DEGREE PROJECT IN MEDICAL
ENGINEERING, SECOND CYCLE, 30 CREDITS STOCKHOLM, SWEDEN 2019
A method to examine passive and active force production, and their correlations with muscle morphological parameters for health children
ELIF DUMLU
En metod for att undersoka passiv och
aktiv kraftproduktion och deras
samband med muskelmorfologiska
parametrar hos friska barn
A method to examine passive and active force production, and their correlations with muscle morphological parameters for healthy children.
En metod för att undersöka passiv och aktiv kraftproduktion och deras samband med muskelmorfologiska parametrar hos friska barn
ELIF DUMLU
Degree Project in Medical Engineering Stockholm, Sweden 2019
Supervisor: Ruoli Wang Reviewer: Svein Kleiven
School of Engineering Sciences in Chemistry, Biotechnology and Health
KTH Royal Institute of Technology
Abstract
Muscle morphological and mechanical properties play a crucial role in explaining the mechanisms underlying the development and progression of muscle weakness, joint stiffness, muscle contraction, and the resultant loss of motor function in children.
Information in the literature about how muscle architecture correlate with muscle force
production in passive and active conditions in children is very limited. Therefore, new
information regarding muscle mechanics and morphology has the possibility to
contribute to the improvement of more targeted and more effective treatments for
children. The goal of this project is to develop a feasible experimental method to examine
passive and active muscle force production capacity in the lower limbs in healthy
children and to analyse the correlations of muscle morphological parameters obtained
from diffusion tensor images(DTI) and force generation capacity in passive and active
conditions. For this project, 10 healthy children were recruited and tested in Astrid
Lindgren Children’s Hospital, Karolinska University Hospital. The chosen muscles to
examine was medial gastrocnemius, soleus, and tibialis anterior. Neuroflexor device was
used for the passive force measurements. A fixed version of a hand-held dynamometer
was utilized for the active measurements. In order to capture the muscle activities during
the movement, surface electromyography was collected simultaneously. The findings
from both measurements gave consistent results. In terms of the passive resistance force
measured by NF, the characteristic force peaks can be further analyzed to separate
different contributions for more informative results. Regarding the correlations, stable
and high correlations were determined between the volume(v) and both force
measurements except the medial posterior SOL for MVC. Fascicle length (FL)
correlations showed more of a variety since high correlation was observed for PF and FL
while negligible correlation was found between P3 and FL. Further research with more
parameters is needed to obtain more reliable results. Overall, not only healthy subjects
but also children who suffer from muscle weakness and disabilities should be
investigated for further examination.
Sammanfattning
Muskelmorfologiska och mekaniska egenskaper spelar en avgörande roll för att förklara de mekanismer som ligger till grund för utveckling och progression av muskelsvaghet, stelhet, muskelkontraktur och den förlusten av motorisk funktion hos barn. Litteraturen om hur muskelarkitektur korrelerar med muskelkraft-produktion, i passiva och aktiva förhållanden, hos barn är mycket begränsad. Därför har ny information om muskelmekanik och morfologi möjlighet att bidra till en förbättrad, bättre riktad vård och mer effektiva behandlingar för barn. Målet med projektet är att utveckla en genomförbar experimentell metod för att undersöka passiv och aktiv muskelproduktionskraft i de nedre extremiteterna hos friska barn och att analysera sambanden av muskelmorfologiska parametrar som erhållits från diffusion tensor bilder (DTI) och muskelproduktionskraft passiva och aktiva tillstånd. För detta projekt var 10 friska barn rekryterade och testats i Astrid Lindgrens Barnsjukhus, Karolinska Universitetssjukhuset. De valda musklerna att undersöka var mediala gastrocnemius, m. soleus och m. tibialis anterior. En Neuroflexor- anordning (NF) användes för de passiva kraftmätningarna. En handhållen dynamometer fastmonterad i en ram användes för de aktiva muskelkrafts-mätningarna. För att fånga muskelaktiviteter under rörelsen samlades elektromyografi (EMG) in samtidigt.
Resultaten från båda mätningarna gav konsekvent resultat. I termer av det passiva motståndet kraft som mäts av NF, kan de karakteristiska krafttoppar analyseras ytterligare för att separera olika bidragande faktorer för ett mer informativt resultat. Det fanns en stabil och hög korrelation mellan volym (v) och båda kraftmätningar, förutom den mediala posteriora SOL för MVC. Korrelationen för Fascialängd (FL) visade eftersom hög korrelation observerades för PF och FL medan försumbar korrelation hittades mellan P3 och FL. Det krävs ytterligare forskning med fler parametrar för att få mer tillförlitliga resultat. Sammantaget bör inte bara friska försökspersoner men även barn som lider avmuskelsvaghet och handikapp undersökas för vidare undersökning. I termer av det passiva motståndet kraft som mäts av NF, kan de karakteristiska krafttoppar analyseras ytterligare för att separera olika avgifter för mer informativa resultat.
