Elasto-hydrodynamic film formation in heavily loaded rolling-sliding contacts
Influence of surface topography on the transition between lubrication regimes
Ph.D. candidate: Jonny Hansen Subject area: Machine Elements
Opponent: Guillermo E. Morales-Espejel
Principal supervisor: Roland Larsson
Assistant supervisor: Marcus Björling
Heavy duty gear lubrication
2
Non-conformal contact
• Gear (line contact)
Background
Why is this project important?
UNFCCC: The Paris Agreement, https://unfccc.int/process-and-meetings/the-paris-agreement/the-paris-agreement
• Sustainability – pathway to the future
Heavy duty gear lubrication
3
Non-conformal contact
• Gear (line contact)
Background
Why is this project important?
UNFCCC: The Paris Agreement, https://unfccc.int/process-and-meetings/the-paris-agreement/the-paris-agreement
• Transportation sector
– Emits nearly a quarter of global carbon emissions
• Sustainability – pathway to the future
– Accounts for nearly one third of the world’s annual total energy use
– Sustainable transport – must be fossil-free by 2050
Heavy duty gear lubrication
4
Non-conformal contact
• Gear (line contact)
Background
Why is this project important?
UNFCCC: The Paris Agreement, https://unfccc.int/process-and-meetings/the-paris-agreement/the-paris-agreement
• Transportation sector
– Emits nearly a quarter of global carbon emissions
• Scania
– Have pledged to reduce emissions at the scale and pace necessary to limit global warming to 1.5°C above pre-industrial levels
• Sustainability – pathway to the future
– Accounts for nearly one third of the world’s annual total energy use – Sustainable transport – must be fossil-free by 2050
– This project aims to establish key competence in gear tribology
Industrial Ph.D. project on gear lubrication
5
Inadequate lubrication quality
The main types of failure modes connected to lubricant film breakdown are
• Wear – adhesion, abrasion and corrosion
• Plastic deformations – displacement of material in the normal and sliding (friction) direction
• Scuffing – welding of asperity junctions
• Rolling contact fatigue – subsurface originated spalling and/or surface originated micro-/macro-pitting
6
Severe abrasion
Pictures: American Gear Manufacturers Association. (1995). ANSI-AGMA 1010-E95.Appearance of Gear Teeth—Terminology of Wear and Failure.
Hansen (2015). M.Sc. Thesis
Scuffing Pitting Micro-pitting
Inadequate lubrication quality
The main types of failure modes connected to lubricant film breakdown are
• Wear – adhesion, abrasion and corrosion
• Plastic deformations – displacement of material in the normal and sliding (friction) direction
• Scuffing – welding of asperity junctions
• Rolling contact fatigue – subsurface originated spalling and/or surface originated micro-/macro-pitting
May lead to
• Noise, vibration, and harshness (NVH)
• Catastrophic failure (crack propagation, tooth breakage)
7
Severe abrasion
Pictures: American Gear Manufacturers Association. (1995). ANSI-AGMA 1010-E95.Appearance of Gear Teeth—Terminology of Wear and Failure.
Hansen (2015). M.Sc. Thesis
Scuffing Pitting Micro-pitting
Inadequate lubrication quality
The main types of failure modes connected to lubricant film breakdown are
• Wear – adhesion, abrasion and corrosion
• Plastic deformations – displacement of material in the normal and sliding (friction) direction
• Scuffing – welding of asperity junctions
• Rolling contact fatigue – subsurface originated spalling and/or surface originated micro-/macro-pitting
May lead to
• Noise, vibration, and harshness (NVH)
• Catastrophic failure (crack propagation, tooth breakage)
8
Severe abrasion
Pictures: American Gear Manufacturers Association. (1995). ANSI-AGMA 1010-E95.Appearance of Gear Teeth—Terminology of Wear and Failure.
Hansen (2015). M.Sc. Thesis
Scuffing Pitting Micro-pitting
Transmission efficiency trends
• Minimizing losses
• Weight optimization
• Lower viscosity oils
-> Thinner protective films -> Reduced lubrication quality -> Premature failure
Controlling the tribo-
system is vital!
Fundamentals EHL
(Ch. 3-4)
9
Outlet Inlet
u 2
ω 1
u 1
The mechanism of EHL 10
u e
P
0u
dω
bw
Outlet Inlet
u 2
ω 1
u 1
The mechanism of EHL 11
h m
h c
u e
P
0u
dω
bw
Rough surface EHL
12
Separation=ℎ=Lubricant oil film thickness
Surface 1
Surface 2
𝒉𝒉
Rough surface EHL
13
Surface 1
Surface 2
ℎ =?
