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Social capital, environmental policy attitudes and the mediating role of climate change beliefs

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Social capital, environmental policy attitudes and the mediating role of

climate change beliefs

By Robin Saberi Nasseri

Department of Statistics Uppsala University

Supervisor: Johan Lyhagen 2019

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Abstract

In order to combat the potential threats of climate change, effective policy setting and implementation is crucial. A variable which has been shown to have significant explanatory power on the success of different public policy areas is social capital; a multidimensional concept encompassing social relationships and norms ability to mobilize and facilitate common goals. In the context of climate change related research, the relationship between social capital or some of its components to environmental variables typically is studied in a vacuum. This using factor analysis or SEM, at times in combination with other statistical techniques. In this study a more extensive SEM is investigated, examining the potential effect of social capital on environmental policy attitudes, with the mediating component climate change beliefs. The relationship between all three concepts were found to be significant, with the proportion of the total effect which is due to the indirect effect being 23%. This present study contributes to the literature by introducing the use of more extensive models, taking the complex relationships in the area into account to a higher degree, in order for more efficient policy making.

Keywords: social trust, generalized trust, social networks, civic participation, latent variable modeling, structural equation modeling

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Contents

1 Introduction 1

2 Data 3

2.1 Indicator variables ... 3 2.2 Methodology ... 4

3 Results 6

4 Discussion 10

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1 Introduction

The potential threats of climate change and how to confront these are of interest for citizens and policymakers amongst a wide range of other actors. A common model of environmentally significant behavior is the value-belief-norm (VBN) theory where human values shapes perception, which in turn affects behavior intent and then actual behavior (Stern, 2000). Environmental knowledge and values have been estimated to explain 40% of the variance in ecological behavior intentions, which in turn explains 75% of the variance in actual behavior (Kaiser et al., 1999). Considering climate change, examining relationships to public perception of potential threats and environmental-policies is crucial for policy implementation to be successful.

A variable which successfully has been connected to several public policy issues is social capital. The multidimensional concept has been subject to criticism in large due to its definition. While the variable is seen as an asset on the individual level by researchers such as Bourdieu (1986), the collective aspects has been accentuated by Coleman (1988) and Putnam (1993). A broad definition of social capital refers to relationships and norms ability to facilitate common goals. Elements typically included to signify the different dimensions are: civic participation, social norms, social networks, social trust and institutional trust (Jones, 2010).

An explanation for social capitals’ connections to several public policy issues is that the variable has consequences on both the individual and collective level (Jones, 2010). The concept furthermore has been used to explain perceptions of climate change (Jones et al., 2012), a relevant component for explaining environmentally significant behavior according to the VBN-theory. This makes it an interesting explanatory variable in the context of climate change policy issues.

The concept of social capital further has been introduced to environmental policy issues (Pretty, 2003). In this context, social capital been found to be a significant explanatory variable for the degree of success of different environmental policies. An explanation to this connected to the broader definition of the concept and its links to other public policy issues is well put by Jin and Shriar (2013, p.428):

The basic idea is that social capital promotes pro-environmental behavior at both the individual and collective levels and consequently helps facilitate the accomplishment of environmental objectives which otherwise would be difficult to achieve.

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Social capital, climate change beliefs and policies 2

In particular institutional trust and compliance to social norms influences economic policy instruments, while softer instruments are influenced by social trust and social networks (Jones et al., 2009). Further trust in politicians, a common questionnaire item when measuring social capital, has been linked to a higher degree of acceptance to a CO2 tax in Sweden. The same study also found higher acceptance for individuals who considered climate change a threat (Hammar and Jagers, 2006).

While several connections have been made between social capital and environmental policy issues, few attempts have been made to create a more extensive model in order to capture the complex relationships more accurately. Often single components of social capital is linked to climate change related variables, or vice versa. In this study a more complex model is proposed, in order to capture the potential effect of social capital on environmental policy attitudes, with the mediating component of climate change beliefs. This with the aim to contribute to the use of more extensive models in the field, in order to better capture the complex nature of the variables and improve the understanding of successful policy setting and implementation.

As climate change beliefs is defined such that higher levels imply greater beliefs that humans to a larger extent are causing the changes, and that these are potential threats, the first hypothesis is as follows:

• The relationships between social capital, climate change beliefs and environmental policy attitudes are positive.

