Summary of quantum mechanics
1 Classical mechanics
• Describe the state of a particle by its position x(t) and velocity v(t)=dx/dt= x& as functions of time t
• Hamilton’s equations of motion (equivalent to Newton’s law F =ma)
p q H
∂
=∂
& and
q p H
∂
−∂
=
&
• Hamilton function=total energy
V T p q
H( , )= +
2 Experimental background
Quantum mechanics assumes two relations to apply generally for all particles:
1. Photoelectric effect: light consist of particle-like discrete quantities of energy that obey ω
=h
=hf E
2. Compton effect: photon momentum is
h k p= =h
λ
This relation associates a wavelength λ to any particle, called the de Broglie wavelength.
3. Motivation of Schrödinger equation:
m k dk
vgroup d h
=
= ω
Integrate:
m E k
m k
2 2
2 2
2 h
h h
=
=
= ⇒ ω
ω
This relation agrees with the solution ψ(x,t)= Aei(kx−ωt) to the Schrödinger equation
i t x
m ∂
= ∂
∂
− ∂ ψ ψ
h h
2 2 2
2
In a potential the Schrödinger equation generalizes to
i t x V
m ∂
= ∂
∂ +
− ∂ ψ ψ ψ
h h
2 2 2
2
4. Group velocity vs phase velocity
Classical wave equation in one dimension
2 2
2 2
2 1
t f c x
f
∂
= ∂
∂
∂
Examples of solutions: f = Acos(kx−ωt), f = Asin(kx−ωt), f = Aei(kx−ωt)
provided that ω2 =c2k2. Solutions with ω =±ck travel in the ±x direction. The velocity of such sinusoidal waves, c=ω/k is called the phase velocity.
A relation beween frequency and wave number is called a dispersion relation. In general, a wave can have a nonlinear dispersion relation, ω(k), and is then called a dispersive wave.
In such cases another definition of wave velocity is used, so called the group velocity:
dk vgroup = dω
The group velocity is the velocity of a wave packet, i.e., a collection of waves in a narrow k interval that propagate together in constructive interference. To motivate the definition, consider a wave packet of two waves with wave numbers k1, k2 and frequencies ω1,ω2. At the point x of constructive interference, the waves stay in phase with
k t x k
t x k t x
k
−
= −
− ⇒
=
−
2 1
2 1 2
2 1 1
ω ω ω
ω
which gives d /ω dk if k1−k2 is small.
5. Probability, discrete case
Discrete case
Assume that a discrete random process can produce values x1,x2,x3,...,xN, and that in a very large number of observations of x, the result x is found j n times. j
The probability that an individual measurement of x gives the result x is defined to be the j fraction Pi =ni/n, where n=∑iN= ni
1 is the total number of observations.
The probability distribution P has two basic properties:
1. Positive definiteness: Pi ≥0
2. Normalization: 1 = 1 +...+ = ∑ 1 =1
∑= =
n n n
n n
P n
N
i i
N N
i i
The average value of all the measured results is given by the expectation value x =∑iN= xiPi 1
The likely spread in the outcomes around this expectation value is called uncertainty x∆ in x, and defined as the standard deviation whose square is called the variance
( )∆x 2 =∑iN=1(xi − x )2Pi = x2 − x 2, where x2 =∑iN=1xi2Pi.
6. Probability, continuous case
Consider a random process that can give any real number x as a result of a measurement.
Divide the range of possible values into finite subintervals, each of length dx . Let P(x)dx be the relative frequency of measured results in dx around x.
In the limit when dx goes to zero, this procedure defines a continuous function P(x) called the probability density, and P(x)dx is the probability to find a value in dx around x.
The probability density is positive definite, P(x)≥0, and normalized, ∫−∞∞P(x)dx=1. The expectation value of x is given by ∞∫
∞
−
= xP x dx
x ( )
The uncertainty, x∆ , is the standard deviation, which is the square root of the variance
( )∆x 2 = ∫∞(x− x )2P(x)dx= x2 − x 2
∞
−
, where x2 =∫−∞∞x2P(x)dx.
7. Hermitean operators
Definition: An operator Aˆ is called a Hermitean if
∫
∫ψ*Aˆϕdx= (Aˆψ)*ϕdx for all ψ,ϕ
Theorem: Hermitean operators have the following properties:
(a) The eigenvalues are real
(b) Eigenfunctions belonging to different eigenvalues are orthogonal: ∫ϕ*ψdx=0
(c) The eigenfunctions form a complete set because it is always possible to express any wave function as a linear superposition of eigenfunctions, which is a generalized Fourier series of the form
=∑
= −
Ψ
,...
