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Dept. for Speech, Music and Hearing

Quarterly Progress and Status Report

Preferred quantities of expressive variation in music performance

Friberg, A. and Sundberg, J. and Fryd ´en, L.

journal: STL-QPSR volume: 30

number: 4 year: 1989 pages: 053-062

http://www.speech.kth.se/qpsr

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This threshold experiment yielded no information as to what quantity is desirable. The pur- pose of the present investigation was to fuid out the rule quantity preferred by professional musicians, thus co~nplelnenting the results of the threshold test lnentiolied above.

2. PERFORMANCE RULES

An overview of the co~uplete set of rules is given in Fig. I . Out of these, six perforriiatlce rules were selected for the present experiment which had different functions and output parameters.

111 the fc~llowing, the acronyms DDC ant1 DPC are used for rules differentiating duration and pitch categories, while GMA and GMI refer to rules for grouping at macro and micro levels.

As mentioned before, each rule is associated with a quantity parameter K. A negative K generates the inverse effect as cornpared with the specifications below. For instance. if a rule shortens certain notes, a negative K will lengthen these notes instead. For practical reasons, only positive K values are used hi the grouping rules GMI IA' (leap articulation) and GMA 1 (phase ).

The rules used in the present experhnent were the following.

1. DDC 1 : "Durational" contrast shortens and softens notes depending on their duration except for very short and long notes. The effect is that the durationd contrasts between notes of lnediurn length are enhanced.

2. DPC 1A: This rule stretches the tuning of tones depending on their fundamental fre- quency. As a result, all intervals are expanded by 113 centlsemit.

3. DPC 2A: Melodic charge is a quantitative estimate of the remarkableness of the scale tones, given the harmonic context. It is calculated from the harmonic context;

the melodic charge values for the scale tones are given in Fig. 2. The rule in- creases the atnplitude, duration, and vibrato tlepth in propo~tion to the abso- lute value of the note's l~lelodic charge.

Melodic Charge 0

Fig. 2 . Defirlitiort of nzelodic c.llar.~e as a firric.tion of t114 ~ ~ o . r i t ~ o r i ~loti,y /lie c.lr of fifrlis

6 I11 / / I ( , f i , y 1 ~ 1 ( ~ tl10 I ( ~ O 1 of ill(, /~l~~\~ulll1l,q

4. GMI IA': This rule inserts a nlicropause between the two notes in a leap T h e duration of the ~nicropause is dependent on the size of the leap and the clurations of the leap tones.

5 . G M A 1 : Phrase marking operates at structural boundaries. By means of markers hi the input notation, the rule recognizes structural elements at two levels: sub- phrases a i d phrases. A small tnicropause is inserted at the end of subphrases and phrase final notes are lengthened.

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6. GMA 2A: Hmnonic charge is a quantitative estimate of the retnarkableness of chords given the llannonic context. Thus, it is similar to melodic charge but applied at chord level insteacl of note level. The harmonic charge value for a chord is cotnputed as a weighted sun1 of the chord notes' melodic charges relative to the root of the tonic. Examples of hartnonic charge values for the diatonic chords are given in Fig. 3. Changes in harmonic charge are used for gener- ating crescendos and diminuendos. The harmonic charge values of two adja- cent chords are used as interpolation points for changes in sound parameters of the notes appearing over the first of these chords. Sound level, duration, and amplitude of the notes are then increased in proportion to their interpo- lated harmonic charge values. In this way, crescendos are created ahead of in- creases of hm~lonic charge, and dinlinuendos appear when a chord of lower charge is approaching.

Harmonic Charge

Fig. 3. Exai~tyles of the llarnzortic charge of the chords displayed alortg a diatortic circle offifths witlr C as the tonic.

3.1 Meltdies

In the test, each rule was tested using one specific music excerpt. In each excerpt, only one

rule was applied. The excerpt was chosen so the particular rule was clearly exposed, see Table 1 I. Only short excerpts were used, the maximum duration being about 20 s, so as to avoid ex-

cessive testing t h e . Short melodies also appear to facilitate this comparison task.

