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The Nobel Prize in Physics 2008: Broken Symmetries

Johan Bijnens Lund University

bijnens@thep.lu.se

http://www.thep.lu.se/bijnens

(2)

Overview

The Royal Swedish Academy of Sciences has decided to award the Nobel Prize in Physics for 2008 with one half to

Yoichiro Nambu, Enrico Fermi Institute, University of Chicago, IL, USA

"for the discovery of the mechanism of spontaneous broken symmetry in subatomic physics"

and the other half jointly to

Makoto Kobayashi, High Energy Accelerator Research Organization (KEK), Tsukuba

Toshihide Maskawa,Yukawa Institute for Theoretical Physics (YITP), Kyoto University, Japan

"for the discovery of the origin of the broken symmetry which predicts the existence of at least three families of quarks in nature"

PS: Lots of information: http://nobelprize.org

(3)

Yoichiro Nambu

Enrico Fermi Institute, University of Chicago Chicago, IL, USA

b. 1921 (in Tokyo, Japan)

D.Sc. 1952

University of Tokyo, Japan

(4)

Makoto Kobayashi

High Energy Accelerator Research Organization (KEK)

Tsukuba, b. 1944

Ph.D. 1972

Nagoya University, Japan

(5)

Toshihide Maskawa

Kyoto Sangyo University;

Yukawa Institute for Theo- retical Physics (YITP)

Kyoto University Kyoto, Japan

b. 1940

Ph.D. 1967

Nagoya University, Japan

(6)

Papers

Y. Nambu, Quasi-Particles and Gauge Invariance in the Theory of Superconductivity, Phys. Rev. 117 (1960) 648

Y. Nambu, Axial Vector Current Conservation in Weak Interactions, Phys. Rev.

Lett. 4 (1960) 380

Y. Nambu, A ‘Superconductor’ Model of Elementary Particles and its

Consequencies, Talk given at a conference at Purdue (1960), reprinted in Broken Symmetries, Selected Papers by Y. Nambu, ed:s T. Eguchi and K. Nishijima,

World Scientific (1995).

Y. Nambu and G. Jona-Lasinio, A Dynamical Model of Elementary Particles based on an Analogy with Superconductivity I, Phys. Rev. 122 (1961) 345

Y. Nambu and G. Jona-Lasinio, A Dynamical Model of Elementary Particles based on an Analogy with Superconductivity II, Phys. Rev. 124 (1961) 246;

Y. Nambu and D. Lurié, Chirality Conservation and Soft Pion Production, Phys.

Rev. 125 (1962) 1429

Y. Nambu and E. Shrauner, Soft Pion Emission Induced by Electromagnetic and Weak Interactions, Phys. Rev. 128 (1962) 862.

M. Kobayashi and K. Maskawa, CP Violation in the Renormalizable Theory of Weak Interactions, Progr. Theor. Phys. 49 (1973) 652.

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Symmetry

no

change if rotated along

vertical axis

Invariant under rotation group

(8)

Symmetry

changes if rotated along

vertical axis

But U (1) invariance good approximation

Symmetry explicitly broken by the picture

(9)

Spontaneously Broken Symmetry

Pencil balanced on end (on a table) has rotational symmetry about vertical axis.

Symmetry is broken when pencil falls over: lower energy state

Special direction is specified.

But, underlying law of gravity is still symmetrical.

Pencil could have fallen into any available direction

(10)

Spontaneously Broken Symmetry

http://nobelprize.org

(11)

Symmetry

Symmetries are very well known in physics (and definitely in particle physics)

Heisenberg, Wigner, Eckart, Yang, Mills, Glashow, Weinberg, Salam,. . .