Second, considering the directions of these relationships, it is hypothesized that:

• Climate change beliefs mediates the effect of social capital on environmental policy attitudes.

The structure of this paper is as follows; in the succeeding section the data set is described together with the latent and indicator variables. Second, the methodology of the study is presented. The model is in the next section presented with the results, which then lastly is followed by a discussion about the findings, as well as limitations of this study.

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2 Data

Data from the European Social Survey round 8 in Sweden is used to conduct this study.

Random sampling is used in every stage of the selection process and the sample is representative for everyone aged 15 or above living in private households, regardless of nationality and language (ESS, n.d.). The sample size is 1551 with a response rate of 43% (ESS, 2017).

Sweden is selected as studies regarding social capital in relation to climate change issues typically is conducted in areas where climate change threats are highly prevalent; for example because of rising sea levels or lowering water supplies. An advantage with studying a single nation is that social capital typically is defined to have components on the collective level.

Hence there would be reason to do a multi-level analysis (Puntscher et al., 2016). Since the aim is to estimate an already complex SEM, choosing a more homogenous population to study allows for solely studying variables on the individual level, which leaves less room for potential methodological missteps.

Another advantage of studying Sweden is that the probability of inclusion in the sample is approximately the same for all individuals, which limits the need of using sampling weights.

As the research knowledge of using sampling weights in complex SEM is limited (Hans- Vaughn and Lomax, 2006), this reduces the risk of methodological fallacies; even though post- stratification weights accounting for non-response bias are available, they will not be used due to this same reason.

2.1 Indicator variables

This section aims to describe by which questionnaire items the latent variables are to be operationalized. Social capital is measured by four dimensions, each of these being represented with its own latent variable. The first dimension is social networks, indicated upon by three observed variables: social meetings (‘How often do you meet socially with friends, relatives or work colleagues?’) with a 7-point scale ranging from never to every day, close relationships (‘How many people, if any, are there with whom you can discuss intimate and personal matters?’) also measured with a 7-point scale, however ranging from 0 to 10 or more people, the last indicator variable is social activities (‘Compared to other people of your age, how often would you say you take part in social activities?’) measured by a 5-point scale from much less than most to much more than most.

The next dimension of social capital is civic participation, as measured by: political interest on a 4-point scale, as well as work for party or action group, signing of a petition,

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Social capital, climate change beliefs and policies 4 participation in a lawful demonstration, and boycotting of certain products. All variables but political interest are binary, have been reverse-scored and measure activities taken part in the last 12 months.

Social trust is measured as: generalized trust toward people (‘Would you say that most people would try to take advantage of you if they got the chance, or would they try to be fair?’), generalized fairness (‘do you think that most people would try to take advantage of you if they got the chance, or would they try to be fair?’), generalized helpfulness (‘Would you say that most of the time people try to be helpful or that they are mostly looking out for themselves?’).

These three variables all are measured on a 11-point scale.

Social capital’s fourth component is institutional trust, indicated by seven 11-point items about how much the respondent trusts the following institutions: parliament, government, police, politicians, political parties, European Parliament, and the United Nations.

The two climate change related concepts are climate change beliefs and policy attitudes.

Both of these are represented using the intended indicator variables given in the (ESS, 2016).

Several variables are reverse-scored, in such a way that larger values indicate on higher awareness of climate change, and higher support for policies aiming to combat climate change.

Environmental beliefs is measured by the three variables: climate change belief (‘Do you think the world’s climate is changing?’) on a 4-point reversed scale, human cause (‘Do you think that climate change is caused by natural processes, human activity, or both?’) measured on a 5-point scale, and impact of climate change (‘How good or bad do you think the impact of climate change will be on people across the world?’) with a reversed scale with 11-points.

Policy attitudes is measured with three 5-point items all asking to which extent the respondent is in favor or against different climate change reducing policies. The different policies being: increasing fossil fuel taxes, subsidizing renewable energy sources, and lastly banning of the least energy efficient household appliances.

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2.2 Methodology

As the variables which are to be measured are complex, as well as social capital being a multidimensional concept, structural equation modelling is to be used in the study. Model estimation is done with the Lavaan software package, using raw data as input. The estimation method consists of using polychoric correlations in order to estimate parameters with

diagonally weighted least squares; and using the full weight matrix to compute test statistics and robust standard errors (Lavaan, n.d.). Beyond the use of the variables of interest, the control variables gender and age are to be included in the model.