3 , 2 , 1
) /
( )
, (
n
t iE n n
e n
x c t
x ψ h
where the coefficients c are complex constants. n Proof of (a),(b):
0 )
( ˆ ) (
ˆ
*
*
*
*
*
*
*
=
−
⇒
=
=
=
=
∫
∫
∫
∫
∫
dx b
a
dx b
dx A
dx a
dx A
ψ ϕ
ψ ϕ ψ
ϕ
ψ ϕ ψ
ϕ
(a) If a=b, then we get *
1
*
*) 0
(a−a dx= ⇒a=a
=
∫4243
1ψ ψ , which shows that a is purely real.
(b) If a≠b, then we get ( ) * 0 * 0
0
=
= ⇒
− ∫ ∫
≠
dx dx
b
a23 ϕψ ϕψ
1 , which shows that ψ,ϕ are ON.
(c) This is a generalized version of Fourier’s theorem, which we accept without proof here.
8. Postulates of Quantum Mechanics
= basic principles that summarize experimental facts, but can not be derived from any more basic rules.
Classical rule Quantum postulate
The state of a particle is given by its position )
(t
x and momentum p(t).
The state of a particle is represented by its wave function Ψ( tx, ). Position and momentum are represented by Hermitean operators
i x p x
x ∂
− ∂
=
= , ˆ h ˆ
2. Every dynamical variable is a function of )
(t
x and p(t): A= A(x,p).
Dynamical variables are represented by Hermitean operators obtained by
) ˆ , ˆ ˆ A(x p
A= .
3. A measurement of A(x,p) leaves the state )
( ), (t p t
x unchanged.
If the particle is in the state Ψ, then the result of a measurement of A is one of the eigenvalues of A : Aˆψa =aψa with probability
* 2
)
(a ∝ ∫ Ψdx
P ψa
As a result of the measurement the state of the particle changes to ψa.
4. The state variables x,p change in time according to Hamilton’s equations:
p x H
∂
= ∂
& ,
x p H
∂
−∂
=
&
The state Ψ obeys the time dependent Schrödinger equation
i t x V
m ∂
Ψ
= ∂ Ψ
∂ + Ψ
− h ∂ h
2 2 2
2
where Hˆ = H(xˆ,pˆ) is the Hamiltonian, which is a Hermitean operator, and H is the classical Hamilton function.
9. Born probability interpretation and expectation values
Probability of finding a particle in the state Ψ in the interval dx at position x dx
t x dx
t x
P( , ) = Ψ( , )2
Normalization such that the probability of finding the particle somewhere is one:
1 )
, ( )
,
( = ∫ Ψ 2 =
∫ ∞
∞
−
∞
∞
−
dx t x dx
t x P
Position expectation value
∫
∫ ∞
∞
−
∞
∞
−
Ψ
=
= xP x t dx x x t dx
x ( , ) ( , )2
=average result from measuring the position many times of a particle in the state Ψ. Expectation value of a variable A
∫∞
∞
−
Ψ Ψ
= x t A x t dx A *( , )ˆ ( , )
Momentum expectation value:
∫∞
∞
−
Ψ
∂
− ∂ Ψ
= x t dx
i x t x
p *( , ) h ( , )
10. Born probability interpretation
Assume that Ψ is a superposition of two ON states: Ψ=c1ψ1+c2ψ2, ∫∞
∞
−
= ij j
iψ dx δ
ψ* .
Coefficients obtained by ∫ ∫ ∫ ∞∫
∞
−
∞
∞
−
∞
∞
−
∞
∞
−
Ψ
= + ⇒
=
Ψdx c i dx c i dx ci i dx
i
* 2
* 2 1
* 1
* ψ ψ ψ ψ ψ
ψ Normalization:
2 2 *
2 2 2 1 2
* 2 2 2 1
* 1 2 1
2 ∫ ∫ ∫
∫ ∞
∞
−
∞
∞
−
∞
∞
−
∞
∞
−
Ψ
=
= + ⇒
= +
=
Ψ dx c ψ ψ dx c ψ ψ dx c c Pi ci ψi dx This is the probability that a particle in the state Ψ=c1ψ1+c2ψ2 is in the state ψi. Similar for superpositions of more states.
11. Definite observables (opposite to uncertain)
If the wavefunction is an eigenstate of the operator Aˆψa =aψa, then A is called definite, because then measurements of A gives the result a, again and again.
Expectation value of A is
{A dx a dx a
A a a
a a a
a
=
=
= ∫ ∞∫
∞
−
∞
∞
− =
ψ ψ ψ
ψ
ψ
*
* ˆ
Uncertainty in A is zero, hence definite:
ˆ 0 )
( 2 2 2 * 2 2 2 2
2
=
−
=
−
=
−
=
∆ ∫∞
∞
− =
a a a dx A A
A A
a a
a
a123
ψ
ψ ψ
12. Uncertain variables (opposite to definite)
If the wavefunction Ψis NOT an eigenstate of the operator, then A is called uncertain.