Nambu: Introduced the concept of spontaneously broken symmetries into particle physics

Kobayashi and Maskawa: Proposed the mechanism by which the combined charge-conjugation–parity (CP)

symmetry is broken in the Standard Model

(12)

Spontaneous symmetry breaking

Magnets (e.g. in iron):

Symmetry: ≈ ≈

With interactions:

Low energy:

High energy:

(13)

Spontaneous symmetry breaking

a generic state

(14)

Spontaneous symmetry breaking

the ground state

(15)

Spontaneous symmetry breaking

No: A ground state

(16)

Spontaneous symmetry breaking

A ground state: choice of vacuum breaks the symmetry Spontaneous symmetry breaking

(17)

Spontaneous symmetry breaking

A very low energy excitation: spin wave

(18)

Spontaneous symmetry breaking

A very low energy excitation: spin wave A collective excitation: quasiparticle

(19)

Nambu and Superconductivity

Superconductivity: conductivity goes to zero below a critical temperature

Discovered by Kamerlingh-Onnes in 1911 Meisnner: expel magnetic fields 1933

Landau-Ginzburg-Abrikosov: Phenomenological Theory (scalar field)

Explained by Bardeen, Cooper and Schrieffer by Cooper pair condensation 1957

Bogolyubov 1958, (Bogolyubov transformation)

(20)

Nambu and Superconductivity

Superconductivity: conductivity goes to zero below a critical temperature

Discovered by Kamerlingh-Onnes in 1911 Meisnner: expel magnetic fields 1933

Landau-Ginzburg-Abrikosov: Phenomenological Theory (scalar field)

Explained by Bardeen, Cooper and Schrieffer by Cooper pair condensation 1957

Bogolyubov 1958, (Bogolyubov transformation) Note the many other Nobel Prizes here

(21)

Nambu and Superconductivity

Condensed Cooper Pairs: Ground State is Charged What about Gauge Invariance?

(22)

Nambu and Superconductivity

Condensed Cooper Pairs: Ground State is Charged What about Gauge Invariance?

Electromagnetic Gauge Invariance

Wave function:ψ(x) → e−iα(x)ψ(x) does not change |ψ(x)|2

A(x) → ~~ A(x) − ~∇α(x) and V (x) → V (x) − ∂α(x)∂t do not change E(x)~ and B(x)~

Minimal coupling: both invariances belong together Requiring gauge invariance determines the form of the interaction

(23)

Nambu and Superconductivity

He used the Feynman-Dyson methods for QuantumElectroDynamics (QED)

Reformulated BCS as a generalized Hartree-Fock ground state

When deriving Green functions (which lead to amplitudes) you also need to introduce the loop graphs both in the interaction vertex and in the selfenergies

When you do that all Ward identities are satisfied Hence everything is gauge invariant as should be

(24)

Nambu and Superconductivity

He used the Feynman-Dyson methods for QuantumElectroDynamics (QED)

Reformulated BCS as a generalized Hartree-Fock ground state

The photon “mixes” with the available electron/hole states

Longitudinal mode of the photon couples to the collective excitations

In effect produces a mass for the photon ⇒ Meissner effect

(25)

Nambu and Superconductivity

He used the Feynman-Dyson methods for QuantumElectroDynamics (QED)

Reformulated BCS as a generalized Hartree-Fock ground state

The photon “mixes” with the available electron/hole states

Longitudinal mode of the photon couples to the collective excitations

In effect produces a mass for the photon

Brout-Englert, Higgs, Guralnik-Hagen-Kibble:

generalize to Yang-Mills

Weinberg, Salam apply to Glashow’s neutral current model: the Standard Model

(26)

Nambu: SSB in the Strong Interaction

First an aside: The Weak Interaction and Parity Parity (P ): ~x → −~x

related to mirror symmetry

Lee and Yang 1956: No experiment for P in weak interaction and can solve τ θ puzzle

Suggested 60Co and µ-decay: immediately seen

(27)

Nambu: SSB in the Strong Interaction

First an aside: The Electromagnetic and Weak Interaction Electromagnetic coupling to electron:

AµJµ = Aµµe (e ≡ ψe)

Current is conserved: ∂J∂xµµ = 0 ⇒

Matrix element of Jµ at q2 = 0 is ≡ 1. Weak interaction is (leptonic µ decay)

GF

2J(µ)ρJ(e)ρ = GF

2µγρ (1 − γ5) νµ νeγρ (1 − γ5) e Feynman-Gell-Mann, Marshak-Sudarshan: Vρ − Aρ Vρ and Aρ conserved (CVC and CAC) for hadrons

≡ 1 at q2 = 0.