RULE EXCERPT/SOURCE

DDC I DI.~RATIONAL CONTRAST W.A. MOZART: KLAVIERSONATE IN F MAJOR K 132. 1 ST MVT. IST THEME.

DPC 1 A HIGH SHARP F. MENDELSSON: SCHERZO FROM EIN SOMMERNAC'I~'STRAU~I. 01'6 1 : 1 . 1 ST THEME.

DPC 2A MELODIC CIIARGE W.A. MOZART: STRING QUmrFI IN Ell MAJOR. K 478. 1 S'I bIv I

GMI I A ' LEAP AR'I'IC'II1,ATION J.S. BAC'II: BOURRE FROM SUTIF C' M A J O R FOR C'EI,I,O SOLO, P U T 1009 GMA 1 PHRASE A. TEGNER: SOV DU LILLA VIDE UNG.

GMA 2A HARMONIC CHARGE F. SCHUBERT: ~ N D THEME FROM 1ST MVT OF "uNcoMPLEI~ED" SYEIPHONY IN

B MINOR.

Table I . Tlie ntusic* excerpts used for the rules tested iit tlze expelintent.

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DDC 1 DPC 1A DPC2A GMI 1A' GMA 1 GMA 2A

30 I

I

Fig. 4 . Meart ttumber of presentatiorts that the subjects listened to before making the deci- siort as to what quantity was optintal. The bars show the standard deviations.

2 5 .

20 -

15 -

10

-

5 .

0

-

The figure also shows the standard deviations associated with these means. There may be several reasons for great standard deviations, such as training effects, presentation order ef- fects, and great intersubject variability. A low standard deviation, on the other hand, is easier to interpret: it suggests that dl subjects found the task reasonably simple. This situation was observed for the leap articulation rule GMI lA', the phrase rule GMA I, and the harmonic charge rule GMA 2A. In the case of the two first-mentioned rules, a factor contributing to this effect inay have been that the range of K-variation was restricted to positive values only.

DDC 1A DPC l A

Durational

,

contrast sharp High

1

Melodic charge

:

articulation Leap Phrase

1 1 ;

Harmonic charge

I

Presentation number

-

Fig. 5 . The three successive settings of the preferred quantity K for the rule DDC 1 (durational contrast, left) and DPC I A (high-sharp, right). Syntbols refer to sub-

, jet-ts.

-

I 1 I

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STL-QPSR 411989

Cvnsistency

The reliability of the results is demonstrated in tenns of the consistency with which the sub- jects responded to the three presentations of the sane task. If the settings varied greatly be- tween the t h e e presentations, the average is obviously not very representative.

Fig. 5 shows the five subjects' three consecutive settings for the two rules which showed the greatest aid the smallest intrasubject variabilities, respectively: DDC 1, durational con- trast. and DPC IA, high-sharp. The lack of consistency in the former case is illustrated in the figure; the individual subjects varied their preferred settings between positive and negative values, and only one subject preferred settings of identical sign all three times.

The situation in the case of the DPC 1A rule is entirely different, one subject even repli- cating exactly the sane K-value all three times. In one case, the first a i d the second presenta- tion differed clearly Inore than the second and the third; this may have been a training effect.

However, in the entire material such effects were rather rare.

The above results suggest that, by and large, the subjects found the task reasonably simple in tnost cases. This supports the assu~nption that the test results represent reliable information.

The preferred qu<antity values, averaged over subjects, are shown in Fig. 6. The averages were positive for all rules and significantly different from zero in all but one case, rule DDC I (durational contrast), to be discussed below. This shows that the subjects agreed that the ef- fects of all but one of these rules improved the musical quality of the perfonnance.

The averages were close to 1 in three rules: DPC lA, pitch-dependent sharpening, DPC 2A, marking of melodic charge, and GMA 2A, marking of harmonic charge. This value is the de- fault value used in the performance progran when the colnplete set of performance rules is used sunultaneously. The average was close to 2 for two rules: GMI IA', leap articulation, and GMA I, phrase marking. The mean K-value for the rule operating on DDC I, durational con- trast, was the only one which cane close to zero; this result was expected in view of the scat- ter that was demonstrated hi Fig. 5 above.