Expand Ψ in a superposition of ON eigenfunctions to A :
i j
j i j i
i i i
c dx c
dx c
ij
=
= Ψ
= Ψ
∑ ∫
∫
∑
=
∞
∞
−
∞
∞
− 14243
δ
ψ ψ ψ
ψ
*
*
Normalization:
= ⇒
=
=
Ψ ∑ ∫ ∑
∫ ∞
∞
−
∞
∞
−
2 1
2 * 2
i i i
i i
i dx c
c
dx ψ ψ
2 2 *
∞∫
∞
−
Ψ
=
= c dx
Pi i ψi =probability to measure a i
If the measurement gives the result a , then the wavefunction changes (collapses) to the i corresponding eigenfunction Aˆψa =aψa. Then A becomes definite.
13. Heisenberg uncertainty relation
Position-momentum uncertainty relation:
2
≥ h
∆
∆x p
Example of a minimum uncertainty wave function is the Gaussian wave function:
2
, 2 , 2
0 ) 1
(
2 2 2
2 2
2 / 2
2
h
h
=
∆
∆
=
=
=
=
=
Ψ −
x x
p x
p x
e
x x
σ σ
π σ
σ
13. Time evolution: stationary states
Energy eigenstates HψE = EψE Time dependence of product state
h h
h h
/ /
2 2 2
) ( ) , (
) (
1 2
1
) ( ) ( ) , (
iEt E
iEt
E E
E
e x t
x e t T
t T i T E x V
m
t T x t
x
−
−
= Ψ
= ⇒
∂ ⇒
= ∂
=
+
∂
− ∂
= ⇒ Ψ
ψ ψ ψ
ψ
Energy eigenstates are stationary states, since the probability density is time independent:
2
2 ( )
) , ( ) ,
(x t x t x
P = Ψ =ψE
14. Time evolution: nonstationary states
Expand as superpositions of stationary states.
Example:
h
h /
2 /
1
2
1 ( )
2 ) 1
( 2 ) 1 ,
(x t = E x e−iEt + E x e−iEt
Ψ ψ ψ
( )
[ ]
[
h]
h h h
/ ) cos(
2 ) ( )
2 ( 1
Re 2 ) ( )
2 ( 1
) ( )
2 ( ) 1 , (
2 1 2
2 2 1
/ ) 2 (
2 2 1
/ 2 2
/ 1
2 1
2 1
t E E x
x
e x
x
e x e
x t
x P
E E
t E E i E
E
t iE E
t iE E
− +
+
=
= +
+
=
= +
=
−
−
−
ψ ψ
ψ ψ
ψ ψ
From this we identify the uncertainty in time as the decay time of the initial state:
2 1 2
1 ) / ,
(E −E ∆t h≈π ⇒∆E∆t ≈h ∆E ≈E −E
In accordance with the energy-time uncertainty relation
≈h
∆
∆E t
15. Current and continuity equation
Continuity equation
=0
∂ + ∂
∂
∂ x j t P
Probability density:
)2
, ( ) ,
(x t x t
P = Ψ
Probability current dentity
∂ Ψ Ψ∂
∂ − Ψ Ψ ∂
= m x x
j i
*
*
2 h
16 Example square well
∞
∞
= 0 ) (x
V
x L
L x x
<
<
<
<
0 0
kx B kx A x x E
L m
x ( ) sin cos
0 2 2
2 2
+
=
= ⇒
∂
− ∂
< ⇒
< h ψ ψ ψ
Continuity requirements at endpoints:
2 2 2 2
2 2
2 sin )
(
,...