(28)

Nambu: SSB in the Strong Interaction

First an aside: The Electromagnetic and Weak Interaction Electromagnetic coupling to electron:

AµJµ = Aµµe (e ≡ ψe)

Current is conserved: ∂J∂xµµ = 0 ⇒

Matrix element of Jµ at q2 = 0 is ≡ 1. Weak interaction is (leptonic µ decay)

GF

2J(µ)ρJ(e)ρ = GF

2µγρ (1 − γ5) νµ νeγρ (1 − γ5) e Feynman-Gell-Mann, Marshak-Sudarshan: Vρ − Aρ Vρ and Aρ conserved (CVC and CAC) for hadrons

≡ 1 at q2 = 0. Neutron decay:

GF

0.97 pγρ (1 − 1.27γ5) n eγρ (1 − γ5) νe

(29)

Nambu: SSB in the Strong Interaction

gA = 1.27 6= 1

Solved simultaneously by Gell-Mann-Levy and Nambu PCAC: Partially Conserved Axial Current

(30)

Nambu: SSB in the Strong Interaction

gA = 1.27 6= 1

Solved simultaneously by Gell-Mann-Levy and Nambu PCAC: Partially Conserved Axial Current

A CAC & gA 6= 0: p gAF1(q2) 

γµγ52MqN2 qµ γ5 n But has pseudoscalar coupling and massless pole:

ruled out

(31)

Nambu: SSB in the Strong Interaction

gA = 1.27 6= 1

Solved simultaneously by Gell-Mann-Levy and Nambu PCAC: Partially Conserved Axial Current

A CAC & gA 6= 0: p gAF1(q2) 

γµγ52MqN2 qµ γ5 n But has pseudoscalar coupling and massless pole:

ruled out

p gAF1(q2) 

γµγ5(q2M2+mNq2πµ)γ5 n

(32)

Nambu: SSB in the Strong Interaction

Consequences:

PCAC: ∂A

ρ

∂xρ = im2πFπφπ

Partially: conserved when m2π → 0 Gπ =

2 MNgA

Fπ , the pion coupling to the nucleon is related to the pion decay constant and gA

Golberger-Treiman relation

(33)

Nambu: SSB in the Strong Interaction

Consequences:

PCAC: ∂A

ρ

∂xρ = im2πFπφπ

Partially: conserved when m2π → 0 Gπ =

2 MNgA

Fπ , the pion coupling to the nucleon is related to the pion decay constant and gA

Golberger-Treiman relation

Similar suggestion also for the strangeness changing hyperon decays and the pion to Kaon

Both papers also suggested that there should be an axial variant of isospin symmetry: exact for mπ → 0 Isospin: SU (2) symmetry from interchanging p and n

(34)

Nambu: SSB in the Strong Interaction

Further developments

He realized that if an exact symmetry is spontaneously broken there must be a massless particle

Also suggested by Goldstone (Nambu-Goldstone Bosons)

Proven by Goldstone-Salam-Weinberg

(35)

Goldstone Modes

UNBROKEN: V (φ)

Only massive modes around lowest energy state (=vacuum)

BROKEN: V (φ)

Need to pick a vacuum

hφi 6= 0: Breaks symmetry No parity doublets

Massless mode along ridge

(36)

Goldstone Modes

Also here:

low energy excita- tions

(37)

Goldstone Modes

Also here:

low energy excita- tions

Overall direction is a symmetry

θ(x) → θ(x) + Θ No Change

Interactions must vanish if θ(x) is constant

Low energy: no interactions

(38)

Nambu: SSB in the Strong Interaction

Soft Pions and Current Algebra:

∂Aρ

∂xρ = im2πFπφπ

This means that an axial symmetry rotation connects processes with different numbes of pions

(39)

Nambu: SSB in the Strong Interaction

Soft Pions and Current Algebra:

∂Aρ

∂xρ = im2πFπφπ

This means that an axial symmetry rotation connects processes with different numbes of pions

This together with the small interactions at low energies allows for a systematic expansion for processes only

involving the low-energy excitations

Chiral Perturbation Theory is the modern way to use this

(40)