DDC1 DPC 1A DPC2A GMI 1A' GMA 1 GMA2A

~ura'tional ~ i b h

1 I I

Melodic Leap Phrase Harmonic

contrast sharp charge articulation charge

Fig. 6 Meclri pqfel-red quantity K conzputed over srrbjcc-t,c.,fiv thc~ si.v l-lrlc,~ irlc-l~dsii' 111 rlre t e ~ t . Tlie bars sltow~ the 95% cortfidertce intcr.~~als.

Fig. 7, finally, cotnpares the averaged preferred quantities with the threshold quantities ob- tained in the previous experiment described above, where musicians and non-musicians de- ternlined if two subsequent versions of the sane excerpt were identical or not (Sundberg, &

al., 1988). The threshold curves pertaining to the non-musicians are still at rather high per-

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STL-QPSR 411989

centages of "sarne" answers . This supports the idea that few non-musicians can perceive ef- fects that nlusicians judge as musically adequate!

If we examine the relation between musicians' thresholds and preferences, we can see that two of the differentiation rules, the preferred quantity is one that musicians would perceive in approximately 80% of repeated attempts. It can be assumed that this is close to the just no- ticeable quantity. In other words, these musicians seemed to prefer what was barely percepti- ble. For the grouping rules, the corresponding percentage was YO% except for the phrasing rule GMA 1 for which a larger effect was considered preferable. It is noteworthy that the pre- ferred quantity for the rule, which these musicians disapproved of, was very close to zero rather than to a quantity greater than zero, though small enough to be imperceptible.

5. DISCUSSION

A possible reason for the zero result for rule DDC 1 (durational contrast) may be found in the excerpt selected. In the beginning of that excerpt, the durational pattern 2:l occurred three times in succession. A musically convincing performance of this pattern requires that the long notes are shortened somewhat and the short notes are lengthened. In the rule system, this is normally taken care of by rule DDC 2B (double duration). The effect of this rule is the oppo- site of the rule DDC 1 (durational contrast). If both these two rules are applied simultaneously with the default K-values, the impact of DDC 2B (double duration) is much greater. In the present case, however, only the DDC 1 rule was applied. Therefore, a conflicting situation oc- curred in which negative quantities of the DDC 1 rule improved the performance of the 2:l pattern, but had the opposite effect on the rest of the excerpt. The difficulty caused by this conflict is also illustrated by the relatively high number of listenhgs which the subjects used before giving their votes for this rule, see Fig. 4, and also by a rather elevated ixltrasubject variation of the K-values.

A comparison between the threshold test and the present test was quite interesting. It showed that musicians preferred very small effects, quite close to the threshold. This result would be dependent on personal factors so that different musicians would prefer different quantities. It should be remembered that the subjects in this test all belonged to the same pro- fessional orchestra.

The preference for minute effects may also be dependent on the condition that all rules were applied with the same quantity in all possible places in the examples. In real perfor- mances, it is likely that the musicians vary the quantity depending on the moment's inspiration and other personal factors.

Our result should probably be interpreted as conditioned: if these rules always are applied with equal quantity, these are the preferred quantities. Thus, perhaps greater quantities would sornetitnes be preferred by these musicians.

What quantity IS preferred may also depend on the piece played. For instance. an active piece may need more leap articulation than a piece with a more peaceful, lazy character

This seems to be a feasible and reliable method of testing perfonnance ~ u l e ~ . The greatest advantage is that it avoids many sources of error previously observed in experiments iticlucting listening panels. For instance, in the threshold test, panel members judged if the same perfor- mance or two different performances occurred in a pair-wise arranged stimulus sequence. In this test, there was one sequence for each rule tested (Sundberg, & al., 1988). In order to cue tlie listeners to listening to the correct aspect of the performance, a pair presenting a huge dif- ference started each sequence. Still, it was sometimes difficult to cue the subjects to really dis- cern and judge the effect of the particular rule varied. Differences which the experimenters re- garded as huge passed undetected by many non-musician subjects. When a panel lnelnber fails to hear what is being varied in such a comparison experiment, random answers will emerge.