3σ
3σ 2σ
1σ 0 -1σ -2σ -3σ
Rough surface EHL
14
Surface 1
Refs. (in thesis)
28. Tallian, T.E.: On competing failure modes in rolling contact. ASLE Trans. 10, 418–439 (1967) 81. ISO: ISO/TS 6336-22:2018(E): Calculation of micropitting load capacity. (2018)
Surface 2
ℎ = 3𝜎𝜎
𝒉𝒉
3σ
3σ 2σ
1σ 0 -1σ -2σ -3σ
Rough surface EHL
15
Surface 1
Refs. (in thesis)
28. Tallian, T.E.: On competing failure modes in rolling contact. ASLE Trans. 10, 418–439 (1967) 81. ISO: ISO/TS 6336-22:2018(E): Calculation of micropitting load capacity. (2018)
Surface 2
Λ = ℎ
𝜎𝜎 = 3
𝒉𝒉
3σ
3σ 2σ
1σ 0 -1σ -2σ -3σ
Rough surface EHL
16
Surface 1
Refs. (in thesis)
28. Tallian, T.E.: On competing failure modes in rolling contact. ASLE Trans. 10, 418–439 (1967) 81. ISO: ISO/TS 6336-22:2018(E): Calculation of micropitting load capacity. (2018)
Surface 2
Λ = ℎ
𝑆𝑆𝑆𝑆 = 3
𝒉𝒉
2σ
2σ 3σ 1σ 0 -1σ -2σ -3σ
Rough surface EHL
17
Surface 1
Refs. (in thesis)
28. Tallian, T.E.: On competing failure modes in rolling contact. ASLE Trans. 10, 418–439 (1967) 81. ISO: ISO/TS 6336-22:2018(E): Calculation of micropitting load capacity. (2018)
Surface 2
𝒉𝒉
Λ = ℎ
𝑆𝑆𝑆𝑆 = 2
1σ
3σ 2σ
1σ 0
-1σ -2σ -3σ
Rough surface EHL
18
Refs. (in thesis)
28. Tallian, T.E.: On competing failure modes in rolling contact. ASLE Trans. 10, 418–439 (1967) 81. ISO: ISO/TS 6336-22:2018(E): Calculation of micropitting load capacity. (2018)
Surface 2
𝒉𝒉
Λ = ℎ
𝑆𝑆𝑆𝑆 = 1
Surface 1
(HL)
C oF
Λ=3 Λ=1
BL ML EHL
The Stribeck curve 19
EHL
Refs. (in thesis)
123. Stribeck, R.: Eng. Characteristics of plain and roller bearings. Zeitschrift des Vereines Dtsch. Ingenieure. 46, 1341–1348, 1432–1438, 1463–1470 (1902)
16. Spikes, H.A.: Sixty years of EHL. Lubr. Sci.
18, 265–291 (2006)
Λ = ℎ
𝑚𝑚𝑆𝑆𝑞𝑞
12+𝑆𝑆𝑞𝑞
22ℎ 𝑚𝑚 ∝ 𝑢𝑢 𝑒𝑒 𝜂𝜂 0 0.68 𝑤𝑤 −0.073
(HL)
C oF
Λ=3 Λ=1
BL ML EHL
The Stribeck curve 20
EHL 2a
Increasing asperity contacts
Decreasing influence of roughness
Refs. (in thesis)
123. Stribeck, R.: Eng. Characteristics of plain and roller bearings. Zeitschrift des Vereines Dtsch. Ingenieure. 46, 1341–1348, 1432–1438, 1463–1470 (1902)
16. Spikes, H.A.: Sixty years of EHL. Lubr. Sci.
18, 265–291 (2006)
Λ = ℎ
𝑚𝑚𝑆𝑆𝑞𝑞
12+𝑆𝑆𝑞𝑞
22ℎ 𝑚𝑚 ∝ 𝑢𝑢 𝑒𝑒 𝜂𝜂 0 0.68 𝑤𝑤 −0.073
Micro-EHL 21
P 0
u d
ω b w
Micro-EHL 22
P 0
u d ω b w
u b
u d
Micro-EHL 23
P 0
u d ω b w
u b
u d
u asperity
u p d
Classical 𝚲𝚲-ratio
• The Λ-ratio is still the most widely employed design criterion
– Problematic since it cannot accurately predict the transition between EHL and ML in general
The problem with the current design criteria 24
1Dunaevsky, V.: A Proposed New Film Thickness-Roughness Ratio, z, in Rolling Bearings: Notes on an Engineer’s Experience with Surface Texture Parameters. SAE Tech. Pap. 2017-Octob, (2017).
Classical 𝚲𝚲-ratio
• The Λ-ratio is still the most widely employed design criterion
– Problematic since it cannot accurately predict the transition between EHL and ML in general
• Assuming rigid roughness is an oversimplification in many cases – excludes the micro-EHL regime
The problem with the current design criteria 25
1Dunaevsky, V.: A Proposed New Film Thickness-Roughness Ratio, z, in Rolling Bearings: Notes on an Engineer’s Experience with Surface Texture Parameters. SAE Tech. Pap. 2017-Octob, (2017).
Λ = ℎ 𝑚𝑚
𝑆𝑆𝑞𝑞 1 2 +𝑆𝑆𝑞𝑞 2 2
Classical 𝚲𝚲-ratio
• The Λ-ratio is still the most widely employed design criterion
– Problematic since it cannot accurately predict the transition between EHL and ML in general
• Assuming rigid roughness is an oversimplification in many cases – excludes the micro-EHL regime
• Wear/plastic def. mainly occurs at roughness peaks, valleys pass virtually unchanged
− Reflects poorly on the surface RMS
2σ 3σ 1σ 0 -1σ -2σ -3σ
The problem with the current design criteria 26
1Dunaevsky, V.: A Proposed New Film Thickness-Roughness Ratio, z, in Rolling Bearings: Notes on an Engineer’s Experience with Surface Texture Parameters. SAE Tech. Pap. 2017-Octob, (2017).
