5-Aminolevulinic acid and derivatives thereof
“Erwin with his psi can do Calculations quite a few.
But one thing has not been seen:
Just what does psi really mean?”
– Erich Hückel, translated by Felix Bloch
Örebro Studies in Life Science 6
Edvin Erdtman
5-Aminolevulinic acid and derivatives thereof
Properties, lipid permeability and enzymatic reactions
“Erwin with his psi can do Calculations quite a few.
But one thing has not been seen:
Just what does psi really mean?”
– Erich Hückel, translated by Felix Bloch
Örebro Studies in Life Science 6
Edvin Erdtman
5-Aminolevulinic acid and derivatives thereof
Properties, lipid permeability and enzymatic reactions
© Edvin Erdtman, 2010
Title: 5-Aminolevulinic acid and derivatives thereof.
Properties, lipid permeability and enzymatic reactions.
Publisher: Örebro University 2010 www.publications.oru.se
Editor: Maria Alsbjer maria.alsbjer@oru.se
Print: Intellecta Infolog, Kållered 03/2010 issn 1653-3100
isbn 978-91-7668-718-5
Abstract
Edvin Erdtman (2010): 5-Aminolevulinic acid and derivatives thereof Properties, lipid permeability and enzymatic reactions. Örebro Studies in Life Science 6, 76 pp.
5-aminolevulinic acid (5-ALA) and derivatives thereof are widely used prodrugs in treatment of pre-malignant skin diseases of the cancer treat- ment method photodynamic therapy (PDT). The target molecule in 5-ALA- PDT is protoporphyrin IX (PpIX), which is synthesized endogenously from 5-ALA via the heme pathway in the cell. This thesis is focused on 5-ALA, which is studied in different perspectives and with a variety of computa- tional methods. The structural and energetic properties of 5-ALA, its methyl-, ethyl- and hexyl esters, four different 5-ALA enols, and hydrated 5-ALA have been investigated using Quantum Mechanical (QM) first prin- ciples density functional theory (DFT) calculations. 5-ALA is found to be more stable than its isomers and the hydrolysations of the esters are more spontaneous for longer 5-ALA ester chains than shorter. The keto-enol tautomerization mechanism of 5-ALA has been studied, and a self-catalysis mechanism has been proposed to be the most probable. Molecular Dynam- ics (MD) simulations of a lipid bilayer have been performed to study the membrane permeability of 5-ALA and its esters. The methyl ester of 5-ALA was found to have the highest permeability constant (P
Me-5-ALA= 52.8 cm/s).
The mechanism of the two heme pathway enzymes; Porphobilinogen syn- thase (PBGS) and Uroporphyrinogen III decarboxylase (UROD), have been studied by DFT calculations and QM/MM methodology. The rate-limiting step is found to have a barrier of 19.4 kcal/mol for PBGS and 13.7 kcal/mol for the first decarboxylation step in UROD. Generally, the results are in good agreement with experimental results available to date.
Keywords: 5-Aminolevulinic acid, tautomerization, PDT, DFT, MM, QM/MM, Porphobilinogen synthase, Uroporphyrinogen III decarboxylase, membrane penetration, enzyme mechanism.
© Edvin Erdtman, 2010
Title: 5-Aminolevulinic acid and derivatives thereof.
Properties, lipid permeability and enzymatic reactions.
Publisher: Örebro University 2010 www.publications.oru.se
Editor: Maria Alsbjer maria.alsbjer@oru.se
Print: Intellecta Infolog, Kållered 03/2010 issn 1653-3100
isbn 978-91-7668-718-5
Abstract
Edvin Erdtman (2010): 5-Aminolevulinic acid and derivatives thereof Properties, lipid permeability and enzymatic reactions. Örebro Studies in Life Science 6, 76 pp.
5-aminolevulinic acid (5-ALA) and derivatives thereof are widely used prodrugs in treatment of pre-malignant skin diseases of the cancer treat- ment method photodynamic therapy (PDT). The target molecule in 5-ALA- PDT is protoporphyrin IX (PpIX), which is synthesized endogenously from 5-ALA via the heme pathway in the cell. This thesis is focused on 5-ALA, which is studied in different perspectives and with a variety of computa- tional methods. The structural and energetic properties of 5-ALA, its methyl-, ethyl- and hexyl esters, four different 5-ALA enols, and hydrated 5-ALA have been investigated using Quantum Mechanical (QM) first prin- ciples density functional theory (DFT) calculations. 5-ALA is found to be more stable than its isomers and the hydrolysations of the esters are more spontaneous for longer 5-ALA ester chains than shorter. The keto-enol tautomerization mechanism of 5-ALA has been studied, and a self-catalysis mechanism has been proposed to be the most probable. Molecular Dynam- ics (MD) simulations of a lipid bilayer have been performed to study the membrane permeability of 5-ALA and its esters. The methyl ester of 5-ALA was found to have the highest permeability constant (P
Me-5-ALA= 52.8 cm/s).
The mechanism of the two heme pathway enzymes; Porphobilinogen syn- thase (PBGS) and Uroporphyrinogen III decarboxylase (UROD), have been studied by DFT calculations and QM/MM methodology. The rate-limiting step is found to have a barrier of 19.4 kcal/mol for PBGS and 13.7 kcal/mol for the first decarboxylation step in UROD. Generally, the results are in good agreement with experimental results available to date.
Keywords: 5-Aminolevulinic acid, tautomerization, PDT, DFT, MM, QM/MM, Porphobilinogen synthase, Uroporphyrinogen III decarboxylase, membrane penetration, enzyme mechanism.
List of papers
This thesis is based on following papers:
I. Erdtman, Edvin and Eriksson, Leif A., Theoretical study of 5- aminolevulinic acid (5-ALA) and some pharmaceutically important derivatives. Chem. Phys. Lett., 2007. 434(1-3): p. 101-106.