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Irl another panel experiment, the sul>.jects' task was to rate the rnusical quality of perfor- lnances (Thompson, & al., 1989). Also in this case, the small quantities of the rules applied caused problems. It turned out that nlany subjects simply failed to notice the effects induced by the different combinations of rules, such that very faint effects were seen in the test results.

The preference for barely perceptible effects found in the present experiment may imply that this effect is hard to avoid in such listening panel experiments.

Five of the six performance rules included in this test were approved of by our group of professional n~usicians. This reflects the interexpert collsensus as to how music should be per- formed which was postulated 11 the introduction.

6. CONCLUSIONS

Five of the perfonnance rules tested in this experiment possess some generality. The preferred quantities are mostly close to the quantities assigned to the rules as default values in our com- plete perfot~natlce synthesis program. Further, the preferred quantities are generally rather close to the threshold quantities, i.e., the musicians preferred barely perceptible effects.

ACKNOWLEDGEMENTS

The experimental and programming part of this work was carried out by co-author AF. The kind cooperation of the professional musicians is kll~dly acknowledged.

References

Friberg, A. (1989): "Generative rules for music performance. A formal description of a rule system,"

Dept. of Speech Communication and Music Acoustics, Technical Report TRITA-TOM-89:04.

Friberg, A. & Suntiberg, J. (1988): "A LISP enviro~lment Tor creating and applying rules for musical perfonnance," pp 1-3 in (P. Berg, ed.) Proc. of tlre Int. Conil~uter Music Corzfer.cnce, Hague, Oct. 1986.

Friberg. A., FrydCn. L., Bodin, L-G., & Swldberg, 3 . (1987): "Performance rules for computer con- trolled perfomlance of contemporary keyboard music," STL-QPSR 411987, pp. 79-85; a revised ver- siorl will appear in Contemporary Music Review 1989.

FrydC11, L.. Sundberg, J., & Askenfelt, A. (1989): "Perceptual aspects of a rule system for automatic performance of melodies", Arch. of Acoustics 13, pp. 65-76.

Gabrielsson, A. (1987): "Once again: The theme from Mozart's Piano Sonata in A major (K. 331), A comparison of five periormances," pp. 81-103 in (A. Gabrielsson, ed.) Action arid Perception in Rltytl~ni nrid Music,, Royal Swedish Acadeniy of Music, Publication Nr 55, Stockholm.

Sundberg, J. (1988): "Computer synthesis of music performance," pp. 52-69 in (J. Sloboda, ed.) Gen- crarivc Pr.oc.csscs in Music., Clarendon Press, Oxford.

Sundberg. J., Friberg, A., & FrydCn, L. (1989): "Rules for automated perfotmance of ensemble music,"

Contemporary Music Rev. 3, pp. 89 -109.

Sundberg, J., Friberg, A., & FrydCn, L. (1988): "Musicians' and non-musicians' sensitivity to differ- ences in music performance," STL-QPSR 411988. pp. 77-81: a revised version lias been sublnitted for publication in Music Perception.

Sutidberg, I . . Friberg. A.. & FrydCn. L. (forthcoming ). "Conir~iori sect els ol riiusicii~r~.; :itid I rclcrie~ s -

An analysis-by-syt~diesis study of musical pe~lortnarlce." clinptet lo hc ~~ublislied i r ~ (F'. Fl<well. R West, & I CI oss, eds.) Rep1 cseritirip Mltsic a1 St! rrc,tln c . Acader~iic. press. Lot~clori

Thotnpson, W.F.. Sundberg, J., Friberg, A.. & FrydCn. L. (1989): "Tl~e use of rules lo1 expressiorl ill the perfo~~nance of melodies," Psychol. of Music 17, pp. 63-82.

References

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