Beträffande korrelation, var stabila och höga korrelationer bestämmas mellan volymen
(v) och båda kraftmätningar utom den mediala posteriora SOL för MVC. Fascicle längd
(FL) korrelationer visade en större variabilitet eftersom hög korrelation observerades för
PF och FL medan försumbar korrelation hittades mellan P3 och FL. Det krävs ytterligare
forskning med fler parametrar för att få mer tillförlitliga resultat. Sammantaget bör även
barn som lider av muskelsvaghet eller annan funktionsnedsättning inkluderas för vidare
forskning.
Acknowledgements
I would like to thank my project supervisor Ruoli Wang for giving me the opportunity to work with such an interest project and her continuous support throughout this period.
I would also like to thank Cecilia Lidbeck, Michael Remeringen, Ferdinand von Walden and Alexandra Palmcrantz at Astrid Lindgren Children’s Hospital, Karolinska University Hospital that helped in subject recruitment and data collection.
Thanks to Antea Destro for providing me the 3D muscle fascicle parameters for such short amount of time.
I am very thankful to my parents Melih and Dilek Dumlu for their continuous support and making this program possible.
I would finally like to thank my boyfriend Utku for his support and always being by my
side.
Table of Contents
List of figures List of tables
List of abbreviations
1 INTRODUCTION ... 14
2 METHODS ... 16
2.1 P
ARTICIPANTS... 16
2.2 M
EASUREMENTP
ROTOCOL... 16
2.2.1 The NF method ... 17
2.2.2 Maximum Voluntary Contraction(MVC) Measurement ... 18
2.3 D
ATAA
NALYSIS... 20
2.3.1 Data Extraction ... 20
2.3.2 Synchronization ... 20
2.3.3 Averaging and Peak Points ... 21
2.3.4 EMG Post-Processing ... 21
2.3.5 Normalization ... 25
2.3.6 Correlation of muscle force and morphology ... 26
3 RESULTS ... 29
3.1 R
AWN
EUROFLEXOR DATA... 29
3.2 C
ORRESPONDINGEMG
FOR FAST AND SLOW MOVEMENT... 30
3.3 O
VERALLA
VERAGEDN
EUROFLEXORD
ATA... 31
3.4 MVC F
ORCEM
EASUREMENTS... 32
3.5 C
ORRELATION OF THEM
USCLEP
ARAMETERS FROMDTI I
MAGING ANDF
ORCEM
EASUREMENTS... 33
4 DISCUSSION ... 38
4.1 T
HENF
MEASUREMENTS... 38
4.2 MVC
MEASUREMENTS... 38
4.3 C
ORRELATION OF THEM
USCLEP
ARAMETERS FROMDTI I
MAGING ANDF
ORCEM
EASUREMENTS... 39
4.4 C
LINICAL CONSIDERATIONS AND LIMITATIONS... 39
4.5 F
UTURE WORK AND POSSIBLE APPLICATIONS... 39
5 CONCLUSION ... 42
Appendix A-State of the Art A.1 INTRODUCTION ... 46
A.2 FUNCTIONAL ANATOMY OF ANKLE DORSI / PLANTARFLEXORS .... 46
A.3 MUSCLE MORPHOLOGY OF THE LOWER LIMBS ... 47
A.4 CEREBRAL PALSY IN CHILDREN ... 48
A.4.1 S
PASTICCP ... 48
A.5.1 K
INEMATICS... 49
A.5.2 M
USCLED
YNAMICS... 50
A.5.3 H
AND HELD DYNAMOMETER(HHD) ... 54
A.6 IN VIVO IMAGING TECHNIQUES TO MEASURE MORPHOLOGICAL PARAMETERS ... 55
A.6.1 M
AGNETICR
ESONANCEI
MAGING IN SKELETAL MUSCLES... 55
A.6.2 D
IFFUSIONT
ENSIONI
MAGING IN SKELETAL MUSCLES... 55
A.7 SUMMARY ... 56
List of Figures
Figure 2.1: Side view of NF with one of the subjects (a) and top view of the
Neuroflexor device (b) (Aggero MedTech AB, Stockholm) ... 18 Figure 2.2: Front (a) and the side view(b) of the custom-made fixation rig for the Hand-
Held Dynamometer ... 19 Figure 2.3: Marker data for fast and slow movement of NF. ... 21 Figure 2.4:EMG post-processing steps for the fast movement of NF. Three muscles as
GA (red), SO (blue), and TA (yellow) is represented. First graph shows the raw EMG signal, second one is the bandpass filtered EMG signal with high pass of 5 Hz cut-off and low pass of 500 Hz cut-off, third graph is the absolute value of the bandpass filtered EMG. The last graph depicts low pass filtered of 50 Hz cut-off, hence the linear envelope of the EMG signal. ... 22 Figure 2.5: EMG post-processing steps for the slow movement of NF. Three muscles as
GA (red), SO (blue), and TA (yellow) is represented. First graph shows the raw EMG signal, second one is the bandpass filtered EMG signal with high pass of 5 Hz cut-off and low pass of 500 Hz cut-off, third graph is the absolute value of the bandpass filtered EMG. The last graph depicts low pass filtered of 10 Hz cut-off, hence the linear envelope of the EMG signal. ... 23 Figure 2.6: EMG post-processing steps for MVC plantarflexion. GA(blue) and
