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No. 64 ' 1981 Statens väg och trafikinstitut (VTI) - 581 01 Linköping National Road & Traffic Research Institute - S-581 01 Linköping - Sweden

Very Minor Road Improvements

Simulation Model

by S Johnsen, Department of Transport, England,

and G Gynnerstedt,

National Road and Traffic Research Institute, Sweden

M

Paper presented at the PTRC Summer Annual Meeting, 13 16 July, 1981,

at the University of Warwick, England.

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No. 64 - 1981 Statens väg- och trafikinstitut (VTI) - 581 01 Linköping National Road & Traffic Research Institute - S 581 01 Linköping - Sweden

Very Minor Road Improvements

Simulation Model

by S Johnsen, Department of Transport, England,

and G Gynnerstedt,

National Road and Traffic Research Institute, Sweden

M Paper presented at the PTRC Summer Annual Meeting, 13 16 July, 1981,

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MINOR ROAD IMPROVEMENTS SIMULATION MODEL by G Gynnerstedt and S Johnsen

Introduction

1. This paper deals with an individual vehicle Monte

Carlo simlation model which will be incorporated into

a minor road improvements economic evaluation package

for use in the UK. The computer based simulation

considers simultaneously all vehicles present at any one time on the simulated road stretch and produces a detailed account of all occurrences including

over-takings, speeds, platooning, etc. The economic

evaluation tool will be based on observing how this account is altered when the simulated road is altered. The system will generate randomly a traffic stream of chosen composition and intensity for the road in

question.

||

2. The model is the brainchild of Mr Gosta Gynnerstedt,

working at the National Road and Traffic Institute in

Linkoping, Sweden. It has undergone refinement and

development by Mr Gynnerstedt's team for about 10 years. It is now finding application as an evaluation tool not only in Sweden, where it is extensively used, but in

Finland, the UK, and New Zealand. Supported by the

World Bank it is being implemented in India and in &aZilo

3. The paper first indicates how the model functions,

what it is capable of and the way it can be applied in

practice. It then describes the work done to date at

the UK Department of Transport to calibrate and validate the model for use in the UK, by analysis of UK survey data and. with assistance from Mr Gynnerstedt's team and

from Martin and Voorhees Associates. A final section

outlines future work on the model at the Department of Transport, London.

How the Model Works

4. The model is an event based Monte Carlo simulation

program written in the computer language SIMULA using

Jackson Structured Programming techniques. A computer

file contains in chronological order of entry time to the simulated road stretch, descriptions of individual

vehicles making up the simulated traffic stream. Part

of the Monte Carlo element in the simulation may

consist in randomly choosing vehicle type, time headways

and other characteristics. It is also possible, as in

the calibration and validation work to be described, to use observed input vehicle time headways and

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sampled decisions on whether to overtake or to abort overtaking in different circumstances of visibility and

oncoming traffic. The novelty and power of the system

lies in its high level of realism, which is achieved by considering as simulation events such occurrences as change of lane, overtaking manoeuvres, etc.

5. The simulation algorithm.functions by dealing with

events involving the traffic in strict chronological

order. At any one instant of time every single vehicle

on the road has associated with it one next event, the details of that event, and its predicted time of

occurrence. The program arranges these events in_a list ordered according to predicted time of occurrence. The next most immediate of the events in this list is

always what is currently being processed. The

process-ing of an event may involve changprocess-ing the status of the vehicles involved.in the event and may involve

scheduling new events for these vehicles. These new

predicted events replace previously predicted events

which are deleted from the events list. After one event

has been processed the next most immediate event in the

list is processed, and.so on.

The first (last) event

for a vehicle is always its entry to (exit from) the

simulated road stretch.