How does this fit in with QCD

Chiral Symmetry

QCD: 3 light quarks: equal mass: interchange: U (3)V But LQCD = X

q=u,d,s

[i¯qLD/ qL + i¯qRD/ qR − mq (¯qRqL + ¯qLqR)]

So if mq = 0 then U (3)L × U (3)R.

uL dL sL

 → UL

uL dL sL

 and

uR dR sR

 → UR

uR dR sR

 Can also see that left right independent via

v < c, mq 6= 0 =⇒

v = c, mq = 0 =⇒/

(41)

How does this fit in with QCD

Chiral Symmetry

QCD: 3 light quarks: equal mass: interchange: U (3)V But LQCD = X

q=u,d,s

[i¯qLD/ qL + i¯qRD/ qR − mq (¯qRqL + ¯qLqR)]

So if mq = 0 then U (3)L × U (3)R.

Hadrons do not come in parity doublets: symmetry must be broken

A few very light hadrons: π0π+π and also K, η Both can be understood from spontaneous Chiral Symmetry Breaking

(42)

Kobayashi and Maskawa

Let’s extend now P and

GF

2 0.97 pγρ (1 − 1.27γ5) n eγρ (1 − γ5) νe

(43)

Kobayashi and Maskawa

Let’s extend now P and

GF

2 0.97 pγρ (1 − 1.27γ5) n eγρ (1 − γ5) νe P is broken by the weak interaction

CP is not

C: Charge conjugation, replace everyone by their antiparticle

CP conservation still allows to solve the τ θ puzzle

(44)

Kobayashi and Maskawa

Let’s extend now P and

GF

2 0.97 pγρ (1 − 1.27γ5) n eγρ (1 − γ5) νe P is broken by the weak interaction

CP is not

C: Charge conjugation, replace everyone by their antiparticle

CP conservation still allows to solve the τ θ puzzle Experimentally CP is violated a little bit in Kaons Cronin-Fitch 1964

K0(sd) and K0(ds) mix through the weak interaction, eigenstates KL and KS

A tiny but well measured mass difference is a consequence

(45)

The 0.97

Suggestion: the weak current for hadrons really is the same as for leptons but it mixes ∆S = 1 and ∆S = 0

Gell-Mann-Levy 1960, Cabibbo 1963 Jρ = cos θCJρ∆S=0 + sin θCJρ∆S=1

∆S = 0 current: with p and n,

∆S = 1 current: with p and Λ

And the same for the coupling of pion to kaon

With sin θC ≈ 0.22 this explained the 0.97 and the by 1963 much better measured ∆S = 1 decays of Kaon and Hyper-

(46)

Quarks came

In quark language now weak interaction from W± exchange and the vertex is

W µ (1 − γ5) (cos θCd + sin θCs)

A mechanism for getting the KL-KS mass difference is

K0 u

W

W

u K0 Result is way too large

(47)

Glashow-Iliopoulos-Maiani 1970

Add another quark

W µ (1 − γ5) (cos θCd + sin θCs) + W µ (1 − γ5) (− sin θCd + cos θCs) The mechanism is now

K0 u, c

W

W

u, c K0

Result is zero if mu = mc; the vertical lines have sin θC cos θC − cos θC sin θC (GIM mechanism) Fits for mc ≈ 1.5GeV /c2 (Gaillard-Lee)

(48)

θ C in the Standard Model

The standard model: interactions with Wµ and the masses:

i, j, k, l = 1, 2, later 1, 2, 3

u1 = u, u2 = c, u3 = t, d1 = d, d2 = s, d3 = b W Interactions: W P

i uWLiγµdWLi + h.c.

Mass terms (v is the Higgs vacuum expectation value)

−v P

ij dWLiλDijdWRj − v P

ij uWLiλUijuWRj+h.c.

(49)

θ C in the Standard Model

−v P

ij dWLiλDijdWRj − v P

ij uWLiλUijuWRj+h.c.