Wear/plastic
deformation at peaks
Classical 𝚲𝚲-ratio
• The Λ-ratio is still the most widely employed design criterion
– Problematic since it cannot accurately predict the transition between EHL and ML in general
• Assuming rigid roughness is an oversimplification in many cases – excludes the micro-EHL regime
• Wear/plastic def. mainly occurs at roughness peaks, valleys pass virtually unchanged
− Reflects poorly on the surface RMS
• Composite RMS, strictly valid only for statistically independent, random-process Gaussian surfaces
1– invalidates the use of many engineering surfaces and especially those that have been used in service
• Does not account for the 3D nature of surface topographies
– same Sq=0.285 µm, different capabilliy to form a micro-EHD film
The problem with the current design criteria 27
1Dunaevsky, V.: A Proposed New Film Thickness-Roughness Ratio, z, in Rolling Bearings: Notes on an Engineer’s Experience with Surface Texture Parameters. SAE Tech. Pap. 2017-Octob, (2017).
Classical 𝚲𝚲-ratio
• The Λ-ratio is still the most widely employed design criterion
– Problematic since it cannot accurately predict the transition between EHL and ML in general
• Assuming rigid roughness is an oversimplification in many cases – excludes the micro-EHL regime
• Wear/plastic def. mainly occurs at roughness peaks, valleys pass virtually unchanged
− Reflects poorly on the surface RMS
• Composite RMS, strictly valid only for statistically independent, random-process Gaussian surfaces
1– invalidates the use of many engineering surfaces and especially those that have been used in service
• Does not account for the 3D nature of surface topographies
– same Sq=0.285 µm, different capabilliy to form a micro-EHD film
The problem with the current design criteria 28
1Dunaevsky, V.: A Proposed New Film Thickness-Roughness Ratio, z, in Rolling Bearings: Notes on an Engineer’s Experience with Surface Texture Parameters. SAE Tech. Pap. 2017-Octob, (2017).
Pathway towards the new film criterion
29
Results
(Ch. 7-9)
30
RO 1: Explore the fundamental mechanisms of lubricant film- breakdown/-formation in rough surface, heavily loaded, and rolling-sliding EHL contacts
31
Oil from pump
Oil dispenser
Disc Motor Heater
Oil reservoir
Oil pump
Track radius Thermocouple
Thermocouple
Ball Motor I
Disc insulated from spindle
Slip ring Run-track
h
ECR=f(h)
V
u1
u2
Oil to inlet Tilt angle
Potentiometer/
Resistance measurement module
Output signals CoF and ECR
Rs DC
source
Method
32
The WAM
Mimic gear contacts by – High loads 1-3 GPa
− Mixed rolling/sliding
𝑆𝑆𝑆𝑆𝑆𝑆 = 𝑢𝑢 𝑏𝑏 − 𝑢𝑢 𝑑𝑑 𝑢𝑢 𝑒𝑒 𝑢𝑢 𝑒𝑒 = 𝑢𝑢 𝑏𝑏 + 𝑢𝑢 𝑑𝑑
2
Mapping of the lubrication regimes
33
Refs. (in thesis)
101. Björling, M., Habchi, W., Bair, S., Larsson, R., Marklund, P.:
Towards the true prediction of EHL friction.
Tribol. Int. 66, 19–26 (2013)
Thermoviscous Plateau
Mapping of the lubrication regimes
34
Refs. (in thesis)
101. Björling, M., Habchi, W., Bair, S., Larsson, R., Marklund, P.:
Towards the true prediction of EHL friction.
Tribol. Int. 66, 19–26 (2013)
Thermoviscous Plateau
Mapping of the lubrication regimes
35
Refs. (in thesis)
101. Björling, M., Habchi, W., Bair, S., Larsson, R., Marklund, P.:
Towards the true prediction of EHL friction.
Tribol. Int. 66, 19–26 (2013)
1. Hansen, J., Björling, M., Larsson, R.:
Mapping of the lubrication regimes in rough surface EHL contacts.
Tribol. Int. (2018), 131, 637–651
EHL
BL
ML
Onset of mixed lubrication Maximum asperity contact
Thermoviscous Plateau
Mapping of the lubrication regimes
36
Refs. (in thesis)
101. Björling, M., Habchi, W., Bair, S., Larsson, R., Marklund, P.:
Towards the true prediction of EHL friction.
Tribol. Int. 66, 19–26 (2013)
1. Hansen, J., Björling, M., Larsson, R.:
Mapping of the lubrication regimes in rough surface EHL contacts.
Tribol. Int. (2018), 131, 637–651
EHL
BL
ML
Onset of mixed lubrication Maximum asperity contact
Thermoviscous Plateau
Mapping of the lubrication regimes
37
Refs. (in thesis)
101. Björling, M., Habchi, W., Bair, S., Larsson, R., Marklund, P.:
Towards the true prediction of EHL friction.