6. Each time an event is processed, the program.writes

a record containing an optional amount of information about the conditions during -, and outcome of -, that

event. These records are written to a computer file

known as the "events file". This file is thus a

chronological record containing an optional amount of

detail about the traffic process. By looking at the

"events file" produced by passing a given stream of traffic over a given road using the simulation program, it is possible to obtain a very detailed picture of

traffic characteristics and occurrences. Journey times,

spot speeds, platooning, overtakings can be looked at

and calculated. Computer programs which abstract and

summarise the information.in "events files" are available.

7. The description of the simulated road needed as

input to the system.includes its varying width,

horizontal curvature, vertical alignment, forward and

backward sigh distances, etc. This information is input

to the model which condenses it so that the road is

broken.up into a series of consecutive blocks. Within

each block conditions are regarded.as uniform. The

blocks have, associated with them, a median "basic desired speed", calculated from.consideration of the

block road geometry and speed limits. This quantity is

an estimate of the median speed in the block of a

representative selection.of vehicles. It is based on

results from field studies indicating the influence on speed of road geometry and speed limits.

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8.

The description of a vehicle input to the

simul-ation includes its "basic desired speed in ideal

conditions" and its power/mass ratio.

9. In situations where a vehicle is in "free flow" the

vehicle attempts to maintain a speed calculated by

comparing its "basic desired speed in ideal conditions" with the median "basic desired speed" of the road block

the vehicle is in. The power/mass ratio together with

the vertical alignment then.determine, through the equation of motion, the actual speed at any instant of "free flow".

10. Overtaking opportunity acceptance rates in various

conditions have been calibrated. These rates are used

in the model to decide stochastically on acceptance or rejection of overtaking opportunities.

ll. vehicles input to the model have associated with

them numbers (from 1 to 3) representing their vehicle

type. These types are:

type 1: passenger cars

type 2: light goods vehicles and vans type 3: lorries and other heavy vehicles. 12. Junction effects are not modelled in detail. Junction entry and exit of vehicles from.the modelled road stretch is all that the model considers. Network

distribution effects likewise cannot be directly modelled.

How the Model can be Applied in Practice

13. To evaluate economically a proposed minor road

improvement the road is simulated with and without the

improvement. The two "events files", one from.each of

these simulations, are then analysed and compared for differences in journey times, fuel consumption, accident risk.

14.

To carry out these two (with/without) simulations,

one needs a description, with and without the improve-ment, of about 2 km of road, centred on the improveimprove-ment,

suitable for input to the model. Also needed is a

representative traffic stream for the road containing

about one hour of simulated traffic. This traffic

stream is sampled randomly from a pOpulation which

consists of representative flows for the two directions with correct proportions of vehicles in each of the three vehicle classes, and with realistic speeds of entry to the modelled road stretch.

15. "Events files" contain information on the fuel

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obtained during the simulation by integrating the

tractive effort (found from the equation of motion) of

each vehicle with respect to the distance travelled

along the road (this part of the model is not yet fully

validated).

16. By examining the "events file" the relative

positions and movements of all vehicles on the road at

any one instant can be inferred. When dangerous

situations occur, such as an overtaking vehicle heading straight for an oncoming vehicle, one speaks of

conflict situations . Work is in hand to calibrate the

relationship between frequency of occurrence of various types of "conflict situation" at a particular point of the road, and the frequency of occurrence of various

types of accident at that point of the road. Thus, it

will be possible, by examining "events files" to infer accident risk.

Adaptation for UK Conditions Introduction

17. The model incorporates a number of calibration constants. One example of this is in the formulae for working out the median "basic desired speed" for a road block given speed limits, curvature, carriageway width. Another example is the acceptance rates for overtaking

opportunities in different situations. The calibration

of these submodels was done in Sweden using extensive

field surveys. Clearly these calibrations need to be

adjusted and the adjusted values need to be validated before one can apply the model with any degree of

confidence to the UK situation. In this section we

describe the way this re calibration was carried out. The Calibration Strategy

18.

It was decided to calibrate the model for UK

conditions by collecting individual vehicle data for the traffic streams on a fairly wide selection of different

types of road in the UK. In this way all aspects of

model behaviour could be examined by comparing the modelling of traffic behaviour at each of the chosen

sites with actual observed field data behaviour.