II. Erdtman, Edvin and Eriksson, Leif A., Theoretical study of 5- aminolevulinic acid tautomerization: a novel self-catalyzed mecha- nism. J. Phys. Chem. A, 2008. 112(18): p. 4367-4374.
III. Erdtman, Edvin; dos Santos, Daniel J. V. A.; Löfgren, Lennart and Eriksson, Leif A., Modelling the behavior of 5-aminolevulinic acid and its alkyl esters in a lipid bilayer. Chem. Phys. Lett., 2008.
463(1-3): p. 178-182.
Erratum in Chem. Phys. Lett., 2009. 470(4-6): p. 369.
IV. Erdtman, Edvin; Gauld, James W. and Eriksson, Leif A., Compu- tational insights into the mechanism of substrate binding in por- phobilinogen synthase, (submitted to Phys. Chem. Chem. Phys.), 2010.
V. Erdtman, Edvin; Gauld, James W. and Eriksson, Leif A., Model- ling the mechanism of porphobilinogen synthase, (manuscript, will be submitted to J. Phys. Chem. B), 2010.
VI. Bushnell, Eric A. C.; Erdtman, Edvin; Llano, Jorge; Eriksson, Leif A.; Gauld, James W., A computational study into the first branch- ing point in porphyrin biosynthesis; decarboxylation of ring D in URO-III by uroporphyrinogen-III decarboxylase (submitted to Biochemistry), 2010.
All published papers are printed with permission from the journals.
List of papers
This thesis is based on following papers:
I. Erdtman, Edvin and Eriksson, Leif A., Theoretical study of 5- aminolevulinic acid (5-ALA) and some pharmaceutically important derivatives. Chem. Phys. Lett., 2007. 434(1-3): p. 101-106.
II. Erdtman, Edvin and Eriksson, Leif A., Theoretical study of 5- aminolevulinic acid tautomerization: a novel self-catalyzed mecha- nism. J. Phys. Chem. A, 2008. 112(18): p. 4367-4374.
III. Erdtman, Edvin; dos Santos, Daniel J. V. A.; Löfgren, Lennart and Eriksson, Leif A., Modelling the behavior of 5-aminolevulinic acid and its alkyl esters in a lipid bilayer. Chem. Phys. Lett., 2008.
463(1-3): p. 178-182.
Erratum in Chem. Phys. Lett., 2009. 470(4-6): p. 369.
IV. Erdtman, Edvin; Gauld, James W. and Eriksson, Leif A., Compu- tational insights into the mechanism of substrate binding in por- phobilinogen synthase, (submitted to Phys. Chem. Chem. Phys.), 2010.
V. Erdtman, Edvin; Gauld, James W. and Eriksson, Leif A., Model- ling the mechanism of porphobilinogen synthase, (manuscript, will be submitted to J. Phys. Chem. B), 2010.
VI. Bushnell, Eric A. C.; Erdtman, Edvin; Llano, Jorge; Eriksson, Leif A.; Gauld, James W., A computational study into the first branch- ing point in porphyrin biosynthesis; decarboxylation of ring D in URO-III by uroporphyrinogen-III decarboxylase (submitted to Biochemistry), 2010.
All published papers are printed with permission from the journals.
My contributions to the papers are:
I-V All calculations and analysis, writing of the first drafts and revi- sions of the papers.
VI Supervision and discussions with the first author related to the docking, MM optimizations and MD simulations. Some of the MD simulations and the average distance calculations were per- formed by me.
Abbreviations, symbols and units
5-ALA 5-Aminolevulinic acid
5-ALA-hyd 5-Amino-4,4-dihydroxy-pentanoic acid (hydrated 5-aminolevulinic acid) Me-5-ALA 5-Aminolevulinic acid methyl ester Et-5-ALA 5-Aminolevulinic acid ethyl ester He-5-ALA 5-Aminolevulinic acid hexyl ester 5-CLA 5-Clorolevulinic acid
ALAS 5-Aminolevulinic acid synthase
ALAD 5-Aminolevulinic acid dehydratase, synonym to PBGS
AO Atomic orbital
B3LYP Becke 3-Parameter (Exchange), Lee, Yang and Parr (Corre- lation)
CP-III Coproporphyrinogen III DFT Density functional theory DNA Deoxyribonucleic acid
DPPC Dipalmitoylphosphatidylcholine (a phospholipid) EC Enzyme commission number (classification number for
enzymes)
FC Ferrochelatase
GTO Gaussian type orbital
HF Hartree-Fock
IEFPCM Integral equation formalism of the polarizable continuum model
LA Levulinic acid
MD Molecular dynamics
MM Molecular mechanics
MO Molecular orbital
MO-LCAO Molecular orbital linear combination of atomic orbitals PI, PII, … Paper I, Paper II etc.
PA Proton affinity
PBG Porphobilinogen
PBGS Porphobilinogen synthase, also called ALAD PDT Photodynamic therapy
PMB Photodynamic molecular beacon PpIX Protoporphyrin IX
QM Quantum Mechanics
QM/MM Combined calculation method, with a QM and a MM
part.
My contributions to the papers are:
I-V All calculations and analysis, writing of the first drafts and revi- sions of the papers.
VI Supervision and discussions with the first author related to the docking, MM optimizations and MD simulations. Some of the MD simulations and the average distance calculations were per- formed by me.
