Superconductivity, Phys. Rev. 117 (1960) 648
Y. Nambu, Axial Vector Current Conservation in Weak Interactions, Phys. Rev.
Lett. 4 (1960) 380
Y. Nambu, A ‘Superconductor’ Model of Elementary Particles and its
Consequencies, Talk given at a conference at Purdue (1960), reprinted in Broken Symmetries, Selected Papers by Y. Nambu, ed:s T. Eguchi and K. Nishijima,
World Scientific (1995).
Y. Nambu and G. Jona-Lasinio, A Dynamical Model of Elementary Particles based on an Analogy with Superconductivity I, Phys. Rev. 122 (1961) 345
Y. Nambu and G. Jona-Lasinio, A Dynamical Model of Elementary Particles based on an Analogy with Superconductivity II, Phys. Rev. 124 (1961) 246;
Y. Nambu and D. Lurié, Chirality Conservation and Soft Pion Production, Phys.
Rev. 125 (1962) 1429
Y. Nambu and E. Shrauner, Soft Pion Emission Induced by Electromagnetic and Weak Interactions, Phys. Rev. 128 (1962) 862.
M. Kobayashi and K. Maskawa, CP Violation in the Renormalizable Theory of Weak Interactions, Progr. Theor. Phys. 49 (1973) 652.
Symmetry
no
change if rotated along
vertical axis
Invariant under rotation group
Symmetry
changes if rotated along
vertical axis
But U (1) invariance good approximation
Symmetry explicitly broken by the picture
Spontaneously Broken Symmetry
Pencil balanced on end (on a table) has rotational symmetry about vertical axis.
Symmetry is broken when pencil falls over: lower energy state
Special direction is specified.
But, underlying law of gravity is still symmetrical.
Pencil could have fallen into any available direction
Spontaneously Broken Symmetry
http://nobelprize.org
Symmetry
Symmetries are very well known in physics (and definitely in particle physics)
Heisenberg, Wigner, Eckart, Yang, Mills, Glashow, Weinberg, Salam,. . .
Nambu: Introduced the concept of spontaneously broken symmetries into particle physics
Kobayashi and Maskawa: Proposed the mechanism by which the combined charge-conjugation–parity (CP)
symmetry is broken in the Standard Model
Spontaneous symmetry breaking
Magnets (e.g. in iron):
Symmetry: ≈ ≈
With interactions:
Low energy:
High energy:
Spontaneous symmetry breaking
a generic state
Spontaneous symmetry breaking
the ground state
Spontaneous symmetry breaking
No: A ground state
Spontaneous symmetry breaking
A ground state: choice of vacuum breaks the symmetry Spontaneous symmetry breaking
Spontaneous symmetry breaking
A very low energy excitation: spin wave
Spontaneous symmetry breaking
A very low energy excitation: spin wave A collective excitation: quasiparticle
Nambu and Superconductivity
Superconductivity: conductivity goes to zero below a critical temperature
Discovered by Kamerlingh-Onnes in 1911 Meisnner: expel magnetic fields 1933
Landau-Ginzburg-Abrikosov: Phenomenological Theory (scalar field)
Explained by Bardeen, Cooper and Schrieffer by Cooper pair condensation 1957
Bogolyubov 1958, (Bogolyubov transformation)
Nambu and Superconductivity
Superconductivity: conductivity goes to zero below a critical temperature
Discovered by Kamerlingh-Onnes in 1911 Meisnner: expel magnetic fields 1933
Landau-Ginzburg-Abrikosov: Phenomenological Theory (scalar field)
Explained by Bardeen, Cooper and Schrieffer by Cooper pair condensation 1957
Bogolyubov 1958, (Bogolyubov transformation) Note the many other Nobel Prizes here
Nambu and Superconductivity
Condensed Cooper Pairs: Ground State is Charged What about Gauge Invariance?
Nambu and Superconductivity
Condensed Cooper Pairs: Ground State is Charged What about Gauge Invariance?