U and vΛD are complex 2 by 2 (3 by 3) matrices Diagonalization is always possible by two complex matrices each

VLUUVRU † = diag(mu, mc, mt) VLDDVRD† = diag(md, ms, mb)

(50)

θ C in the Standard Model

−v P

ij dWLiλDijdWRj − v P

ij uWLiλUijuWRj+h.c.

U and vΛD are complex 2 by 2 (3 by 3) matrices Diagonalization is always possible by two complex matrices each

VLUUVRU † = diag(mu, mc, mt) VLDDVRD† = diag(md, ms, mb) Define: uWLi = P

j VLijU †uLj and uWRi = P

j VRijU †uRj, dWLi = P

j VLijD†dLj, dWRi = P

j VRijD†dRj mass eigenstates

and substitute

(51)

θ C in the Standard Model

−v X

ijkl

dLiVLijD λDjkVRklD†dRk − v X

ijkl

uLiVLijU λUjkVRklU †uRk +h.c. = − X

i

dLimdidRi − X

i

uLimuiuRi + h.c.

Phase invariance left:

dLi → eidLi, dRi → e−iαidRi uLi → eiuLi, uRi → e−iβiuRi

(52)

θ C in the Standard Model

−v X

ijkl

dLiVLijD λDjkVRklD†dRk − v X

ijkl

uLiVLijU λUjkVRklU †uRk +h.c. = − X

i

dLimdidRi − X

i

uLimuiuRi + h.c.

The W Interactions: W P

i uWLiγµdWLi + h.c. become W P

ijkl uLiγµVLijU VLjkD dLk + h.c.

(53)

θ C in the Standard Model

−v X

ijkl

dLiVLijD λDjkVRklD†dRk − v X

ijkl

uLiVLijU λUjkVRklU †uRk +h.c. = − X

i

dLimdidRi − X

i

uLimuiuRi + h.c.

The W Interactions: W P

i uWLiγµdWLi + h.c. become W P

ijkl uLiγµVLijU VLjkD dLk + h.c.

VCKM = VLUVLD is a unitary matrix

All other terms in the Lagrangian get VLU VLU † = 1, . . .

(54)

θ C in the Standard Model

The two generation case (VCKM = V ) Flavours only:  uL cL  V dL

sL

! V is a general 2 by 2 unitary matrix.

(55)

θ C in the Standard Model

The two generation case (VCKM = V ) Flavours only:  uL cL  V dL

sL

! V is a general 2 by 2 unitary matrix.

Use αi and βi to make V11, V12 and V21 real :



e−iβ1uL e−iβ2cL  V11 V12 V21 V22

! e1dL e2sL

!

=

 uL cL  ei(α1−β1)V11 ei(α2−β1)V12 ei(α1−β2)V21 ei(α2−β2)V22

! dL sL

!

α2 − β2 = (α2 − β1) + (α1 − β2) − (α1 − β1)

(56)

θ C in the Standard Model

The two generation case (VCKM = V ) Flavours only:  uL cL  V dL

sL

! V is a general 2 by 2 unitary matrix.

Use αi and βi to make V11, V12 and V21 real Unitary implies Pi Vik Vil = δil

V = cos θC sin θC

− sin θC cos θC

!

This gives exactly what we had before

(57)

Kobayashi and Maskawa 1972

Bold suggestion: add a third generation (remember charm not discovered)

Flavours only:  uL cL tL  V

dL sL bL

 V is a general 3 by 3 unitary matrix.

(58)

Kobayashi and Maskawa 1972

Bold suggestion: add a third generation (remember charm not discovered)

Flavours only:  uL cL tL  V

dL sL bL

 V is a general 3 by 3 unitary matrix.