Abbreviations, symbols and units
5-ALA 5-Aminolevulinic acid
5-ALA-hyd 5-Amino-4,4-dihydroxy-pentanoic acid (hydrated 5-aminolevulinic acid) Me-5-ALA 5-Aminolevulinic acid methyl ester Et-5-ALA 5-Aminolevulinic acid ethyl ester He-5-ALA 5-Aminolevulinic acid hexyl ester 5-CLA 5-Clorolevulinic acid
ALAS 5-Aminolevulinic acid synthase
ALAD 5-Aminolevulinic acid dehydratase, synonym to PBGS
AO Atomic orbital
B3LYP Becke 3-Parameter (Exchange), Lee, Yang and Parr (Corre- lation)
CP-III Coproporphyrinogen III DFT Density functional theory DNA Deoxyribonucleic acid
DPPC Dipalmitoylphosphatidylcholine (a phospholipid) EC Enzyme commission number (classification number for
enzymes)
FC Ferrochelatase
GTO Gaussian type orbital
HF Hartree-Fock
IEFPCM Integral equation formalism of the polarizable continuum model
LA Levulinic acid
MD Molecular dynamics
MM Molecular mechanics
MO Molecular orbital
MO-LCAO Molecular orbital linear combination of atomic orbitals PI, PII, … Paper I, Paper II etc.
PA Proton affinity
PBG Porphobilinogen
PBGS Porphobilinogen synthase, also called ALAD PDT Photodynamic therapy
PMB Photodynamic molecular beacon PpIX Protoporphyrin IX
QM Quantum Mechanics
QM/MM Combined calculation method, with a QM and a MM
part.
RHF Restricted Hartree-Fock ROS Reactive Oxygen Species
ROHF Restricted Open-shell Hartree-Fock SCF Self consistent field
sCoA succinyl-Coenzyme A STO Slater type orbital
TCA cycle Tricarboxylic acid cycle or Citric acid cycle UHF Unrestricted Hartree-Fock
URO-III Uroporphyrinogen-III
UROD Uroporphyrinogen-III decarboxylase ZPE Zero-point vibrational energy
Ψ psi, wave function
λ lambda, unit for wavelength
ν nu, unit for frequency. hν represents the energy of a pho- ton.
h Planck constant = 6.626 × 10
-34Js S
0Ground singlet state
S
1First excited singlet state
S
nHigher (n th) excited singlet state T
1First excited triplet state
Å 1 Ångström = 10
-10m nm 1 nanometre = 10
-9m ns 1 nanosecond = 10
-9s ps 1 picosecond = 10
-12s fs 1 femtosecond = 10
-15s
kcal/mol 1 kilo calorie per mol = 0.239 kJ/mol
Contents
1 Introduction ... 13
1.1 Photodynamic therapy ... 13
1.1.1 The PDT approach ... 14
1.1.1.1 Photosensitizers ... 14
1.1.1.2 Light ... 16
1.1.1.3 Oxygen ... 16
1.1.2 The PDT mechanism ... 17
1.1.3 Cellular mechanisms ... 18
1.1.4 PDT vs other treatments ... 19
1.2 5-Aminolevulinic acid ... 19
1.2.1 5-ALA metabolism ... 19
1.2.1.1 Porphobilinogen synthase ... 21
1.2.1.2 Uroporphyrinogen III decarboxylase... 23
1.2.2 5-ALA-PDT ... 25
1.2.2.1 Fluorescence ... 26
1.2.2.2 Photobleaching ... 26
1.2.2.3 Limitations ... 26
1.3 Tautomerism ... 27
2 Computational Methods ... 29
2.1 Quantum Mechanics ... 29
2.1.1 Hartree-Fock ... 30
2.1.2 Basis sets ... 31
2.1.3 Density Functional Theory ... 33
2.1.4 Hybrid methods ... 34
2.2 Molecular Mechanics & Molecular Dynamics ... 34
2.3 QM/MM method ... 36
2.4 Computational methods in the current studies ... 37
2.4.1 Paper I and II ... 37
2.4.2 Paper III ... 37
2.4.3 Paper IV and V ... 39
2.4.4 Paper VI ... 39
2.5 Computational facilities ... 40
3 Summary of results ... 41
RHF Restricted Hartree-Fock ROS Reactive Oxygen Species
ROHF Restricted Open-shell Hartree-Fock SCF Self consistent field
sCoA succinyl-Coenzyme A STO Slater type orbital
TCA cycle Tricarboxylic acid cycle or Citric acid cycle UHF Unrestricted Hartree-Fock
URO-III Uroporphyrinogen-III
UROD Uroporphyrinogen-III decarboxylase ZPE Zero-point vibrational energy
Ψ psi, wave function
λ lambda, unit for wavelength
ν nu, unit for frequency. hν represents the energy of a pho- ton.