Electromagnetic Gauge Invariance
Wave function:ψ(x) → e−iα(x)ψ(x) does not change |ψ(x)|2
A(x) → ~~ A(x) − ~∇α(x) and V (x) → V (x) − ∂α(x)∂t do not change E(x)~ and B(x)~
Minimal coupling: both invariances belong together Requiring gauge invariance determines the form of the interaction
Nambu and Superconductivity
He used the Feynman-Dyson methods for QuantumElectroDynamics (QED)
Reformulated BCS as a generalized Hartree-Fock ground state
When deriving Green functions (which lead to amplitudes) you also need to introduce the loop graphs both in the interaction vertex and in the selfenergies
When you do that all Ward identities are satisfied Hence everything is gauge invariant as should be
Nambu and Superconductivity
He used the Feynman-Dyson methods for QuantumElectroDynamics (QED)
Reformulated BCS as a generalized Hartree-Fock ground state
The photon “mixes” with the available electron/hole states
Longitudinal mode of the photon couples to the collective excitations
In effect produces a mass for the photon ⇒ Meissner effect
Nambu and Superconductivity
He used the Feynman-Dyson methods for QuantumElectroDynamics (QED)
Reformulated BCS as a generalized Hartree-Fock ground state
The photon “mixes” with the available electron/hole states
Longitudinal mode of the photon couples to the collective excitations
In effect produces a mass for the photon
Brout-Englert, Higgs, Guralnik-Hagen-Kibble:
generalize to Yang-Mills
Weinberg, Salam apply to Glashow’s neutral current model: the Standard Model
Nambu: SSB in the Strong Interaction
First an aside: The Weak Interaction and Parity Parity (P ): ~x → −~x
related to mirror symmetry
Lee and Yang 1956: No experiment for P in weak interaction and can solve τ θ puzzle
Suggested 60Co and µ-decay: immediately seen
Nambu: SSB in the Strong Interaction
First an aside: The Electromagnetic and Weak Interaction Electromagnetic coupling to electron:
AµJµ = Aµeγµe (e ≡ ψe)
Current is conserved: ∂J∂xµµ = 0 ⇒
Matrix element of Jµ at q2 = 0 is ≡ 1. Weak interaction is (leptonic µ decay)
GF
√2J(µ)ρJ(e)ρ = G√F
2µγρ (1 − γ5) νµ νeγρ (1 − γ5) e Feynman-Gell-Mann, Marshak-Sudarshan: Vρ − Aρ Vρ and Aρ conserved (CVC and CAC) for hadrons ⇒
≡ 1 at q2 = 0.
Nambu: SSB in the Strong Interaction
First an aside: The Electromagnetic and Weak Interaction Electromagnetic coupling to electron:
AµJµ = Aµeγµe (e ≡ ψe)
Current is conserved: ∂J∂xµµ = 0 ⇒
Matrix element of Jµ at q2 = 0 is ≡ 1. Weak interaction is (leptonic µ decay)
GF
√2J(µ)ρJ(e)ρ = G√F
2µγρ (1 − γ5) νµ νeγρ (1 − γ5) e Feynman-Gell-Mann, Marshak-Sudarshan: Vρ − Aρ Vρ and Aρ conserved (CVC and CAC) for hadrons ⇒
≡ 1 at q2 = 0. Neutron decay:
GF
√ 0.97 pγρ (1 − 1.27γ5) n eγρ (1 − γ5) νe
Nambu: SSB in the Strong Interaction
gA = 1.27 6= 1
Solved simultaneously by Gell-Mann-Levy and Nambu PCAC: Partially Conserved Axial Current
Nambu: SSB in the Strong Interaction
gA = 1.27 6= 1
Solved simultaneously by Gell-Mann-Levy and Nambu PCAC: Partially Conserved Axial Current
A CAC & gA 6= 0: p gAF1(q2)
γµγ5 − 2MqN2 qµ γ5 n But has pseudoscalar coupling and massless pole:
ruled out
Nambu: SSB in the Strong Interaction
gA = 1.27 6= 1
Solved simultaneously by Gell-Mann-Levy and Nambu PCAC: Partially Conserved Axial Current
A CAC & gA 6= 0: p gAF1(q2)
γµγ5 − 2MqN2 qµ γ5 n But has pseudoscalar coupling and massless pole:
ruled out
p gAF1(q2)
γµγ5 − (q2M2+mNq2πµ)γ5 n
Nambu: SSB in the Strong Interaction
Consequences:
PCAC: ∂A
ρ
∂xρ = im2πFπφπ
Partially: conserved when m2π → 0 Gπ =
√2 MNgA
Fπ , the pion coupling to the nucleon is related to the pion decay constant and gA
Golberger-Treiman relation
Nambu: SSB in the Strong Interaction
Consequences:
PCAC: ∂A
ρ
∂xρ = im2πFπφπ
Partially: conserved when m2π → 0 Gπ =
√2 MNgA
Fπ , the pion coupling to the nucleon is related to the pion decay constant and gA
Golberger-Treiman relation
Similar suggestion also for the strangeness changing hyperon decays and the pion to Kaon