Considering missing data, 13 individuals have been excluded due to them not believing the climate is changing, in which turn they have not responded to several other questionnaire items. Furthermore 243 observations, other than those previously mentioned have 1 or more missing values. Most variables have little to no missing values, except for the two variables indicating trust towards the European Parliament and the United Nations.

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Social capital, climate change beliefs and policies 6 3 Results

In this section the model is presented and fit is assessed. Overall fit measures, factor loadings in the measurement part of the model, as well as control variables are first examined in order to assess fit and potential misspecifications. Then the structural part of the model is examined, where the mediating effect of environmental beliefs is tested.

Model fit statistics are compared to commonly used heuristics. The relative fit indices CFI and TLI are reported to be 0.943 and 0.946 respectively; which both are close to 0.95, indicating good fit. Absolute fit indices evaluated are SRMR and RMSEA. The former is reported to be 0.063, which is smaller than the 0.08 cut-off indicating good fit. RMSEA is estimated to be 0.065, with a 90% CI: 0.063-0.067. A value of less than 0.05 or 0.06 would indicate on a good fit, the reported value however is fairly close (Hu & Bentler, 1999). Taken all into account, overall model fit based on the fit statistics is deemed acceptable.

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Table 1. Factor loadings for the latent variables.

Latent variable Variable Factor loading* Scale

Social networks Social meetings Close Relationships Social activities

1.000 0.968 1.360

0-6 0-6 1-5 Social trust Generalized trust

Generalized fairness Generalized helpfulness

1.000 0.979 0.692

0-10 0-10 0-10 Civic participation Political interest

Work party/action group Sign petition

Lawful demonstration Boycott product

1.000 1.087 0.708 0.884 0.701

1-4 0-1**

0-1**

0-1**

0-1**

Institutional trust Parliament Government Police Politicians Political parties European Parliament United Nations

1.000 0.970 0.810 1.162 1.131 0.929 0.705

0-10 0-10 0-10 0-10 0-10 0-10 0-10 Climate change beliefs Climate change

Human cause Good or bad

1.000 0.946 0.876

1-4**

1-5 0-10**

Environmental policy attitudes

Tax Subsidize Ban

1.000 0.760 0.619

1-5**

1-5**

1-5**

*All factor loadings are significant with p-value < 0.000.

** Questionnaire items have been reverse-scored.

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Social capital, climate change beliefs and policies 8 Considering the factor loadings for the manifest variables presented in Table 1. All are significant with p-values of less than 0.000, and the parameter estimates are not indicative of any misspecification errors. This as no estimate is deviating considerably from the

standardized coefficients.

Looking at the structural part of the model, which can be seen together with the control variables in Figure 1., the estimated relationships between all latent variables is

shown. All of the estimated parameters are significant with p-values of less than 0.000, except for the regression coefficient of social capital on climate change beliefs, which has a p-value of 0.002. The relationships between all latent variables further all are positive, which is in line with the hypothesis. Both control variables are significant as well, with age having a negative relationship to climate change policy attitudes and females having more positive attitudes compared to men.

Figure 1. Relationship between social capital and climate change policy attitudes, with mediating effect of climate change beliefs.

Social Trust

Institutional Trust

Participatory Networks

Social Networks

CC Beliefs*

CC Policy Attitudes*

Age Social

Capital

Gender 0.157

0.352

0.260 -0.006

0.277 1.000

0.807 0.278

0.678

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Regarding the mediation effect in the model, both the relationship between social capital and climate change beliefs, and the latter’s relationship to climate change policy attitudes are significant. The estimated direct effect of social capital on environmental policy attitudes is 0.352, and the indirect effect is 0.106. Hence the total effect is 0.458 and the proportion of this being due to the indirect effect is 23%.

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Social capital, climate change beliefs and policies 10

4 Discussion

The aim of this study was to create a complex SEM, in order to study the hypothesized effect of social capital on environmental policy attitudes, with the mediating component climate change beliefs. Fit measures as well as parameter estimates indicate on a good fit, and as hypothesized all relationships between the latent variables are positive. Considering the second hypothesis, the parameter estimates between social capital and climate change beliefs, as well as between the beliefs and environmental policy attitudes are highly significant. This supports the hypothesis that climate change beliefs mediate the effect of social capital on policy attitudes. The proportion of the total effect which is due to the indirect effect has been estimated to be 23%, showing that mediating components may be relevant to include in when studying similar areas.