SOL(red) muscles are presented. First graph shows the raw EMG signal, second one is the bandpass filtered EMG signal with high pass of 5Hz cut-off and low pass of 500 Hz cut-off, third graph is the absolute value of the bandpass filtered EMG. The last graph depicts low pass filter of 10 Hz cut-off, hence the linear envelope of the EMG signal. ... 24 Figure 2.7:Normalized EMG signal of GA during fast movement ... 25 Figure 2.8: Normalized EMG signal of GA during slow movement ... 25 Figure 2.9: The process of obtaining muscle morphological parameters from diffusion
tension images (DTI) [52]. 3D slicer was used to obtain the surface model of the
MRI data. DSI studio was then used to attain the fascicle tracts of the DTI data.
length and pennation angle. ... 27 Figure 3.1: Raw NF data for fast and slow movement. The blue line depicts force data
in Newton, whereas the red line denotes angle data in degrees. Time is represented on the y-axis in milliseconds. For the fast movement, 2 force points were selected as P1 and P2 where P1 is the preliminary peak and P2 is the late peak during stretch motion where as for the slow movement, a third peak (P3) was shown for the representation of the fully stretched point [46]. ... 29 Figure 3.2: Corresponding EMG for the raw data represented for fast and slow
movement. The first graph(a) illustrates the raw EMG signal and linear enveloped signal plotted together. Red, blue and, yellow lines show the raw data for GA, SOL and, TA respectively. Green, purple and, the light blue lines demonstrate the linear enveloped data GA, SOL and, TA respectively. The second graph(b) presented in the second row display the linear enveloped data for GA (green), SOL (purple) and, TA (light blue) whereas, the noisy background shows the raw data. ... 30 Figure 3.3:The overall averaged NF data for fast and slow movements. ... 31 Figure 3.4: Correlation of MVC force measurements(PF) and fascicle length(FL) for
medial GA(a) and medial posterior SOL (b) ... 33 Figure 3.5: Correlation of MVC force measurements (PF) and volume for medial
GA(a) and medial posterior SOL(b) ... 34 Figure 3.6: Correlation of NF slow movement force measurement(P3) and fascicle
length(FL) for medial GA(a) and medial posterior SOL(b) ... 35 Figure 3.7: Correlation of NF slow movement force measurement(P3) and volume for
medial GA(a) and medial posterior SOL(b) ... 36 Figure A.16 - Representation of the gastrocnemius(GA), soleus(SO), and tibialis
anterior(TA) muscles. (modified from [3]) ... 46 Figure A.17 - Representation of dorsi/plantarflexion movements with fixed shinbone
(modified from [4]) ... 47 Figure A.5.3- Length-tension curve of muscle showing active, passive and total
force (modified from [25]). ... 52
List of tables
Table 2.1: Characteristics of participants as mean ± SD ... 16
Table 2.2: Protocol for testing muscle group ... 20
Table 2.3: FL, V and P3 values used for the analysis of medial GA. ... 26
Table 2.4:FL,V and P3 values used for the analysis of medial posterior SOL. ... 26
Table 3.1: Force measurements for MVC(mean±SD) ... 32
Table 3.2: Force measurements for MVC. Table below displays 3 plantarflexion and 3
dorsiflexion data for 10 subjects. ... 32
List of abbreviations
2D Two-dimensional 3D Three-dimensional CP Cerebral palsy
DTI Diffusion tensor imaging EMG Electromyography FL Fascicle length GA Gastrocnemius
HHD Hand-Held Dynamometer
ISEK The International Society for Electrophysiology and Kinesiology MRI Magnetic resonance imaging
MVC Maximum voluntary contraction NF Neuroflexor
PA Pennation angle
PCSA Physiological cross-sectional area PF Plantarflexors
ROM Range of Motion SOL Soleus
TA Tibialis Anterior
V Volume
1 Introduction
Muscle morphological and mechanical properties play a crucial role in explaining the mechanisms underlying the development and progression of muscle weakness, joint stiffness, muscle contraction, and the resultant loss of motor function in children [6].