Both papers also suggested that there should be an axial variant of isospin symmetry: exact for mπ → 0 Isospin: SU (2) symmetry from interchanging p and n
Nambu: SSB in the Strong Interaction
Further developments
He realized that if an exact symmetry is spontaneously broken there must be a massless particle
Also suggested by Goldstone (Nambu-Goldstone Bosons)
Proven by Goldstone-Salam-Weinberg
Goldstone Modes
UNBROKEN: V (φ)
Only massive modes around lowest energy state (=vacuum)
BROKEN: V (φ)
Need to pick a vacuum
hφi 6= 0: Breaks symmetry No parity doublets
Massless mode along ridge
Goldstone Modes
Also here:
low energy excita- tions
Goldstone Modes
Also here:
low energy excita- tions
Overall direction is a symmetry
θ(x) → θ(x) + Θ No Change
Interactions must vanish if θ(x) is constant
Low energy: no interactions
Nambu: SSB in the Strong Interaction
Soft Pions and Current Algebra:
∂Aρ
∂xρ = im2πFπφπ
This means that an axial symmetry rotation connects processes with different numbes of pions
Nambu: SSB in the Strong Interaction
Soft Pions and Current Algebra:
∂Aρ
∂xρ = im2πFπφπ
This means that an axial symmetry rotation connects processes with different numbes of pions
This together with the small interactions at low energies allows for a systematic expansion for processes only
involving the low-energy excitations
Chiral Perturbation Theory is the modern way to use this
How does this fit in with QCD
Chiral Symmetry
QCD: 3 light quarks: equal mass: interchange: U (3)V But LQCD = X
q=u,d,s
[i¯qLD/ qL + i¯qRD/ qR − mq (¯qRqL + ¯qLqR)]
So if mq = 0 then U (3)L × U (3)R.
uL dL sL
→ UL
uL dL sL
and
uR dR sR
→ UR
uR dR sR
Can also see that left right independent via
v < c, mq 6= 0 =⇒
v = c, mq = 0 =⇒/
How does this fit in with QCD
Chiral Symmetry
QCD: 3 light quarks: equal mass: interchange: U (3)V But LQCD = X
q=u,d,s
[i¯qLD/ qL + i¯qRD/ qR − mq (¯qRqL + ¯qLqR)]
So if mq = 0 then U (3)L × U (3)R.
Hadrons do not come in parity doublets: symmetry must be broken
A few very light hadrons: π0π+π− and also K, η Both can be understood from spontaneous Chiral Symmetry Breaking
Kobayashi and Maskawa
Let’s extend now P and
GF
√2 0.97 pγρ (1 − 1.27γ5) n eγρ (1 − γ5) νe
Kobayashi and Maskawa
Let’s extend now P and
GF
√2 0.97 pγρ (1 − 1.27γ5) n eγρ (1 − γ5) νe P is broken by the weak interaction
CP is not
C: Charge conjugation, replace everyone by their antiparticle
CP conservation still allows to solve the τ θ puzzle
Kobayashi and Maskawa
Let’s extend now P and
GF
√2 0.97 pγρ (1 − 1.27γ5) n eγρ (1 − γ5) νe P is broken by the weak interaction
CP is not
C: Charge conjugation, replace everyone by their antiparticle
CP conservation still allows to solve the τ θ puzzle Experimentally CP is violated a little bit in Kaons Cronin-Fitch 1964
K0(sd) and K0(ds) mix through the weak interaction, eigenstates KL and KS
A tiny but well measured mass difference is a consequence
The 0.97
Suggestion: the weak current for hadrons really is the same as for leptons but it mixes ∆S = 1 and ∆S = 0
Gell-Mann-Levy 1960, Cabibbo 1963 Jρ = cos θCJρ∆S=0 + sin θCJρ∆S=1
∆S = 0 current: with p and n,
∆S = 1 current: with p and Λ
And the same for the coupling of pion to kaon
With sin θC ≈ 0.22 this explained the 0.97 and the by 1963 much better measured ∆S = 1 decays of Kaon and Hyper-
Quarks came
In quark language now weak interaction from W± exchange and the vertex is
W +µuγµ (1 − γ5) (cos θCd + sin θCs)
A mechanism for getting the KL-KS mass difference is
K0 u
W
W
u K0 Result is way too large
Glashow-Iliopoulos-Maiani 1970
Add another quark
W +µuγµ (1 − γ5) (cos θCd + sin θCs) + W +µcγµ (1 − γ5) (− sin θCd + cos θCs) The mechanism is now
K0 u, c
W
W
u, c K0
Result is zero if mu = mc; the vertical lines have sin θC cos θC − cos θC sin θC (GIM mechanism) Fits for mc ≈ 1.5GeV /c2 (Gaillard-Lee)
θ C in the Standard Model
The standard model: interactions with Wµ and the masses:
i, j, k, l = 1, 2, later 1, 2, 3
u1 = u, u2 = c, u3 = t, d1 = d, d2 = s, d3 = b W Interactions: W +µ P
i uWLiγµdWLi + h.c.