h Planck constant = 6.626 × 10
-34Js S
0Ground singlet state
S
1First excited singlet state
S
nHigher (n th) excited singlet state T
1First excited triplet state
Å 1 Ångström = 10
-10m nm 1 nanometre = 10
-9m ns 1 nanosecond = 10
-9s ps 1 picosecond = 10
-12s fs 1 femtosecond = 10
-15s
kcal/mol 1 kilo calorie per mol = 0.239 kJ/mol
Contents
1 Introduction ... 13
1.1 Photodynamic therapy ... 13
1.1.1 The PDT approach ... 14
1.1.1.1 Photosensitizers ... 14
1.1.1.2 Light ... 16
1.1.1.3 Oxygen ... 16
1.1.2 The PDT mechanism ... 17
1.1.3 Cellular mechanisms ... 18
1.1.4 PDT vs other treatments ... 19
1.2 5-Aminolevulinic acid ... 19
1.2.1 5-ALA metabolism ... 19
1.2.1.1 Porphobilinogen synthase ... 21
1.2.1.2 Uroporphyrinogen III decarboxylase... 23
1.2.2 5-ALA-PDT ... 25
1.2.2.1 Fluorescence ... 26
1.2.2.2 Photobleaching ... 26
1.2.2.3 Limitations ... 26
1.3 Tautomerism ... 27
2 Computational Methods ... 29
2.1 Quantum Mechanics ... 29
2.1.1 Hartree-Fock ... 30
2.1.2 Basis sets ... 31
2.1.3 Density Functional Theory ... 33
2.1.4 Hybrid methods ... 34
2.2 Molecular Mechanics & Molecular Dynamics ... 34
2.3 QM/MM method ... 36
2.4 Computational methods in the current studies ... 37
2.4.1 Paper I and II ... 37
2.4.2 Paper III ... 37
2.4.3 Paper IV and V ... 39
2.4.4 Paper VI ... 39
2.5 Computational facilities ... 40
3 Summary of results ... 41
3.1 QM calculations of 5-ALA and its derivatives (P I & P II) ... 41
3.1.1 Structural properties ... 42
3.1.2 Free energies ... 43
3.1.3 Proton affinities ... 45
3.1.4 Tautomerization mechanism ... 47
3.2 MD simulations of 5-ALA and its esters in membrane (P III) 50 3.3 Enzymatic reactions (P IV-VI) ... 52
3.3.1 The mechanism of PBGS (PIV-V) ... 52
3.3.1.1 The Schiff base formation ... 52
3.3.1.2 Schiff base transfer ... 55
3.3.1.3 Cyclization reaction mechanism ... 57
3.3.2 The mechanism of UROD (PVI) ... 60
4 Conclusions and future perspectives ... 63
Acknowledgements ... 65
References ... 67
CHAPTER 1
1 Introduction
The focus of this thesis is the drug 5-aminolevulinic acid (5-ALA), which is used to treat pre-malignant skin disorders with the treatment modality photodynamic therapy (PDT). The aims are to with various computational methods explore 5-ALA’s properties, understand how it behaves in cellular environments, and to get more insight into its metabolism. This knowledge can lead to further improvement of the treatment and the development of new drugs based on 5-ALA derivatives.
1.1 Photodynamic therapy
Photodynamic therapy (PDT) is a treatment modality for primary cancer- ous lesions, but also pre-malignant and non-malignant diseases. In the late 19
thcentury Niels Ryberg Finsen began to take an interest in the healing effect of sunlight on the skin. Finsen, who received the Nobel Prize for his findings in 1903, was able to treat skin disorders such as smallpox and Lupus vulgaris.
1Inspired by Finsen’s publicity, a lot of research was started in this field in the beginning of the 20
thcentury. Raab, Jesionek and von Tappeiner found that sunlight combined with a photosensitizer and oxygen could destroy cells, whereupon von Tappeiner coined the term photody- namic therapy. The dye eosin was then used to treat both epilepsy and cancer in conjunction with sunlight.
2The curing capability of light was however not a new knowledge. The use of sun treatment was known thousands of years earlier, back in the ancient Egypt, India, China and Greece. They had found that by eating various plants in combination with exposure to sunlight, they could treat skin lesions as vitiligo, cancer, psoriasis and infections. Later these plants were found to contain psoralen compounds, which absorb the light of the sun.
2,3In the last few decades, the number of scientific studies and the usage of
PDT have enormously increased. Large steps have been taken in the im-
provement of photosensitizers and illumination techniques. Due to en-
hancement of the illumination there are now a variety of diseases that can
be treated with PDT. In the beginning PDT was used mainly to treat skin
disorders. However, endoscopes with lasers made it possible to bring the
light to the lesion, even within the body. Therefore, is it now possible to
treat cancer in for example: the bladder, lungs and the organs in the gastro-
intestinal tract (i.e. the part of the digestive system consisting of the stom-
ach, small intestine and large intestine). In addition, in conjunction with
surgery even brain cancer could be treated by PDT.
3,4Methods are under
3.1 QM calculations of 5-ALA and its derivatives (P I & P II) ... 41
3.1.1 Structural properties ... 42
3.1.2 Free energies ... 43
3.1.3 Proton affinities ... 45
3.1.4 Tautomerization mechanism ... 47
3.2 MD simulations of 5-ALA and its esters in membrane (P III) 50 3.3 Enzymatic reactions (P IV-VI) ... 52
3.3.1 The mechanism of PBGS (PIV-V) ... 52
3.3.1.1 The Schiff base formation ... 52
3.3.1.2 Schiff base transfer ... 55
3.3.1.3 Cyclization reaction mechanism ... 57
3.3.2 The mechanism of UROD (PVI) ... 60
4 Conclusions and future perspectives ... 63
Acknowledgements ... 65
References ... 67
CHAPTER 1
1 Introduction
The focus of this thesis is the drug 5-aminolevulinic acid (5-ALA), which is used to treat pre-malignant skin disorders with the treatment modality photodynamic therapy (PDT). The aims are to with various computational methods explore 5-ALA’s properties, understand how it behaves in cellular environments, and to get more insight into its metabolism. This knowledge can lead to further improvement of the treatment and the development of new drugs based on 5-ALA derivatives.
1.1 Photodynamic therapy
Photodynamic therapy (PDT) is a treatment modality for primary cancer- ous lesions, but also pre-malignant and non-malignant diseases. In the late 19
thcentury Niels Ryberg Finsen began to take an interest in the healing effect of sunlight on the skin. Finsen, who received the Nobel Prize for his findings in 1903, was able to treat skin disorders such as smallpox and Lupus vulgaris.
1Inspired by Finsen’s publicity, a lot of research was started in this field in the beginning of the 20
thcentury. Raab, Jesionek and von Tappeiner found that sunlight combined with a photosensitizer and oxygen could destroy cells, whereupon von Tappeiner coined the term photody- namic therapy. The dye eosin was then used to treat both epilepsy and cancer in conjunction with sunlight.
2The curing capability of light was however not a new knowledge. The use of sun treatment was known thousands of years earlier, back in the ancient Egypt, India, China and Greece. They had found that by eating various plants in combination with exposure to sunlight, they could treat skin lesions as vitiligo, cancer, psoriasis and infections. Later these plants were found to contain psoralen compounds, which absorb the light of the sun.