Tribol. Int. 66, 19–26 (2013)
1. Hansen, J., Björling, M., Larsson, R.:
Mapping of the lubrication regimes in rough surface EHL contacts.
Tribol. Int. (2018), 131, 637–651
FZG LoA @ 3500 RPM
EHL
BL
ML
After
run-in Before run-in
• ECR: EHL/ML transition – Shift 10 to 1 m/s
– ℎ 𝑚𝑚 reduction >80 %
Running-in suppress the EHL-ML transition
38
After
run-in Before run-in
• ECR: EHL/ML transition – Shift 10 to 1 m/s
– ℎ 𝑚𝑚 reduction >80 %
• Surface roughness change after run-in – �𝑆𝑆𝑆𝑆 𝑐𝑐 reduction 4 %
Running-in suppress the EHL-ML transition
39
-4 %
Surface roughness
After
run-in Before run-in
• ECR: EHL/ML transition – Shift 10 to 1 m/s
– ℎ 𝑚𝑚 reduction >80 %
• Surface roughness change after run-in – �𝑆𝑆𝑆𝑆 𝑐𝑐 reduction 4 %
Running-in suppress the EHL-ML transition
40
• Lubrication quality
− Clear mismatch
− Λ insufficient after run-in Λ = ℎ 𝑚𝑚
𝑆𝑆𝑆𝑆 𝑐𝑐
-4 %
Surface roughness
Topographical transformations to promote EHD lift-off
41
Λ = ℎ 𝑚𝑚
𝑆𝑆𝑆𝑆
Topographical transformations to promote EHD lift-off
42
Λ = ℎ 𝑚𝑚 𝑆𝑆𝑆𝑆
Pursuit of a more appropriate
roughness representation
ECR
CoF
EHL
BL ML
Running-in sequence
43
EHD lift-off curves
ECR
CoF
EHL
BL ML
SRR=1.0 P=1.7 GPa 𝒖𝒖 𝒆𝒆 = 𝟏𝟏 𝐦𝐦/𝐬𝐬
Running-in sequence
44
EHD lift-off curves
Steady state
No contact
ECR
CoF
EHL
BL ML
SRR=1.0 P=1.7 GPa 𝒖𝒖 𝒆𝒆 = 𝟏𝟏 𝐦𝐦/𝐬𝐬
Running-in sequence
45
EHD lift-off curves
Steady state No contact
Metallic shear
∆ COF=-17 %
ECR
CoF
EHL
BL ML
SRR=1.0 P=1.7 GPa 𝒖𝒖 𝒆𝒆 = 𝟏𝟏 𝐦𝐦/𝐬𝐬
Running-in sequence
46
EHD lift-off curves
Sq [μm]
𝑢𝑢
𝑒𝑒[m/s]
EHL/ML transition
Λ
0.3 1 0.61 Pre Post 0.35
>12 0.52
Steady state No contact
Metallic shear
∆ COF=-17 %
ECR
CoF
EHL
BL ML
SRR=1.0 P=1.7 GPa 𝒖𝒖 𝒆𝒆 = 𝟏𝟏 𝐦𝐦/𝐬𝐬
Running-in sequence
47
EHD lift-off curves
Sq [μm]
𝑢𝑢
𝑒𝑒[m/s]
EHL/ML transition
Λ
0.3 1 0.61 Pre Post 0.35
>12 0.52
Steady state No contact
Metallic shear
∆ COF=-17 %
Well-off 𝚲𝚲 = 𝟑𝟑
Why?
Asperity deformations
48
0.1 mm I
I
Pre
Post
Hertzian contact
diameter
Sliding
Asperity deformations
49
0.1 mm I
I
Pre
Post
Hertzian contact
diameter
Sliding
Asperity deformations
50
0.1 mm I
I
Pre
Post
Hertzian contact
diameter
Sliding
Asperity deformations
51
0.1 mm I
I
Pre
Post
Hertzian contact
diameter
Sliding
10 μm
Micro-EHL regime
52
Refs. (in thesis)
3. Hansen, J., Björling, M., Larsson, R.: Lubricant film formation in rough surface non-conformal conjunctions subjected to GPa pressures and high slide-to-roll ratios. Sci. Rep. 10, 1–16 (2020)
𝒖𝒖 𝒆𝒆
10 μm
Micro-EHL regime
53
Refs. (in thesis)
197. Choo JW, Glovnea RP, Olver A V., Spikes H a. The Effects of Three- Dimensional Model Surface Roughness Features on Lubricant Film Thickness in EHL Contacts. J Tribol 2003;125:533.