Muscle morphology is defined as the internal arrangement of muscle fibers within a muscle and has been described as the primary determinant of muscle function in adults.
The active and passive mechanical properties of the muscle and tendon, such as the force- length relationship of muscle and the strain and stiffness of the muscle-tendon unit influence joint compliance and force production which in turn affect joint function.
Information in the literature about how muscle architecture correlates muscle force production in passive and active conditions in children is very limited. Therefore, new information regarding muscle morphology and muscle mechanics has the possibility to contribute to the improvement of more targeted and more effective treatments for children [6].
Anatomy, physiology and biomechanical conditions of muscles are significant factors that determines the overall force production capacity. The total muscle force capacity is defined as the sum of the passive force (resistive force) and the active muscle force (see figure A.3) [9]. In order to predict physical function and contribution to the total force production, muscle stiffness, muscle strength, and joint range of motion(ROM) are some of the most fundamental parameters to observe [18].
Measurement of an object’s or a person’s motion and force production is feasible through various in vivo biomechanical measurement techniques. For this project, surface electromyography was used to capture muscle activities during the passive movement and active movement. Passive resistance measurements were conducted using the Neuroflexor instrument. A customized hand-held dynamometer was utilized for the active measurements.
The aim of this project is to develop a feasible experimental method to examine passive
and active muscle force production capacity in the lower limbs in healthy children and
to analyse the correlations of muscle morphological parameters obtained from diffusion
tensor images(DTI) and force generation capacity in passive and active conditions.
2 Methods
This chapter focuses on experimental data collection and data analysis.
2.1 Participants
10 healthy children were recruited from Astrid Lindgren Children’s Hospital, Karolinska University Hospital (see Table 2.1). The study was approved by Regional Ethics Committee, Karolinska Institute, Stockholm, Sweden. All subjects and their parents signed an informed consent prior experiment.
Table 2.1: Characteristics of participants as mean ± SD
Characteristics Value
Age (years) Height (cm)
9.5 ±2.2 134.9±13.7 Weight (kg) 32±6.9 Foot length (cm) 17.1±10.2 Lower Limb Length (cm) 28.2±8.2 Lever arm (cm) 22.9±0.7
2.2 Measurement Protocol
Experiments took place as passive resistance testing using Neuroflexor device (Aggero MedTech AB, Stockholm) and maximum isometric voluntary contraction(MVC) testing using a customized Hand-Held Dynamometer (HHD) for each subject. Both tests were done only for the right limb and surface EMG’s were recorded for both tests simultaneously.
Prior to the data collection, all the preparations were done in the following order;
1.HHD is charged.
2.EMG’s are charged and prepared for testing.
3.VICON system is calibrated.
4.Four reflective markers are placed on the footplate of the Neuroflexor (NF), which are used for synchronization.
5.Consent is signed for both the patients.
6.Anthropometric measures such as weight, height, leg length, foot length and range of motion (ROM) are measured.
7.Skin preparations were done for the placement of EMG electrodes.
8.EMG electrodes are ready to be placed on medial gastrocnemius(GA), soleus(SOL) and tibialis anterior (TA).
9.Signal for the EMG is tested.
2.2.1 The NF method
Following the preparations, the resistance force was measured using the Neuroflexor instrument (Aggero MedTech AB, Stockholm) at a slow (5◦/s) and a fast (236◦/s) velocity during constant movements. The tested leg rested on the calf support while the foot was placed on the foot plate (see figure 2.1). A relaxed environment was provided where the subject was seated comfortably. The device performed fast and slow movements at a ROM ( -35°flexion to 5° extension) with the knee at 30° and the hip at 90°. For each subject, 5 slow(5◦/s) and 10 fast(236◦/s) movements were performed.
The method for NF has been validated previously on other studies regarding the upper limb [20–22,49-50]. This device calculates passive resistance by using a biomechanical model [45]. The main idea behind this model is the ability of separating passive mechanical components from active components formed by the stretch reflex. Three peak points (P1, P2, P3) at the force-angle-time curve were stated in order to approximate the neural(NC), viscosity(VC), elasticity(EC), and inertial components(IC). The first peak (P1), and the second peak (P2) for the fast movement; the third peak (P3) for the fully stretched position during slow movement were defined [49].