2,3In the last few decades, the number of scientific studies and the usage of
PDT have enormously increased. Large steps have been taken in the im-
provement of photosensitizers and illumination techniques. Due to en-
hancement of the illumination there are now a variety of diseases that can
be treated with PDT. In the beginning PDT was used mainly to treat skin
disorders. However, endoscopes with lasers made it possible to bring the
light to the lesion, even within the body. Therefore, is it now possible to
treat cancer in for example: the bladder, lungs and the organs in the gastro-
intestinal tract (i.e. the part of the digestive system consisting of the stom-
ach, small intestine and large intestine). In addition, in conjunction with
surgery even brain cancer could be treated by PDT.
3,4Methods are under
development, where light is delivered via optical fibres through needles stuck into the tumour, which make it possible to treat larger tumours.
5,6Alongside cancerous treatment, PDT is used to treat some non-malignant and pre-malignant skin diseases, such as psoriasis, actinic keratosis, acne, age-related macular degeneration and blood sterilization.
7,81.1.1 The PDT approach
PDT is a three component method, where all of its three components need to be present simultaneously. These three essential components are a pho- tosensitizer, light and oxygen. When all these components are present, the light excites the photosensitizer, which reacts with oxygen to form reactive oxygen species (ROS), e.g. singlet oxygen and/or peroxide radicals. The ROS are very reactive, and destroy the cancer cells by oxidation of cellular components. Normally there is oxygen present in tissue, whereas the other two components have to be added. Each of these components is discussed more in detail below.
1.1.1.1 Photosensitizers
A photosensitizer is a compound that can be excited to a higher energy level upon illumination by a specific wavelength. It is preferably built up by a conjugated π-electron system.
There are a number of criteria for a good photosensitizer. First of all, it must be chemically and physically stable, and also chemically pure. It is an advantage if it is water soluble, but it must also be able to penetrate the lipophilic cell membrane. It should be nontoxic in the absence of light, and preferably become photoactive in the red to near IR region (i.e. it should have a high molar absorption coefficient at λ = 600-900 nm). Another important factor is that the photosensitizer should not become photoactive upon UV-radiation. Furthermore, the photosensitizer should accumulate more selectively in tumour cells than healthy tissue, and reach its max con- centration there relatively fast. Finally, it should also leave the body rapidly to prevent sensitivity to light after the treatment.
9-11Photosensitizers are divided into porphyrins and non-porphyrins. The porphyrins are in turn classified as first, second and third generation pho- tosensitizers.
8The first generation of photosensitizers are based on a compound called hematoporphyrin (Hp). Hp is a tetrapyrrole extracted from blood, in which the iron has been removed.
2This compound was found to specifi- cally accumulate in cancerous tissue. A lot of effort was taken into devel- opment of superior derivatives of Hp, since it was not effective enough and
a high dosage was needed. One of these derivatives is Photofrin – the most clinically used photosensitizer (also known as Porfimer sodium). Photofrin is a mixture of oligomers ranging from two to nine porphyrin units linked together by primarily ether bonds. Photofrin has been approved for use in treatment of many cancer diseases, such as lung-, oesophageal-, bladder- and cervical cancer as well as malignant and non-malignant skin diseases.
However, Photofrin has serious disadvantages. First of all the clearance of Photofrin in the body is very slow. It stays photoactive for weeks after the treatment, and during this time the patient is very sensitive to light and is not able to stay in the sunlight for longer periods of time. Secondly Pho- tofrin has a weak absorption peak above 600 nm (630 nm), why the dos- age needs to be quite high instead.
8,12To solve these problems, a number of second generation porphyrin based photosensitizers have been developed, which are more swiftly de- graded in the body and absorbs at higher wavelengths. Various substitu- ents are attached to the porphyrin ring to get a larger system of conjugated double bonds, which will red-shift the absorption maxima. Two examples are the drug Foscan, which is applied for clinical use in head and neck cancer, and Tookad, which is applied for prostate cancer treatment. A drawback of building these large molecules could be that the drugs become very lipophilic and may accumulate in the cell membrane.
Another approach is to apply a prodrug, which is metabolized in situ to a photosensitizer that is naturally present in the body. 5-aminolevulinic acid (5-ALA) is the precursor to heme and other porphyrins in living or- ganisms, and by excess of 5-ALA the photosensitizer protoporphyrin IX is accumulated. This will be discussed later in chapter 1.2.2 about 5-ALA- PDT.
A third generation of porphyrin photosensitizers has also begun to be examined. Beyond the second generation, these photosensitizers are de- signed to have more specific affinity to the tumour tissue, and are built up by second generation photosensitizers bound to carriers, such as antibodies or liposomes.
8,13Besides the porphyrin derivatives there are a couple of other drugs in use and in development; such as metal complexes and dyes like the an- thraquinone-derivative hypericin and Methylene Blue.
10,12Another very recent method to get more specific treatment to the tu-
mour tissue is the use of photodynamic molecular beacons (PMBs). A PMB
consists of a photosensitizer which is combined with a linker to a ROS
quencher. The linker is designed to bind to a cancer cell-specific biomarker,
and when bound the quencher is cut off. This means that healthy tissue
will not get injured, since the ROS produced of the photosensitizer are
development, where light is delivered via optical fibres through needles stuck into the tumour, which make it possible to treat larger tumours.
5,6Alongside cancerous treatment, PDT is used to treat some non-malignant and pre-malignant skin diseases, such as psoriasis, actinic keratosis, acne, age-related macular degeneration and blood sterilization.
7,81.1.1 The PDT approach
PDT is a three component method, where all of its three components need to be present simultaneously. These three essential components are a pho- tosensitizer, light and oxygen. When all these components are present, the light excites the photosensitizer, which reacts with oxygen to form reactive oxygen species (ROS), e.g. singlet oxygen and/or peroxide radicals. The ROS are very reactive, and destroy the cancer cells by oxidation of cellular components. Normally there is oxygen present in tissue, whereas the other two components have to be added. Each of these components is discussed more in detail below.
