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SINE

x

s(x)

SIgnals and NEtworks

1

Atomic Norm Minimization for Modal Analysis with Random Spatial Compression

Shuang Li, Dehui Yang and Michael B. Wakin

Electrical Engineering and Computer Science, Colorado School of Mines

Introduction

I

Physical structures:

Mississippi River Bridge (2007)

Sampoong Department Store (1995)

I

How to detect the damage that can be caused over

time by continuous use?

I

Natural frequencies

I

Mode shapes

I

Damping ratios

I

Uniform sampling

I

Synchronous random sampling

I

Asynchronous random sampling

I

Random temporal compression

I

Random spatial compression

Modal Expansion Theorem

I

Second-order equations of motion for an N degree of

freedom linear system:

[M ]

{ ¨

x(t)

} + [C]{ ˙x(t)} + [K]{x(t)} = {f(t)}

I

Modal expansion with K active modes:

{x(t)} = [Ψ]{q(t)} =

K

X

k=1

k

}q

k

(t)

I

Free vibration & no damping:

q

k

(t) = A

k

e

j2πf

k

t

Problem Formulation

I

Analytic signal:

{x(t)} =

K

X

k=1

k

}A

k

e

j2πf

k

t

I

Taking Nyquist samples at

T =

{t

1

, t

2

,

· · · , t

M

} = {0, T

s

,

· · · , (M − 1)T

s

}.

I

Data matrix:

[

X] = [x(t

1

), x(t

2

),

· · · , x(t

M

)]

=

K

X

k=1

A

k

k

}a(f

k

)

>

∈ C

N

×M

with

a(f

k

) := [e

j2πf

k

t

1

, e

j2πf

k

t

2

,

· · · , e

j2πf

k

t

M

]

>

.

Randomized Spatial Compression

y

m

=

h[X](:, m), b

m

i

=

h[X]e

m

, b

m

i

=

h[X], b

m

e

H

m

i

1

≤ m ≤ M,

Atomic Norm Minimization

min

[ ˆ

X]

k[ ˆ

X]

k

A

s. t. y

m

=

h[ ˆ

X], b

m

e

H

m

i, 1 ≤ m ≤ M.

I

Atomic set:

A = {ha(f)

>

:

khk

2

= 1

}

I

Atomic norm:

k[X]k

A

= inf

{t > 0 : [X] ∈ t conv(A)}

= inf

(

X

k

c

k

: [

X] =

X

k

c

k

h

k

a(f

k

)

>

, c

k

≥ 0

)

.

I

Dual polynomial:

Q(f) = Ya(f)

Theoretical Guarantee

Theorem 1

[Yang, 2016]

Suppose we observe the data matrix

[

X]

with the above random

spatial compression scheme. Assume that the random vectors

b

m

are

i.i.d samples from an distribution with the isotropic and

µ

-incoherent

properties. Assume that the signs

k

}(n)A

k

|{ψ

k

}(n)A

k

|

are drawn i.i.d. from

the uniform distribution on the complex unit circle, and assume the

minimum separation

f

= min

k

6=j

|(f

k

− f

j

)T

s

| ≥

M

4

−1

. Then there exists

a numerical constant

C

such that

M

≥ CµKN log

M KN

δ



log

2

M N

δ



is sufficient to guarantee that we can recover

[

X]

via ANM and

localize the frequencies with probability at least

1

− δ

.

ANM-based Strategy vs. SVD-based Strategy

m1 m2 m3 m4 m5 m6

k1 k2 k3 k4 k5 k6 k7

Figure 1: Undamped box car system with m1 = 1, m2 = 2, m3 = 3, m4 = 4, m5 = 5, m6 = 6 kg, and the stiffness values are k1 = k7 = 500, k2 = k6 = 150, k3 = k4 = k5 = 100 N/m.

0 1 2 3 4 5 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 Frequency(Hz) jj Q (f ) jj2

Figure 2: Uniform sampling: frequency localization from dual polynomial Q(f) in the box cars system.