3. Hansen, J., Björling, M., Larsson, R.: Lubricant film formation in rough surface non-conformal conjunctions subjected to GPa pressures and high slide-to-roll ratios. Sci. Rep. 10, 1–16 (2020)
ℎ 𝑎𝑎 = ℎ 𝑐𝑐 × 𝑟𝑟 𝑥𝑥 𝑆𝑆 𝑥𝑥
0.464
𝒖𝒖 𝒆𝒆
micro-horseshoe
𝒖𝒖 𝒆𝒆
Plastic deformation
→ Asperity blunting
→ lowering in asperity peaks
→ increase to asperity radii
The mechanism of running-in 54
Interference plane
Plastic deformation
→ Asperity blunting
→ lowering in asperity peaks
→ increase to asperity radii
The mechanism of running-in 55
Interference plane
Plastic deformation
→ Asperity blunting
→ lowering in asperity peaks
→ increase to asperity radii
w
δ
The mechanism of running-in 56
Interference plane
Plastic deformation
→ Asperity blunting
→ lowering in asperity peaks
→ increase to asperity radii
w
δ
The mechanism of running-in 57
Interference plane
Omni-directional
plastic flow
w
δ r x,0
r x,1
The mechanism of running-in
Plastic deformation
→ Asperity blunting
→ lowering in asperity peaks
→ increase to asperity radii
58
Interference plane
Omni-directional
plastic flow
Undeformed asperity at inlet
Asperity in micro-EHL
r
z 0
h a
u a
u d
h c
x z
w
δ r x,0
r x,1
The mechanism of running-in
Plastic deformation
→ Asperity blunting
→ lowering in asperity peaks
→ increase to asperity radii
59
Omni-directional plastic flow ℎ 𝑎𝑎 = ℎ 𝑐𝑐 × 𝑟𝑟 𝑥𝑥
𝑆𝑆 𝑥𝑥
0.464
Refs. (in thesis)
26. Fein, R.S., Kreuz, K.L.: “Discussion on boundary lubrication”, Inter-disciplinary approach to friction and wear. In: NASA SP-181 (1967) 20. Hamrock, B.J., Dowson, D.: Isothermal Elastohydrodynamic Lubrication of Point Contacts: Part III - Fully Flooded Results. J. Tribol. 99, 264–275 (1977).
197. Choo, J.W., Glovnea, R.P., Olver, A. V., Spikes, H. a.: The Effects of Three-Dimensional Model Surface Roughness Features on Lubricant Film Thickness in EHL Contacts. J. Tribol. 125, 533 (2003)
3. Hansen, J., Björling, M., Larsson, R.: Lubricant film formation in rough surface non-conformal conjunctions subjected to GPa pressures and high slide-to-roll ratios. Sci. Rep. 10, 1–16 (2020)
Surface metrology
Height and curvature
60
Λ = ℎ 𝑚𝑚 𝑆𝑆𝑆𝑆
0.
I
Post
Hertzian contact diameter Sliding
0.1 mm I
Pre
Post
Refs. (in thesis)
2. Hansen, J., Björling, M., Larsson, R.: Topography transformations due to running-in of rolling- sliding non-conformal contacts. Tribol. Int. 144, 106126 (2020).
3. Hansen, J., Björling, M., Larsson, R.: Lubricant film formation in rough surface non-conformal conjunctions subjected to GPa pressures and high slide-to-roll ratios. Sci. Rep. 10, 1–16 (2020)
Surface metrology
Height and curvature
More sensitive for film formation
• 𝑆𝑆𝑆𝑆 → 𝑆𝑆𝑆𝑆𝑆𝑆 (plastic def. mild wear)
• 𝑟𝑟 (𝑆𝑆𝑆𝑆𝑆𝑆) → micro-EHL
61
Λ = ℎ 𝑚𝑚 𝑆𝑆𝑆𝑆
0.
I
Post
Hertzian contact diameter Sliding
0.1 mm I
Pre
Post
Refs. (in thesis)
2. Hansen, J., Björling, M., Larsson, R.: Topography transformations due to running-in of rolling- sliding non-conformal contacts. Tribol. Int. 144, 106126 (2020).
3. Hansen, J., Björling, M., Larsson, R.: Lubricant film formation in rough surface non-conformal conjunctions subjected to GPa pressures and high slide-to-roll ratios. Sci. Rep. 10, 1–16 (2020)
62
Results
(Ch. 9)
63
RO 2: Develop a new improved film parameter that much more accurately estimates the