Mass terms (v is the Higgs vacuum expectation value)
−v P
ij dWLiλDijdWRj − v P
ij uWLiλUijuWRj+h.c.
θ C in the Standard Model
−v P
ij dWLiλDijdWRj − v P
ij uWLiλUijuWRj+h.c.
vλU and vΛD are complex 2 by 2 (3 by 3) matrices Diagonalization is always possible by two complex matrices each
VLU vλUVRU † = diag(mu, mc, mt) VLDvλDVRD† = diag(md, ms, mb)
θ C in the Standard Model
−v P
ij dWLiλDijdWRj − v P
ij uWLiλUijuWRj+h.c.
vλU and vΛD are complex 2 by 2 (3 by 3) matrices Diagonalization is always possible by two complex matrices each
VLU vλUVRU † = diag(mu, mc, mt) VLDvλDVRD† = diag(md, ms, mb) Define: uWLi = P
j VLijU †uLj and uWRi = P
j VRijU †uRj, dWLi = P
j VLijD†dLj, dWRi = P
j VRijD†dRj mass eigenstates
and substitute
θ C in the Standard Model
−v X
ijkl
dLiVLijD λDjkVRklD†dRk − v X
ijkl
uLiVLijU λUjkVRklU †uRk +h.c. = − X
i
dLimdidRi − X
i
uLimuiuRi + h.c.
Phase invariance left:
dLi → eiαidLi, dRi → e−iαidRi uLi → eiβiuLi, uRi → e−iβiuRi
θ C in the Standard Model
−v X
ijkl
dLiVLijD λDjkVRklD†dRk − v X
ijkl
uLiVLijU λUjkVRklU †uRk +h.c. = − X
i
dLimdidRi − X
i
uLimuiuRi + h.c.
The W Interactions: W +µ P
i uWLiγµdWLi + h.c. become W +µ P
ijkl uLiγµVLijU VLjkD† dLk + h.c.
θ C in the Standard Model
−v X
ijkl
dLiVLijD λDjkVRklD†dRk − v X
ijkl
uLiVLijU λUjkVRklU †uRk +h.c. = − X
i
dLimdidRi − X
i
uLimuiuRi + h.c.
The W Interactions: W +µ P
i uWLiγµdWLi + h.c. become W +µ P
ijkl uLiγµVLijU VLjkD† dLk + h.c.
VCKM = VLUVLD† is a unitary matrix
All other terms in the Lagrangian get VLU VLU † = 1, . . .
θ C in the Standard Model
The two generation case (VCKM = V ) Flavours only: uL cL V dL
sL
! V is a general 2 by 2 unitary matrix.
θ C in the Standard Model
The two generation case (VCKM = V ) Flavours only: uL cL V dL
sL
! V is a general 2 by 2 unitary matrix.
Use αi and βi to make V11, V12 and V21 real :
e−iβ1uL e−iβ2cL V11 V12 V21 V22
! eiα1dL eiα2sL
!
=
uL cL ei(α1−β1)V11 ei(α2−β1)V12 ei(α1−β2)V21 ei(α2−β2)V22
! dL sL
!
α2 − β2 = (α2 − β1) + (α1 − β2) − (α1 − β1)
θ C in the Standard Model
The two generation case (VCKM = V ) Flavours only: uL cL V dL
sL
! V is a general 2 by 2 unitary matrix.
Use αi and βi to make V11, V12 and V21 real Unitary implies Pi Vik∗ Vil = δil
V = cos θC sin θC
− sin θC cos θC
!
This gives exactly what we had before
Kobayashi and Maskawa 1972
Bold suggestion: add a third generation (remember charm not discovered)
Flavours only: uL cL tL V
dL sL bL
V is a general 3 by 3 unitary matrix.
Kobayashi and Maskawa 1972
Bold suggestion: add a third generation (remember charm not discovered)
Flavours only: uL cL tL V
dL sL bL
V is a general 3 by 3 unitary matrix.