1.1.1.1 Photosensitizers
A photosensitizer is a compound that can be excited to a higher energy level upon illumination by a specific wavelength. It is preferably built up by a conjugated π-electron system.
There are a number of criteria for a good photosensitizer. First of all, it must be chemically and physically stable, and also chemically pure. It is an advantage if it is water soluble, but it must also be able to penetrate the lipophilic cell membrane. It should be nontoxic in the absence of light, and preferably become photoactive in the red to near IR region (i.e. it should have a high molar absorption coefficient at λ = 600-900 nm). Another important factor is that the photosensitizer should not become photoactive upon UV-radiation. Furthermore, the photosensitizer should accumulate more selectively in tumour cells than healthy tissue, and reach its max con- centration there relatively fast. Finally, it should also leave the body rapidly to prevent sensitivity to light after the treatment.
9-11Photosensitizers are divided into porphyrins and non-porphyrins. The porphyrins are in turn classified as first, second and third generation pho- tosensitizers.
8The first generation of photosensitizers are based on a compound called hematoporphyrin (Hp). Hp is a tetrapyrrole extracted from blood, in which the iron has been removed.
2This compound was found to specifi- cally accumulate in cancerous tissue. A lot of effort was taken into devel- opment of superior derivatives of Hp, since it was not effective enough and
a high dosage was needed. One of these derivatives is Photofrin – the most clinically used photosensitizer (also known as Porfimer sodium). Photofrin is a mixture of oligomers ranging from two to nine porphyrin units linked together by primarily ether bonds. Photofrin has been approved for use in treatment of many cancer diseases, such as lung-, oesophageal-, bladder- and cervical cancer as well as malignant and non-malignant skin diseases.
However, Photofrin has serious disadvantages. First of all the clearance of Photofrin in the body is very slow. It stays photoactive for weeks after the treatment, and during this time the patient is very sensitive to light and is not able to stay in the sunlight for longer periods of time. Secondly Pho- tofrin has a weak absorption peak above 600 nm (630 nm), why the dos- age needs to be quite high instead.
8,12To solve these problems, a number of second generation porphyrin based photosensitizers have been developed, which are more swiftly de- graded in the body and absorbs at higher wavelengths. Various substitu- ents are attached to the porphyrin ring to get a larger system of conjugated double bonds, which will red-shift the absorption maxima. Two examples are the drug Foscan, which is applied for clinical use in head and neck cancer, and Tookad, which is applied for prostate cancer treatment. A drawback of building these large molecules could be that the drugs become very lipophilic and may accumulate in the cell membrane.
Another approach is to apply a prodrug, which is metabolized in situ to a photosensitizer that is naturally present in the body. 5-aminolevulinic acid (5-ALA) is the precursor to heme and other porphyrins in living or- ganisms, and by excess of 5-ALA the photosensitizer protoporphyrin IX is accumulated. This will be discussed later in chapter 1.2.2 about 5-ALA- PDT.
A third generation of porphyrin photosensitizers has also begun to be examined. Beyond the second generation, these photosensitizers are de- signed to have more specific affinity to the tumour tissue, and are built up by second generation photosensitizers bound to carriers, such as antibodies or liposomes.
8,13Besides the porphyrin derivatives there are a couple of other drugs in use and in development; such as metal complexes and dyes like the an- thraquinone-derivative hypericin and Methylene Blue.
10,12Another very recent method to get more specific treatment to the tu-
mour tissue is the use of photodynamic molecular beacons (PMBs). A PMB
consists of a photosensitizer which is combined with a linker to a ROS
quencher. The linker is designed to bind to a cancer cell-specific biomarker,
and when bound the quencher is cut off. This means that healthy tissue
will not get injured, since the ROS produced of the photosensitizer are
quenched by the quencher. However, in cancer cells the quencher will no longer be proximate to the photosensitizer and the ROS are free to destroy the cell.
8,141.1.1.2 Light
The light used in PDT is photosensitizer specific, since each photosensitizer has its own absorption maxima. Even though it is possible to use white light, which consists of a wide spectrum of photons, better results have been found by using monochromatic coherent light.
The most relevant light used in PDT is roughly visible light (400-700 nm cf. Figure 1.1), but in practice the most used light ranges from 600 to 900 nm. Wavelengths shorter than 600 nm are not suitable, since there is an elevated risk for sunlight photosensitivity (sunlight contains radiation with wavelength λ < 600 nm). Furthermore, hemoglobin absorbs most of the incoming photons at these wavelengths.
7,15The penetration depth into tissue is also a limiting factor of illumination. Red light (630-710 nm) for example has a penetration depth of 2.0-4.5 mm in tumours, whereas near IR (1060 nm) light may penetrate up to 6.5 mm.
16Unfortunately, the pho- tons in the IR region do not have enough energy to excite most photosensi- tizers and generate singlet oxygen.
Figure 1.1 The radiation spectrum.
171.1.1.3 Oxygen
Molecular oxygen is by definition mandatory for PDT. Moan et al. ob- served the reactive singlet oxygen during PDT and found a connection between low oxygen concentration and less PDT effect.
18,19There are however non-oxygen dependent techniques, which are not strictly speaking PDT-methods (however, the wider concept photochemo- therapy also involves these techniques). Without the involvement of oxygen the photosensitizer is excited to higher triplet states, and is quenched di- rectly by the tissue.
20These techniques are useful in tissues with low oxy- gen levels, for example in the middle of larger tumours.