lubrication quality in rough surface EHL contact than offered by the classical approach (the Λ-ratio)
Ball
Disc x z
y
Inlet
Mathematical foundation 64
Ball
Disc
Deformed asperity
Undeformed asperity x
z y
Inlet
Mathematical foundation
Deformed asperity height:
𝑧𝑧
𝑑𝑑= 𝑧𝑧
0− ℎ
𝑎𝑎(1)
65
Ball
Disc
Deformed asperity
Undeformed asperity x
z y
Inlet
Mathematical foundation
Deformed asperity height:
𝑧𝑧
𝑑𝑑= 𝑧𝑧
0− ℎ
𝑎𝑎(1)
The available space at the contact outlet zone
ℎ
𝑚𝑚= Δℎ + 𝑧𝑧
𝑑𝑑(2)
66
Ball
Disc
Deformed asperity
Undeformed asperity x
z y
Inlet
Mathematical foundation
Deformed asperity height:
𝑧𝑧
𝑑𝑑= 𝑧𝑧
0− ℎ
𝑎𝑎(1)
The available space at the contact outlet zone
ℎ
𝑚𝑚= Δℎ + 𝑧𝑧
𝑑𝑑(2)
Eq. (1) in (2) and rearranging, we get:
Δℎ = ℎ
𝑚𝑚− 𝑧𝑧
𝑑𝑑= ℎ
𝑚𝑚− (𝑧𝑧
0− ℎ
𝑎𝑎) (3) Rearranging and considering contact
Δℎ = (ℎ
𝑚𝑚+ ℎ
𝑎𝑎) − 𝑧𝑧
0= ℎ
∗− 𝑧𝑧
0= 0 (4)
67
Ball
Disc
Deformed asperity
Undeformed asperity x
z y
Inlet
Mathematical foundation
Deformed asperity height:
𝑧𝑧
𝑑𝑑= 𝑧𝑧
0− ℎ
𝑎𝑎(1)
The available space at the contact outlet zone
ℎ
𝑚𝑚= Δℎ + 𝑧𝑧
𝑑𝑑(2)
Eq. (1) in (2) and rearranging, we get:
Δℎ = ℎ
𝑚𝑚− 𝑧𝑧
𝑑𝑑= ℎ
𝑚𝑚− (𝑧𝑧
0− ℎ
𝑎𝑎) (3) Rearranging and considering contact
Δℎ = (ℎ
𝑚𝑚+ ℎ
𝑎𝑎) − 𝑧𝑧
0= ℎ
∗− 𝑧𝑧
0= 0 (4) A micro-EHL film parameter can then be expressed
Λ
∗=
ℎ𝑚𝑚𝑧𝑧+ℎ𝑎𝑎0
=
ℎ𝑧𝑧∗0
(5)
With the transition to FF-EHL when Λ
∗≥ 1
68
• From the ratio of the micro/-macro-scale D-H (and D-C) equ.
𝑓𝑓 𝑞𝑞 = 𝑟𝑟 𝑅𝑅
𝑥𝑥𝜒𝜒 × 1−𝜅𝜅
1×𝑒𝑒 1−𝜅𝜅
−𝜅𝜅2× 𝑟𝑟𝑦𝑦 𝑟𝑟𝑥𝑥⁄ 𝜅𝜅31
×𝑒𝑒
−𝜅𝜅2Refs. (in thesis)
26. Fein, R.S., Kreuz, K.L.: “Discussion on boundary lubrication”, Inter- disciplinary approach to friction and wear. In: NASA SP-181 (1967)
20. Hamrock, B.J., Dowson, D.: Isothermal Elastohydrodynamic Lubrication of Point Contacts: Part III - Fully Flooded Results. J. Tribol. 99, 264–275 (1977).
245. Guangteng, G., Cann, P.M., Olver, A. V, Spikes, H.A.: Lubricant Film Thickness in Rough Surface, Mixed Elastohydrodynamic Contact, (2000)
67. Jacobson, B.: Nano-Meter Film Rheology and Asperity Lubrication. J.
Tribol. 124, 595 (2002)
197. Choo, J.W., Glovnea, R.P., Olver, A. V., Spikes, H. a.: The Effects of Three-Dimensional Model Surface Roughness Features on Lubricant Film Thickness in EHL Contacts. J. Tribol. 125, 533 (2003)
215. Choo, J.W., Olver, A. V., Spikes, H. a., Dumont, M.-L.E.L., Ioannides, E.: The Influence of Longitudinal Roughness in Thin-Film, Mixed Elastohydrodynamic Lubrication. Tribol. Trans. 49, 248–259 (2006) 214. Choo, J.W., Olver, A. V., Spikes, H.A.: The influence of transverse roughness in thin film, mixed elastohydrodynamic lubrication. Tribol. Int.
40, 220–232 (2007)
A generalized equation for hemispherical bumps and ridges
Surface
roughness lay Ratio of film thickness
equation 𝛘𝛘 𝛋𝛋
𝟏𝟏𝛋𝛋
𝟐𝟐𝛋𝛋
𝟑𝟑Isotropic &
Transversal D-H 0.464 0.61 0.75 2/𝜋𝜋
Longitudinal D-C
a0.466 1 1.23 2/3
a246. Chittenden, R.J., Dowson, D., Dunn, J.F., Taylor, C.M.: A theoretical analysis of the isothermal elastohydrodynamic lubrication of concentrated contacts. I. Direction of lubricant entrainment coincident with the major axis of the Hertzian contact ellipse. Proc. R. Soc. - a. 397, 245–269 (1985)
The computation of 𝒉𝒉 𝒂𝒂 69
4. Hansen, J., Björling, M., Larsson, R.: A new film parameter for rough surface EHL contacts with anisotropic and with isotropic structures. Tribol.
Lett. (in review)
• From the ratio of the micro/-macro-scale D-H (and D-C) equ.