2 , 1 , 0
) (
0 0
) 0 (
=
=
=
⇒
=
=
= ⇒
=
= ⇒
L n m m
E k
L x n x L
n n kL L
B
n n
π ψ π
π ψ
ψ
h h
17 Example reflection against a potential step
=
0
) 0
(x V
V
x x
>
<
0 0
1. Assume E<V0. Schrödinger equation
x ikx ikx
Ce x E
x V x m
Be Ae
x x E
x m
ψ κ
ψ ψ ψ
ψ ψ ψ
−
−
=
= ⇒
∂ +
− ∂
>
+
=
= ⇒
∂
− ∂
<
) 2 (
: 0
) 2 (
: 0
2 0 2 2
2 2 2
h h
h h
h
h 2 ( )
2 , 2
2
0 0
2 2 2
2 mE mV E
k m V
m
E k −
=
= + ⇒
−
=
= κ κ
(1)
This determines the penetration depth 1/κ into the classically forbidden region x>0. The amplitudes B,C can be determined from the incoming amplitude A :
continuity of ψ(x=0)⇒ A+B=C (2)
continuity of = ⇒
dx x dψ( 0)
C ikB
ikA− =−κ (3)
2. Assume E >V0 The solution is formally the same but, turns into a plane wave for x>0:
h h
) (
2 )
(
2 0 m E V0
E i V
m −
− = κ =
18 Example Tunneling
= 0 0 ) (x V0
V
x L
L x x
<
<
<
<
0 0
Assume E<V0. Schrödinger equation
ikx
x x
ikx ikx
Fe x L x
De Ce
x E
x V L m
x
Be Ae
x x E
x m
=
>
+
=
= ⇒
∂ +
− ∂
<
<
+
=
= ⇒
∂
− ∂
<
−
−
) ( :
) 2 (
: 0
) 2 (
: 0
2 0 2 2
2 2 2
ψ
ψ ψ ψ ψ
ψ ψ ψ
κ
h κ
h
h h
h
h 2 ( )
2 , 2
2
0 0
2 2 2
2 mE mV E
k m V
m
E k −
=
= + ⇒
−
=
= κ κ
Which determines the penetration depth 1/κ.
Reflection and transmission probabilities: , , 1
2 2
= +
=
= T R
A T F A R B
Continuity at x=0⇒
D C B
A+ = + ikA−ikB=κC−κD Continuity at x=L⇒
L L
ikL
ikL Be Ce De
Ae + − = −κ + κ ikAeikL −ikBe−ikL =−κCe−κL +κDeκL These equations can be solved to give R,T .
For a wide barrier such that e−2κL <<1, D≈0 which gives e L
V E V
T E 2 2κ
0
0 )
(
16 − −
≈
This explains the exponential dependence of the tunnelling current in Scanning Tunneling Microscopy (STM).
19 Harmonic oscillator
( )
π ω ψ
ω ω
ψ ψ ψ ω
a m e
a x
n n
E m
k
i t x x m
m
a x n
h h
h h
=
=
= +
=
=
∂
= ∂
∂ +
− ∂
− /2 2 2
/ 1
0
2 1 2
2 2 2
2 2
1 , )
(
,...
2 , 1 , 0 , 2 1 2
2 2
The ground state is a minimum uncertainty wavefunction.
20 Angular momentum
1 sin
, 1 ,..., 1 ,
,...
, 1 , , 0
) , ( )
, ˆ (
) , ( ) 1 ( ) , ˆ (
ˆ ˆ ˆ
2 2
0 0
2 3 2 1
2 2
=
− +
−
−
=
=
= +
=
∇
×
−
=
×
=
∫
∫ lm
m l m
l z
m l m
l
Y d d
l l l
l m l
Y m Y
L
Y l
l Y
L
r i p r L
π
π θ θ φ
φ θ φ
θ
φ θ φ
θ
h h h
21 Hydrogen like atoms
Schrödinger and others became convinced that quantum mechanics is correct after his successful explanation of atomic spectra, which did not have any previous explanation.
Hydrogen: one electron with charge −eand mass m bound to one proton with charge e:
1 )
) ( (
) 2 (
) 1 ( ) ( 2
) , ( ) ( ) , , (
4 2
0 2
0 2 2
2 2
2 2 2
0 2 2
2
=
=
=
=
+ +
+
−
=
=
−
∇
−
∫
∫ ∞
∞
dr u dr R r
r r r u R
ER R r mr V
l l dr
rR d mr
Y r R r
r E e m
m l
h h
h
φ θ φ
θ ψ
ψ πε ψ
ψ
6 . ) 13
4 ( ,..., 2
3 , 2 , 1
, 2 2
0 4
2 = = =
−
= πε h
m E e
n n
En ER R eV
e m a
a e r a
un l r a
2
2 0 0
/
0 0 ,
0
4
2 0
πε h
=
= −
=
Hydrogen like atom: one electron with charge −e bound to one proton with charge Ze , performing relative motion with effective mass
M m
mM
= +
µ :
ψ πε ψ
µ ψ r E
Ze =
−
∇
−
0 2 2
2
4 2
h
,...
3 , 2 , 1 ) ,
4 (
2 0 2 2 2
4
2 =
−
= n
n e En Z
πε µh
µ πε 2
2 0 0
/
0 0 ,
0
4
2 0
h a Ze
a e r a
un l r a
=
= −
=
Comment: The Bohr model mainly has historical interest. It is wrong since electrons do not have orbits, which is a classical concept. Use the Schrödinger equation instead.