1.1.2 The PDT mechanism
The general mechanism of PDT can be explained as follows; a photosensi- tizer is excited by light, followed by the reaction of the excited photosensi- tizer with molecular oxygen to produce ROS, such as singlet oxygen, hy- droxyl- or superoxide radicals. There are two types of photoreaction mechanisms; type I and type II. The first steps are the same in both mecha- nisms:
P(S
0) ⎯ ⎯→
hνP(S
n) ⎯ ⎯→ P(S
1) ⎯ ⎯→
ISCP(T
1) (1.1) The photosensitizer (P) is excited by a photon (hν) from its ground state (S
0) to a singlet excited state (S
n). The photosensitizer is then relaxed to the lowest singlet excited state (S
1), followed by an intersystem crossing to the first excited triplet state (T
1). Triplet states are relatively more stable than excited singlet states. Triplets have therefore more time to undergo further reactions. However, competing reactions from T
1are fluorescence (1.2) and radiation-less relaxation (1.3).
21P(T
1) ⎯ ⎯→ P(S
0) + hν' (1.2)
P(T
1) ⎯ ⎯→ P(S
0) + heat (1.3)
Generally the dominating mechanism is determined by the concentration
of oxygen. If the oxygen concentration is large, the type II mechanism is
most probable, while the type I mechanism is predominant if there is a
lower oxygen concentration.
22The definitions of how to distinguish be-
tween the Type I and Type II reaction types diverge. One definition is
based on the primary interaction of the photosensitizer. If this first reacts
with the solvent or a biological substrate, it is a Type I, but if the photo-
sensitizer first reacts with oxygen it is a Type II process.
23Another classifi-
cation is based on whether oxygen radicals are formed via electron-transfer
or singlet oxygen via energy-transfer.
21A simplified scheme over Type I /
Type II reactions are shown in Figure 1.2.
quenched by the quencher. However, in cancer cells the quencher will no longer be proximate to the photosensitizer and the ROS are free to destroy the cell.
8,141.1.1.2 Light
The light used in PDT is photosensitizer specific, since each photosensitizer has its own absorption maxima. Even though it is possible to use white light, which consists of a wide spectrum of photons, better results have been found by using monochromatic coherent light.
The most relevant light used in PDT is roughly visible light (400-700 nm cf. Figure 1.1), but in practice the most used light ranges from 600 to 900 nm. Wavelengths shorter than 600 nm are not suitable, since there is an elevated risk for sunlight photosensitivity (sunlight contains radiation with wavelength λ < 600 nm). Furthermore, hemoglobin absorbs most of the incoming photons at these wavelengths.
7,15The penetration depth into tissue is also a limiting factor of illumination. Red light (630-710 nm) for example has a penetration depth of 2.0-4.5 mm in tumours, whereas near IR (1060 nm) light may penetrate up to 6.5 mm.
16Unfortunately, the pho- tons in the IR region do not have enough energy to excite most photosensi- tizers and generate singlet oxygen.
Figure 1.1 The radiation spectrum.
171.1.1.3 Oxygen
Molecular oxygen is by definition mandatory for PDT. Moan et al. ob- served the reactive singlet oxygen during PDT and found a connection between low oxygen concentration and less PDT effect.
18,19There are however non-oxygen dependent techniques, which are not strictly speaking PDT-methods (however, the wider concept photochemo- therapy also involves these techniques). Without the involvement of oxygen the photosensitizer is excited to higher triplet states, and is quenched di- rectly by the tissue.
20These techniques are useful in tissues with low oxy- gen levels, for example in the middle of larger tumours.
1.1.2 The PDT mechanism
The general mechanism of PDT can be explained as follows; a photosensi- tizer is excited by light, followed by the reaction of the excited photosensi- tizer with molecular oxygen to produce ROS, such as singlet oxygen, hy- droxyl- or superoxide radicals. There are two types of photoreaction mechanisms; type I and type II. The first steps are the same in both mecha- nisms:
P(S
0) ⎯ ⎯→
hνP(S
n) ⎯ ⎯→ P(S
1) ⎯ ⎯→
ISCP(T
1) (1.1) The photosensitizer (P) is excited by a photon (hν) from its ground state (S
0) to a singlet excited state (S
n). The photosensitizer is then relaxed to the lowest singlet excited state (S
1), followed by an intersystem crossing to the first excited triplet state (T
1). Triplet states are relatively more stable than excited singlet states. Triplets have therefore more time to undergo further reactions. However, competing reactions from T
1are fluorescence (1.2) and radiation-less relaxation (1.3).
21P(T
1) ⎯ ⎯→ P(S
0) + hν' (1.2)
P(T
1) ⎯ ⎯→ P(S
0) + heat (1.3)
Generally the dominating mechanism is determined by the concentration
of oxygen. If the oxygen concentration is large, the type II mechanism is
most probable, while the type I mechanism is predominant if there is a
lower oxygen concentration.
22The definitions of how to distinguish be-
tween the Type I and Type II reaction types diverge. One definition is
based on the primary interaction of the photosensitizer. If this first reacts
with the solvent or a biological substrate, it is a Type I, but if the photo-
sensitizer first reacts with oxygen it is a Type II process.
23Another classifi-
cation is based on whether oxygen radicals are formed via electron-transfer
or singlet oxygen via energy-transfer.
21A simplified scheme over Type I /
Type II reactions are shown in Figure 1.2.
Figure 1.2 A simplified scheme describing the Type I and Type II photoreactions. P represents the photosensitizer and A the substrate; a molecule in the cancerous tissue, for example a membranal phospholipid or solvent.
A type I photoreaction is a hydrogen abstraction or an electron-transfer reaction between a photosensitizer and a substrate (A in Figure 1.2), which can either be the solvent, another photosensitizer or a biological molecule.
Free radicals or radical ions are formed, which are very reactive and react with oxygen to produce superoxide radical anions or hydroxyl radicals.
These radicals then cause oxidative damage to the cell.
12,21Type I reactions may also be independent of oxygen, as for psoralens reaction with DNA.
These reactions are also sometimes called Type III reactions.