Use αi and βi to make V11, V12, V13, V21 and V31 real Unitary implies Pi Vik Vil = δil

V =

c1 − s1c3 − s1s3

s1c2 c1c2c3 − s2s3e c1c2s3 + s2c3e s1s2 c1s2c3 + s2s3e c1s2s3 − c2c3e

 ci = cos θ1, si = sin θi

(59)

Kobayashi and Maskawa 1972

This extra e makes the Lagrangian intrinsically complex (i.e. not removable by phase redefinitions) This implies CP violation

can explain CP violation that was seen in kaon decays

via box diagrams K0 u, c, t

W

W

u, c, t K0

(60)

Kobayashi and Maskawa 1972

This extra e makes the Lagrangian intrinsically complex (i.e. not removable by phase redefinitions) This implies CP violation

can explain CP violation that was seen in kaon decays via box diagrams

What has happened since

Third generation discovered

C. Jarlskog: easy way to see from λU and λD if CP violation is there

Many more predictions have been seen

(61)

The predictions: 1

There is another type of CP violation in Kaon decays:

direct CP violation from Penguin diagrams:

K0

W

π+π, π0π0 γ, Z, g

(62)

The predictions: 1

There is another type of CP violation in Kaon decays:

direct CP violation from Penguin diagrams:

K0

W

π+π, π0π0 γ, Z, g

Seen in 1999 by KTeV at Fermilab and NA48 at CERN (earlier at NA31 CERN in 1988 not confirmed by Fermi- lab experiment)

Lund 7/11/2008 The Nobel Prize in Physics 2008: Broken Symmetries Johan Bijnens p.39/44

(63)

The origin of penguins

Told by John Ellis:

Mary K. [Gaillard], Dimitri [Nanopoulos], and I first got interested in what are now called penguin diagrams while we were studying CP violation in the Standard Model in 1976. The penguin name came in 1977, as follows.

In the spring of 1977, Mike Chanowitz, Mary K. and I wrote a paper on GUTs [Grand Unified Theories] predicting the b quark mass before it was found. When it was found a few weeks later, Mary K., Dimitri, Serge Rudaz and I immediately started working

on its phenomenology. from symmetry

magazine

That summer, there was a student at CERN, Melissa Franklin, who is now an experimentalist at Harvard. One evening, she, I, and Serge went to a pub, and she and I started a game of darts. We made a bet that if I lost I had to put the word penguin into my next paper. She actually left the darts game before the end, and was replaced by Serge, who beat me.

Nevertheless, I felt obligated to carry out the conditions of the bet.

For some time, it was not clear to me how to get the word into this b quark paper that we were writing at the time. Later, I had a sudden flash that the famous diagrams look like penguins. So we put the name into our paper, and the rest, as they say, is history.

(64)

More predictions

In B meson decays you can have all three generations at tree level in a process. CP violations can (and are) much larger

B0

b

d

c c s

J/ψ = cc KS

W

Observed at the predicted level in many processes

(65)

More predictions

In B meson decays you can have all three generations at tree level in a process. CP violations can (and are) much larger

B0

b

d

c c s

J/ψ = cc KS

W

Observed at the predicted level in many processes Penguins also contribute and again in many places

has led to great confidence in CKM picture both for the angles and the CP violation part

(66)

Results

Parametrization of VCKM:

Vud Vus Vub Vcd Vcs Vcb

Vtd Vts Vtb

 The Unitarity triangle of three complex numbers VudVub + VcdVcb + VtdVtb = 0 (more exist)

(67)

Results

Parametrization of VCKM:

Vud Vus Vub Vcd Vcs Vcb

Vtd Vts Vtb

 The Unitarity triangle of three complex numbers VudVub + VcdVcb + VtdVtb = 0 (more exist)

|Vus| ≈ 0.2; |Vcd| ≈ 0.04 and |Vub| ∼ 0.003 Approximate Wolfenstein parametrization:

1 − λ22 λ Aλ3(ρ − iη)

−λ 1 − λ2223(1 − ρ − iη) −Aλ2 1

 All three side are of order λ3

(68)

Results

γ

γ α

α

md

εK

εK

ms

&

md

Vub

β sin 2

(excl. at CL > 0.95) < 0 β sol. w/ cos 2

excluded at CL > 0.95

α γ β

ρ

-1.0 -0.5 0.0 0.5 1.0 1.5 2.0

η

-1.5 -1.0 -0.5 0.0 0.5 1.0 1.5

excluded area has CL > 0.95

ICHEP 08

CK Mf i t t e r

Each num- ber is itself an average of several measure-

ments

(69)

Conclusion

I hope I have given you a feeling for what these people have accomplished and what the physics behind is

References

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