𝑓𝑓 𝑞𝑞 = 𝑟𝑟 𝑅𝑅
𝑥𝑥𝜒𝜒 × 1−𝜅𝜅
1×𝑒𝑒 1−𝜅𝜅
−𝜅𝜅2× 𝑟𝑟𝑦𝑦 𝑟𝑟𝑥𝑥⁄ 𝜅𝜅31
×𝑒𝑒
−𝜅𝜅2• The inlet induced micro-EHL separation is then simply ℎ 𝑎𝑎 = ℎ 𝑐𝑐 × 𝑓𝑓 𝑞𝑞
• Or given from the chart
A generalized equation for hemispherical bumps and ridges
Surface
roughness lay Ratio of film thickness
equation 𝛘𝛘 𝛋𝛋
𝟏𝟏𝛋𝛋
𝟐𝟐𝛋𝛋
𝟑𝟑Isotropic &
Transversal D-H 0.464 0.61 0.75 2/𝜋𝜋
Longitudinal D-C
a0.466 1 1.23 2/3
a246. Chittenden, R.J., Dowson, D., Dunn, J.F., Taylor, C.M.: A theoretical analysis of the isothermal elastohydrodynamic lubrication of concentrated contacts. I. Direction of lubricant entrainment coincident with the major axis of the Hertzian contact ellipse. Proc. R. Soc. - a. 397, 245–269 (1985)
The computation of 𝒉𝒉 𝒂𝒂 70
4. Hansen, J., Björling, M., Larsson, R.: A new film parameter for rough surface EHL contacts with anisotropic and with isotropic structures. Tribol.
Lett. (in review)
Extension to engineering roughness
Step 1. Determine a representative 𝒓𝒓
• A convenient method is by means of motif analysis (ISO 25178)
71
Extension to engineering roughness
Step 1. Determine a representative 𝒓𝒓
• A convenient method is by means of motif analysis (ISO 25178)
• Segment the surface into significant peaks and valleys
72
Extension to engineering roughness
Step 1. Determine a representative 𝒓𝒓
• A convenient method is by means of motif analysis (ISO 25178)
• Segment the surface into significant peaks and valleys
– Determine a representative (mean) peak height (𝑧𝑧 𝑎𝑎 ) and width (𝑏𝑏 𝑎𝑎 )
73
Extension to engineering roughness
Step 1. Determine a representative 𝒓𝒓
• A convenient method is by means of motif analysis (ISO 25178)
• Segment the surface into significant peaks and valleys
– Determine a representative (mean) peak height (𝑧𝑧 𝑎𝑎 ) and width (𝑏𝑏 𝑎𝑎 ) – Compute 𝑟𝑟 by means of trigonometry
𝑟𝑟 = 𝑆𝑆 𝑥𝑥/𝑦𝑦,𝑎𝑎 = 𝑏𝑏 𝑥𝑥/𝑦𝑦,𝑎𝑎 2 8𝑧𝑧 𝑎𝑎
74
Extension to engineering roughness
Step 1. Determine a representative 𝒓𝒓
• A convenient method is by means of motif analysis (ISO 25178)
• Segment the surface into significant peaks and valleys
– Determine a representative (mean) peak height (𝑧𝑧 𝑎𝑎 ) and width (𝑏𝑏 𝑎𝑎 ) – Compute 𝑟𝑟 by means of trigonometry
𝑟𝑟 = 𝑆𝑆 𝑥𝑥/𝑦𝑦,𝑎𝑎 = 𝑏𝑏 𝑥𝑥/𝑦𝑦,𝑎𝑎 2 8𝑧𝑧 𝑎𝑎
– Then, from the chart, determine 𝑓𝑓 𝑞𝑞 for computation of ℎ 𝑎𝑎 = ℎ 𝑐𝑐 × 𝑓𝑓 𝑞𝑞
75
Extension to engineering roughness
Step 2. The selection of a representative height
• The Spk is highly sensitive for film formation
• Free of the Gaussian constrain (two-sided roughness)
76
Extension to engineering roughness
Step 2. The selection of a representative height
• The Spk is highly sensitive for film formation
• Free of the Gaussian constrain (two-sided roughness)
• Thus, consider 𝑧𝑧 0 = 𝑆𝑆𝑆𝑆𝑆𝑆 in equation (4)
Δℎ = (ℎ 𝑚𝑚 + ℎ 𝑎𝑎 ) − 𝑆𝑆𝑆𝑆𝑆𝑆 = ℎ ∗ − 𝑆𝑆𝑆𝑆𝑆𝑆
77
Extension to engineering roughness
Step 2. The selection of a representative height
• The Spk is highly sensitive for film formation
• Free of the Gaussian constrain (two-sided roughness)
• Thus, consider 𝑧𝑧 0 = 𝑆𝑆𝑆𝑆𝑆𝑆 in equation (4)
Δℎ = (ℎ 𝑚𝑚 + ℎ 𝑎𝑎 ) − 𝑆𝑆𝑆𝑆𝑆𝑆 = ℎ ∗ − 𝑆𝑆𝑆𝑆𝑆𝑆
• A general micro-EHL film parameter can then be expressed
𝚲𝚲 ∗ = 𝒉𝒉 𝒎𝒎 𝑺𝑺𝑺𝑺𝑺𝑺 +𝒉𝒉 𝒂𝒂 , with FF-EHL when 𝚲𝚲 ∗ ≥ 𝟏𝟏
78
The complete model 79
𝚲𝚲 ∗ = 𝒉𝒉 𝒎𝒎 + 𝒉𝒉 𝒂𝒂
𝒛𝒛 𝟎𝟎 = 𝒉𝒉 𝒎𝒎 + [𝒉𝒉 𝒄𝒄 × 𝒇𝒇 𝒒𝒒 ]
𝑺𝑺𝑺𝑺𝑺𝑺 = 𝒉𝒉 ∗ 𝑺𝑺𝑺𝑺𝑺𝑺
A new film parameter accounting for
• Isotropic-/anisotropic-roughness with either Gaussian/non-Gaussian height distribution