Use αi and βi to make V11, V12, V13, V21 and V31 real Unitary implies Pi Vik∗ Vil = δil
V =
c1 − s1c3 − s1s3
s1c2 c1c2c3 − s2s3eiδ c1c2s3 + s2c3eiδ s1s2 c1s2c3 + s2s3eiδ c1s2s3 − c2c3eiδ
ci = cos θ1, si = sin θi
Kobayashi and Maskawa 1972
This extra eiδ makes the Lagrangian intrinsically complex (i.e. not removable by phase redefinitions) This implies CP violation
can explain CP violation that was seen in kaon decays
via box diagrams K0 u, c, t
W
W
u, c, t K0
Kobayashi and Maskawa 1972
This extra eiδ makes the Lagrangian intrinsically complex (i.e. not removable by phase redefinitions) This implies CP violation
can explain CP violation that was seen in kaon decays via box diagrams
What has happened since
Third generation discovered
C. Jarlskog: easy way to see from λU and λD if CP violation is there
Many more predictions have been seen
The predictions: 1
There is another type of CP violation in Kaon decays:
direct CP violation from Penguin diagrams:
K0
W
π+π−, π0π0 γ, Z, g
The predictions: 1
There is another type of CP violation in Kaon decays:
direct CP violation from Penguin diagrams:
K0
W
π+π−, π0π0 γ, Z, g
Seen in 1999 by KTeV at Fermilab and NA48 at CERN (earlier at NA31 CERN in 1988 not confirmed by Fermi- lab experiment)
Lund 7/11/2008 The Nobel Prize in Physics 2008: Broken Symmetries Johan Bijnens p.39/44
The origin of penguins
Told by John Ellis:
Mary K. [Gaillard], Dimitri [Nanopoulos], and I first got interested in what are now called penguin diagrams while we were studying CP violation in the Standard Model in 1976. The penguin name came in 1977, as follows.
In the spring of 1977, Mike Chanowitz, Mary K. and I wrote a paper on GUTs [Grand Unified Theories] predicting the b quark mass before it was found. When it was found a few weeks later, Mary K., Dimitri, Serge Rudaz and I immediately started working
on its phenomenology. from symmetry
magazine
That summer, there was a student at CERN, Melissa Franklin, who is now an experimentalist at Harvard. One evening, she, I, and Serge went to a pub, and she and I started a game of darts. We made a bet that if I lost I had to put the word penguin into my next paper. She actually left the darts game before the end, and was replaced by Serge, who beat me.
Nevertheless, I felt obligated to carry out the conditions of the bet.
For some time, it was not clear to me how to get the word into this b quark paper that we were writing at the time. Later, I had a sudden flash that the famous diagrams look like penguins. So we put the name into our paper, and the rest, as they say, is history.
More predictions
In B meson decays you can have all three generations at tree level in a process. CP violations can (and are) much larger
B0
b
d
c c s
J/ψ = cc KS
W
Observed at the predicted level in many processes
More predictions
In B meson decays you can have all three generations at tree level in a process. CP violations can (and are) much larger
B0
b
d
c c s
J/ψ = cc KS
W
Observed at the predicted level in many processes Penguins also contribute and again in many places
has led to great confidence in CKM picture both for the angles and the CP violation part
Results
Parametrization of VCKM:
Vud Vus Vub Vcd Vcs Vcb
Vtd Vts Vtb
The Unitarity triangle of three complex numbers VudVub∗ + VcdVcb∗ + VtdVtb∗ = 0 (more exist)
Results
Parametrization of VCKM:
Vud Vus Vub Vcd Vcs Vcb
Vtd Vts Vtb
The Unitarity triangle of three complex numbers VudVub∗ + VcdVcb∗ + VtdVtb∗ = 0 (more exist)
|Vus| ≈ 0.2; |Vcd| ≈ 0.04 and |Vub| ∼ 0.003 Approximate Wolfenstein parametrization:
1 − λ22 λ Aλ3(ρ − iη)
−λ 1 − λ22 Aλ2 Aλ3(1 − ρ − iη) −Aλ2 1
All three side are of order λ3
Results
γ
γ α
α
md
∆ εK
εK
ms
∆ &
md
∆
Vub
β sin 2
(excl. at CL > 0.95) < 0 β sol. w/ cos 2
excluded at CL > 0.95
α γ β
ρ
-1.0 -0.5 0.0 0.5 1.0 1.5 2.0
η
-1.5 -1.0 -0.5 0.0 0.5 1.0 1.5
excluded area has CL > 0.95
ICHEP 08
CK Mf i t t e r
Each num- ber is itself an average of several measure-
ments
Conclusion
I hope I have given you a feeling for what these people have accomplished and what the physics behind is