10,24In a type II reaction, the photosensitizer transfers its excitation energy directly into the oxygen molecule. Singlet oxygen is generated via energy transfer from the excited photosensitizer to triplet oxygen when they col- lide. Singlet oxygen will then cause oxidative damage to the tissue (Figure 1.2).
The ROS do also oxidize and degrade the photosensitizer; a process called photobleaching. In average each photosensitizer molecule can cata- lyse the production of 10
3-10
5singlet oxygen molecules before it is de- stroyed by photobleaching or other processes.
211.1.3 Cellular mechanisms
The PDT treatment affects the cells in different ways, and causes cell death by either necrosis or apoptosis. Necrosis on one hand is a sudden cell death, where organelles and membranes are damaged, while apoptosis on
the other hand is a controlled cell death that is naturally taking place so that the organelles of the dead cell can be recycled.
Whether the cell death is caused by necrosis or apoptosis depends on the location of the photosensitizer when it is illuminated. It is found that if the photosensitizer is illuminated in the mitochondria, the cell predominantly undergoes apoptosis. However, if the photosensitizer is settled in the cell membrane necrosis is more predominant. Other factors which play an important role are the cell line and the dosage of light and photosensitizer.
Generally low doses of PDT lead to apoptosis, while higher doses increase the possibility for necrosis.
11,15,251.1.4 PDT vs other treatments
Compared with other cancer treatment techniques PDT has several advan- tages. Besides killing the cancer cells directly, PDT can also damage the tumour’s associated vasculature. Thus, the blood transfer to the tumours is affected, which suffocates the tumour. Another important issue is the im- mune system’s response to the treatment. While surgery, ionizing radiation and chemotherapy suppress the immune system, PDT stimulates it. When these three mechanisms; cell death, vasculature destruction and immune response, can be controlled to act together, a long-term tumour regression is performed by PDT.
111.2 5-Aminolevulinic acid
5-ALA (Figure 1.3) represents a completely different aspect of PDT. It is not in itself photosensible but with an excess of 5-ALA, Protoporphyrin IX (PpIX) is produced in situ. In the following section the metabolism of 5- ALA will be discussed.
Figure 1.3 5-Aminolevulinic acid in its zwitterionic form, with the numbering of the carbon atoms.
1.2.1 5-ALA metabolism
5-ALA is a delta amino acid that has a carbonyl group at the fourth carbon (systematic name: 5-amino-4-oxopentanoic acid, Figure 1.3). 5-ALA is present in all kinds of organisms. There are two distinct pathways in which 5-ALA is biosynthesized; from glutamate (the C
5or Beale pathway) or
1 2
3 4
5
NH 3 + O
O
O
Figure 1.2 A simplified scheme describing the Type I and Type II photoreactions. P represents the photosensitizer and A the substrate; a molecule in the cancerous tissue, for example a membranal phospholipid or solvent.
A type I photoreaction is a hydrogen abstraction or an electron-transfer reaction between a photosensitizer and a substrate (A in Figure 1.2), which can either be the solvent, another photosensitizer or a biological molecule.
Free radicals or radical ions are formed, which are very reactive and react with oxygen to produce superoxide radical anions or hydroxyl radicals.
These radicals then cause oxidative damage to the cell.
12,21Type I reactions may also be independent of oxygen, as for psoralens reaction with DNA.
These reactions are also sometimes called Type III reactions.
10,24In a type II reaction, the photosensitizer transfers its excitation energy directly into the oxygen molecule. Singlet oxygen is generated via energy transfer from the excited photosensitizer to triplet oxygen when they col- lide. Singlet oxygen will then cause oxidative damage to the tissue (Figure 1.2).
The ROS do also oxidize and degrade the photosensitizer; a process called photobleaching. In average each photosensitizer molecule can cata- lyse the production of 10
3-10
5singlet oxygen molecules before it is de- stroyed by photobleaching or other processes.
211.1.3 Cellular mechanisms
The PDT treatment affects the cells in different ways, and causes cell death by either necrosis or apoptosis. Necrosis on one hand is a sudden cell death, where organelles and membranes are damaged, while apoptosis on
the other hand is a controlled cell death that is naturally taking place so that the organelles of the dead cell can be recycled.
Whether the cell death is caused by necrosis or apoptosis depends on the location of the photosensitizer when it is illuminated. It is found that if the photosensitizer is illuminated in the mitochondria, the cell predominantly undergoes apoptosis. However, if the photosensitizer is settled in the cell membrane necrosis is more predominant. Other factors which play an important role are the cell line and the dosage of light and photosensitizer.
Generally low doses of PDT lead to apoptosis, while higher doses increase the possibility for necrosis.
11,15,251.1.4 PDT vs other treatments
Compared with other cancer treatment techniques PDT has several advan- tages. Besides killing the cancer cells directly, PDT can also damage the tumour’s associated vasculature. Thus, the blood transfer to the tumours is affected, which suffocates the tumour. Another important issue is the im- mune system’s response to the treatment. While surgery, ionizing radiation and chemotherapy suppress the immune system, PDT stimulates it. When these three mechanisms; cell death, vasculature destruction and immune response, can be controlled to act together, a long-term tumour regression is performed by PDT.
111.2 5-Aminolevulinic acid
5-ALA (Figure 1.3) represents a completely different aspect of PDT. It is not in itself photosensible but with an excess of 5-ALA, Protoporphyrin IX (PpIX) is produced in situ. In the following section the metabolism of 5- ALA will be discussed.
Figure 1.3 5-Aminolevulinic acid in its zwitterionic form, with the numbering of the carbon atoms.
1.2.1 5-ALA metabolism
5-ALA is a delta amino acid that has a carbonyl group at the fourth carbon (systematic name: 5-amino-4-oxopentanoic acid, Figure 1.3). 5-ALA is present in all kinds of organisms. There are two distinct pathways in which 5-ALA is biosynthesized; from glutamate (the C
5or Beale pathway) or
1 2
3 4
5