• The inlet induced roughness deformation that enables micro-EHL
Smooth disc
c) b)
Area 1
Minimum slope with 40% window
Smr2 Smr1
z [µm ]
Area 2
Material ratio [%]
a) Representative micro-EHD roughness feature
Undeformed ball roughness
Experimental validation
Possible by
• Running-in sequence to promote FF-EHL from ML
• Surface re-location techniques to determine 𝑟𝑟 and 𝑆𝑆𝑆𝑆𝑆𝑆 very precisely
80
Experimental validation
Possible by
• Running-in sequence to promote FF-EHL from ML
• Surface re-location techniques to determine 𝑟𝑟 and 𝑆𝑆𝑆𝑆𝑆𝑆 very precisely
81
Experimental validation
Possible by
• Running-in sequence to promote FF-EHL from ML
• Surface re-location techniques to determine 𝑟𝑟 and 𝑆𝑆𝑆𝑆𝑆𝑆 very precisely
82
Topography 𝒓𝒓/𝑹𝑹
[-] 𝒉𝒉
𝒂𝒂[µm] Spk
[µm] 𝚲𝚲
∗[-] 𝚲𝚲
[-] ECR
[%]
True Lubrication
State
Transversal Pre 0.0144 0.0482 0.312 0.61 0.50 0.06 Interference
Post 0.0341 0.0717 0.220 0.97 0.73 99.7 FF-EHL
Longitudinal Pre 0.0185 0.0286 0.208 0.82 0.50 0.11 Interference
Post 0.0331 0.0411 0.169 1.1 0.63 99.6 FF-EHL
Isotropic Pre 0.0260 0.0450 0.272 0.69 0.52 0.17 Interference
Post 0.0480 0.0597 0.196 1.0 0.58 99.6 FF-EHL
Experimental validation
Possible by
• Running-in sequence to promote FF-EHL from ML
• Surface re-location techniques to determine 𝑟𝑟 and 𝑆𝑆𝑆𝑆𝑆𝑆 very precisely
83
Experimental validation
Possible by
• Running-in sequence to promote FF-EHL from ML
• Surface re-location techniques to determine 𝑟𝑟 and 𝑆𝑆𝑆𝑆𝑆𝑆 very precisely
84
EHL-ML transition
Results
(Ch. 10)
85
Running-in for improved micro-EHL
• Why not just run-in surface as harsh as possible?
– Maximize reduction to 𝑆𝑆𝑆𝑆𝑆𝑆, and increase to 𝑟𝑟
86
Refs. (in thesis)
5. Hansen, J., Björling, M., Minami, I., Larsson, R.:
Performance and mechanisms of silicate tribofilm in heavily loaded rolling/sliding non-conformal contacts.
Tribol. Int. 123, 130–141 (2018)
Running-in for improved micro-EHL
• Why not just run-in surface as harsh as possible?
– Maximize reduction to 𝑆𝑆𝑆𝑆𝑆𝑆, and increase to 𝑟𝑟 – Scuffing
87
Refs. (in thesis)
5. Hansen, J., Björling, M., Minami, I., Larsson, R.:
Performance and mechanisms of silicate tribofilm in heavily loaded rolling/sliding non-conformal contacts.
Tribol. Int. 123, 130–141 (2018)
Running-in for improved micro-EHL
• Why not just run-in surface as harsh as possible?
– Maximize reduction to 𝑆𝑆𝑆𝑆𝑆𝑆, and increase to 𝑟𝑟 – Scuffing
• Running-in agent (P-SiSO, novel IL-additive technology) – Improve scuffing performance
– Excellent running-in characteristics (𝑆𝑆𝑆𝑆𝑆𝑆, 𝑟𝑟)
88
Refs. (in thesis)
5. Hansen, J., Björling, M., Minami, I., Larsson, R.:
Performance and mechanisms of silicate tribofilm in heavily loaded rolling/sliding non-conformal contacts.
Tribol. Int. 123, 130–141 (2018)
Running-in for improved micro-EHL
• Why not just run-in surface as harsh as possible?
– Maximize reduction to 𝑆𝑆𝑆𝑆𝑆𝑆, and increase to 𝑟𝑟 – Scuffing
• Running-in agent (P-SiSO, novel IL-additive technology) – Improve scuffing performance
– Excellent running-in characteristics (𝑆𝑆𝑆𝑆𝑆𝑆, 𝑟𝑟)
• Can the running-in agent promote a surface’s micro-EHD film forming capability?
– Very harsh running-in sequence (Λ = 0.05)
89
Refs. (in thesis)
5. Hansen, J., Björling, M., Minami, I., Larsson, R.:
Performance and mechanisms of silicate tribofilm in heavily loaded rolling/sliding non-conformal contacts.
Tribol. Int. 123, 130–141 (2018)