Note that the true mode shapes here are not orthogonal to each other. Therefore, it’s obvious to see the outperformance of ANM based algorithm from Fig. 4. Moreover, the MAC for AMN is (1, 1, 1, 1, 1, 1), while the MAC for SVD is (0.8860, 0.6663, 0.7646, 0.9557, 0.9629, 0.9889), which verifies that the SVD based algorithm fails to recover the true mode shapes when the mode shapes are not orthogonal. With some simple calculations, we can get the minimum separation ∆f = 0.0054. Theorem 3.1 indicates that we need M ≥ max{4

f + 1, 257} = max{741, 275} to get perfect recovery. However, this simulation does indicate

that our Theorem 3.1 is too strict and we do not need to use as many as 275 uniform samples to get perfect recovery.

For convenience, we will use random mode shapes to test our ANM based algorithms in the following experiments.

4.2

Asynchronous v.s. synchronous random sampling

In this experiment, we compare the performance of asynchronous and synchronous random sampling with respect to correlated mode shapes, which are shown in Fig. 5 (Only the first two mode shapes are correlated). The true frequencies are set as 2, 3 and 10 Hz. We use Nyquist rate to get M = 100 uniform samples from each sensor. However, only M0 samples are randomly observed from each sensor according to the asynchronous scheme or synchronous scheme. M0 ranges from 2 to 20. Note that M0 = |ΩS| in the synchronous random sampling. However, in the asynchronous random sampling, we use M0 to denote the average number of observed measurements from each sensor, i.e., M0N = |ΩA|. Other parameters are set same as in Section

4.1. 100 trials are performed in this experiment. Fig. 6 shows that when compared with synchronous

11

I

Mass:

I

Orthogonal: m

1

= m

2

= m

3

= m

4

= m

5

= m

6

= 1 kg.

I

Non-orthogonal: m

1

= 1, m

2

= 2, m

3

= 3, m

4

= 4, m

5

= 5, m

6

= 6 kg.

I

Stiffness:

k

1

= k

5

= 200, k

2

= k

6

= 150, k

3

= 100, k

4

= 50, k

7

= 200 N/m.

I

M = 150, N = 6.

I

# of measurements:

SVD(M

× N), ANM(M).

ANM-based Strategy vs. SVD-based Strategy

0 1 2 3 4 5 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 Frequency(Hz) jj Q (f ) jj2

Frequency localization with dual polynomial.

2 4 6 0.2 0.4 0.6 M od e Sha pe 1 2 4 6 0.2 0.4 M od e Sha pe 2 2 4 6 0.2 0.4 0.6 M od e Sha pe 3 2 4 6 0.2 0.4 0.6 M od e Sha pe 4 2 4 6 0.2 0.4 0.6 Node M od e Sha pe 5 2 4 6 0.2 0.4 0.6 0.8 Node M od e Sha pe 6 True ANM SVD

Orthogonal mode shapes.

0.5 1 1.5 2 2.5 3 3.5 4 4.5 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 Frequency(Hz) Am pl itud e True Frequencies Estimated Frequencies

The estimated frequencies.

2 4 6 0.2 0.4 0.6 M od e Sha pe 1 2 4 6 0.2 0.4 0.6 M od e Sha pe 2 2 4 6 0.2 0.4 0.6 M od e Sha pe 3 2 4 6 0.2 0.4 0.6 M od e Sha pe 4 2 4 6 0.2 0.4 0.6 Node M od e Sha pe 5 2 4 6 0.2 0.4 0.6 0.8 Node M od e Sha pe 6 True ANM SVD

Non-orthogonal mode shapes.

M vs. K and N

Sparsity (K) N um ber o f m eas ur em en ts (M )

Percentage of successful recovery

2 4 6 8 10 10 20 30 40 50 60 70 80 90 100 0 0.2 0.4 0.6 0.8 1

number of sensors is set as N = 5

Number of sensors (N) N um ber o f m eas ur em en ts (M )

Percentage of successful recovery

2 4 6 8 10 10 20 30 40 50 60 70 80 90 100 0 0.2 0.4 0.6 0.8 1

number of active modes is set as K = 3

Conclusions

I

The recovery will be successful with high probability if the

number of time samples M is proportional to KN .

I

ANM can achieve a better performance in recovering mode

shapes when compared with SVD (especially when the mode

shapes are not orthogonal).

I

In future, we will

-

take noise into consideration

-

work on free vibration with damping and forced vibration

Acknowledgment

This work was supported by NSF CAREER grant CCF-1149225

and NSF grant CCF-1409258.

References

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