Considering limitations in this study, the data set available did not include some potentially interesting variables. First, compliance to social norms is a component often used when studying social capital. Indicator variables necessary to measure this concept were not included in the source questionnaire. Furthermore, it would have been preferable if items relating to environmental organizations were possible to include in civic participation and institutional trust, as they are highly relevant in the context of this field. Another significant limitation during the estimation process, is that using pairwise correlations as method for handling missing data produced ill-fitting models. This resulted in listwise deletion being the chosen method, causing a total of 280 observations to be lost.

Taken all into account, the model fit is acceptable and the limitations are in large data related. This study has at least conceptually contributed to the use of more extensive models in the context of social capital and environmental literature.

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References

Bourdieu, P. (1986). The forms of capital. In: Richardson, J., Handbook of theory and research for the sociology of education. Westport, CT: Greenwood, 241-58

Coleman, J. S. (1988). Social capital in the creation of human capital. The American Journal of Sociology, 94, 95-120.

European Social Survey. (n.d.). ESS Sweden methodology, viewed 24 May 2019,

<https://www.europeansocialsurvey.org/about/country/sweden/methods.html>

European Social Survey. (2016). ESS Round 8 module on climate change and energy – question design final module in template. London: ESS ERIC Headquarters c/o City University London.

European Social Survey. (2017). ESS8 – 2016 Fieldwork Summary and Deviations, viewed 24 May 2019,

<https://www.europeansocialsurvey.org/data/deviations_8.html>

Hammar, H., Jagers, S. C. (2006). Can trust in politicians explain individuals’ support for climate policy? The case of CO2 tax. Climate Policy, 5(6), 613-625. DOI:

10.1080/14693062.2006.9685582

Haus-Vaughn, D. L., Lomax, R. G. (2006). Utilization of sample weights in single-level structural equation modeling. The Journal of Experimental Education, 74(2), 163-190. DOI:

10.1207/S15328007SEM0904_2

Hu, L., Bentler, P. M. (1999). Cutoff criteria for fit indexes in covariance structure analysis:

Conventional criteria versus new alternatives. Structural Equation Modelling: A Multidisciplinary Journal, 6(1), 1-55. DOI: 0.1080/10705519909540118

Jones, N., Sophoulis, C., Iosifides, T., Botetzagias, I. and Evangelinos, K. (2009). The influence of social capital on environmental policy instruments. Environmental Politics, 18(4), 595-611.

DOI: 10.1080/09644010903007443

Jones, N. (2010). Environmental activation of citizens in the context of policy agenda

formation and the influence of social capital. The Social Science Journal, 47, 121-136. DOI:

10.1016/j.soscij.2009.05.008

Jones, N., Clark, J., Tripidaki, G. (2012). Social risk assessment and social capital: A significant parameter for the formation of climate change policies. The Social Science Journal, 49, 33-41.

Kaiser, F. G., Wölfing, S., Fuhrer, U. (1999). Environmental attitude and ecological behavior.

Journal of Environmental Psychology, 19(1), 1-19. DOI: 10.1006/jevp.1998.0107 Lavaan. (n.d.). Lavaan categorical variables, viewed 24 May 2019,

<http://lavaan.ugent.be/tutorial/cat.html>

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Social capital, climate change beliefs and policies 12

Myung, H. J. & Avrum, J.S. (2013). Exploring the relationship between social capital and individuals' policy preferences for environmental protection: A multinomial logistic regression analysis. Journal of Environmental Policy & Planning. 15(3), 427-446.

DOI: 10.1080/1523908X.2013.769415

Pretty, J. (2003). Social capital and the collective management of resources. Science, 302, 1912-1915.

DOI: 10.1126/science.1090847

Puntscher, S., Hauser, C., Walde, J., Tappeiner, G. (2016). Measuring social capital with aggregated indicators: A case of ecological fallacy?. Social Indicators Research, 125(2), 431- 449. DOI: 10.1007/s11205-014-0843-z

Putnam, R. D. (1993). What makes democracy work?. Nat Civic Rev, 82, 101-107.

DOI: 10.1002/ncr.4100820204

Stern, P. C. (2000). Toward a coherent theory of environmentally significant behavior.

Journal of Social Issues, 56(3), 407-424. DOI: 10.1111/0022-4537.00175

References

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