(a) Side view of NF with one of the subject’s lower limb
The calf support part where children rest the lower limb on the device was 3D printed for fitting smaller sizes (see figure 2.1). Participants were told to relax and do not perform any voluntary movement during this measurement. During both the slow and fast movements, surface EMG signals from GA, SOL and TA were also measured simultaneously. Marker data was tracked at 100 Hz using a 12-camera, 3D motion capture system (Vicon Motion Systems, Oxford, UK).
2.2.2 Maximum Voluntary Contraction(MVC) Measurement
The second test was the MVC measurement. A portable, hand held dynamometer (HHD) is one of the common methods for measuring maximum voluntary contraction(MVC) for children [35-37] in the clinical environment. The reliability of measuring plantarflexor MVC using HHD is very low [35]. Therefore, a rig was built for better stabilization of the HHD during the measurement. Maximum isometric muscle strength was measured to present active force capacity using the custom made HHD (see figure 2.2).
Figure 2.1: Side view of NF with one of the subjects (a) and top view of the Neuroflexor device (b) (Aggero MedTech AB, Stockholm) Reflective Marker
Calf support
Foot plate
(b) Top view of NF
For both PF and DF measurements were done at a sitting position in order to eliminate the passive insufficiency during a lie down position and to achieve the optimal conditions for MVC measurements (see table 2.2). While the examiner was getting ready for the trial, each movement’s desired orientation was explained to the subject. Isometric
‘‘make’’ tests were used, in which the examiner held the dynamometer still while the Figure 2.2: Front (a) and the side view(b) of the custom-made
fixation rig for the Hand-Held Dynamometer
Foot plate The rig
The obtained force values were shown here
(a) Front view of the HHD
(b) Side view of the HHD
group. Throughout the test, oral encouragement was given. 3 plantarflexion and 3 dorsiflexion measurements were done, and surface EMG’s were also measured simultaneously. 3 muscle groups as gastrocnemius(GA), soleus(SOL), and tibialis anterior(TA) were tested.
Table 2.2: Protocol for testing muscle group
2.3 Data Analysis 2.3.1 Data Extraction
After the measurements, marker labelling was done using Vicon. All the c3d files for both passive and active measurements were further extracted using MATLAB R2018b and exported into EXCEL 2016. Only the three EMG (GA, SOL, TA) data and 4 (top middle, bottom, left, right) marker data were extracted. NF data was stored in files with extension .xml. This data was exported using xmlstruct MATLAB extension tool [47].
2.3.2 Synchronization
Synchronization was done for the Neuroflexor and EMG data using one of the markers on the NF device. The Y coordinate of the marker were used to identify starting (ts) and ending time (te) of the slow and fast movements. Difference regarding the frequency between NF (100Hz) and EMG (1000Hz) data was taken into consideration. The starting time of the marker was set as the start of EMG data, after this time point NF and EMG data were synchronized (see figure 2.3).
Muscle Group Position Limb/joint positions Ankle Dorsiflexors Sitting Knee 30° fixed, hip 90°
fixed, foot in neutral position
Ankle Plantarflexors Sitting Knee 30° fixed, hip 90°
fixed, foot in neutral
position
2.3.3 Averaging and Peak Points
Following the synchronization, all the NF data were plotted in MATLAB in order to eliminate the trials that did not look reasonable; for instance, subject actively move during the measurement. Out of 10 subjects, two were excluded due to the errors of device. From the remaining 8 subjects, 3 good fast movements and 3 good slow movements were selected for each subject according to [46] for identifying (see figure 3.3) characteristic peak points, each one’s mean were calculated and then all 8 subjects were averaged to get a group mean. For the fast movement, 2 force points were selected as P1 and P2 where P1 is the first peak and P2 is the late peak when the fast movement is completed. For the slow movement, P3 represents resistance force at the fully stretched position [46] (see figure 3.3).
2.3.4 EMG Post-Processing
EMG post-processing was done using MATLAB R2018b. The raw EMG signal was first, bandpass filtered according to [48]. High pass with 5 Hz and low pass with 500 Hz cut- off frequency were used as ISEK recommendations for surface EMG [48]. Bandpass filtered signal was then, rectified, low pass filtered and linear enveloped. For the slow movement of NF and the EMG data for MVC, 4
thorder Butterworth low pass filter with 10 Hz cut-off frequency was used while for the fast movement of NF, 50 Hz cut-off frequency gave better results.
Plots were obtained as four consecutive graphs for the three muscles as GA (red), SOL Figure 2.3: Marker data for fast and slow movement of NF.
Y coordinate of marker data Y coordinate of marker data