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Enabling and Coercive Control:

Coexistence in the Case of Banking

av

Cecilia Ekström

Akademisk avhandling

Avhandling för ekonomie doktorsexamen i Företagsekonomi, som kommer att försvaras offentligt

fredagen den 28 september 2018 kl. 13:15, Hörsal F, Forumhuset, Örebro universitet

Opponent: Professor Anders Hersinger Luleå tekniska universitet

Luleå

Örebro universitet Handelshögskolan 701 82 ÖREBRO

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Abstract

Cecilia Ekström (2018): Enabling and Coercive Control: Coexistence in the Case of Banking. Örebro Studies in Business 12.

This thesis focuses on subjects of control and attitudinal outcomes of for-malized control in organizations. Previous research have concluded contra-dicting results of whether formalized control is positive or negative for the employees and propose that not only degree of formalization, but also type of formalization, can explain attitudinal outcomes.

With the theoretical perspective of Adler and Borys’ concepts of enabling and coercive types of control, this thesis explore the concepts and practices of enabling and coercive control, and their relationships with attitudinal outcomes. This is done with a focus on the banking industry, which serve as a case of an extensively regulated context. An assumption put forth in this thesis is that the context in which individuals are part must be consid-ered in the study of attitudinal outcomes of control.

The analysis show that both enabling and coercive control can be found in banking, for example in business plans and regulations. However, the picture emerging is more complex than enabling control leading to positive attitudes, and coercive control leading to negative attitudes. Also, coexist-ence of enabling and coercive control is responded to with decoupling and acquiescence, and by drawing on global transparency.

Based on these findings, together with theoretical elaborations, this the-sis contribute to the literature of enabling and coercive control in a number of ways. First, it make explicit central concepts and relationships within the theory, such as design vs. perception, the role of zone of indifference as an outcome of control, and enabling and coercive control as dual roles or qual-ities of control. Moreover, this thesis suggests that multiple-level explana-tions to attitudinal outcomes of control, where contextual and institutional structures are considered, helps us understand attitudes to control in this context. Lastly, this thesis contribute to the notion of coexistence of ena-bling and coercive control by showing that coexistence can be simultaneous systems, and simultaneous cognitions, where a control can be perceived as both enabling and coercive at the same time.

Keywords: Enabling control, coercive control, coexistence of control, attitudinal outcomes of control, management control, regulation, banking. Cecilia Ekström, Örebro University School of Business

References

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