19. Each of the sites used in these surveys was such

that it consisted of two consecutive stretches each

about 2 km.in length. On the first stretch the road

geometry exhibited to a marked degree a characteristic

whose modelling was to be looked at. The second stretch

was to be of such favourable geometry that traffic on it would be travelling very nearly at its "basic desired

speed". The intention in choosing the second stretch

in this way was to enable the "basic desired speed" of each observed vehicle to be obtained as effectively as

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required as a simulation input for each vehicle simulated.

20. The field data obtained at each of the sites

surveyed included a sufficient description of the road geometry to enable simulation of the road.

21. Special cameras were placed at the beginning and

end of the entire road stretch and where the first and second stretch joined. Adjacent to each camera two pressure sensitive cables separated by one metre were

stretched across the road. When a vehicle passed a

camera, the camera was triggered by the cables to take a photograph of the vehicle so that its type, direction

and number plate could be identified. Included on.each

photograph was the time of travel between the cables

thus giving the vehicle spot speed. Also included in

the photographs was the time of day. Battery powered

electronic equipment was interposed between the cables and the camera to trigger the camera and to supply the data included in the photographs.

22. The traffic data for each surveyed site thus

comprised reels of photographs from each of three cameras. For each site it was planned to collect

traffic data at the three cameras for about two or three hours.

23. Once the films had been developed, the individual

photographs were displayed in time order on,a screen. The time speed, license number, and vehicle type were then coded by hand to computer files.

24. Matching of the license numbers for individual

vehicles at the three cameras then enabled the calculation of spot speeds at the cameras, journey speeds over the stretches, time or arrival at each

camera, basic desired speed", and time headway.

25. For each site the stream of vehicles observed was

fed.into the simulation model and the resulting "events

files analysed. In these simulations the "basic

desired speed" of each vehicle was derived by combining

the spot speeds with the road geometry at the three

cameras. The other input required for each vehicle was

the power/mass ratio.

This quantity was sampled

stochastically from a calibrated distribution governed

by the vehicle basic desired speed" and the vehicle

type. The exception.to this was where the second road

stretch had a steep upward gradient. Then.the actual

power/mass ratio could be directly estimated from the

equation of motion, the road geometry, and spot speeds at beginning and end of the stretch.

26. The method used to judge the goodness of fit of a

trial set of values of model constants was to compare simulation values with field data values for the

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following:

(l)

Journey speeds for three classes of vehicle.

(2) Time headways

"

"

n

n

n

(3) Net overtakings " " " n ||

27. Spot speeds were not compared.in assessing

goodness of fit because they were an indirect input to the simulation.

The Actual Calibration

28.

The program.which assigns power/mass ratios to

individual vehicles by sampling from a power/mass

distribution dependent on.the "basic desired speed" and vehicle type caused a lot of problems at first by

assigning very low power/mass ratio to one or two

vehicles. For the survey sites of Duncton and Midhurst

which have steep gradients and poor overtaking

opportunities this problem.was particularly acute. The

effect was that the simulated traffic was slowed down to a ridiculous extent by platooning behind vehicles

of low power/mass ratios.

At this early stage the

problem.was circumwented by raising the power/mass

ratios of the few vehicles in question.and repeating the simulatian.

29. It was then found that the overtaking rates by

vehicles of class 2 (light vans) and class 3 (lorries)

were consistently too low in the model, causing

excessive platooning. The difficulty with using

Swedish calibrated values of overtaking rates for vehicles of classes 2 and 3, in the model, with UK road and traffic data, appeared to be that Swedish vehicles of classes 2 and.3 tended to be heavier than

the corresponding classes of vehicles in the UK. The

overtaking rates parameters used in the model for

vehicles of classes 2 and 3 were altered. The modelled

overtaking rates were now comparing substantially better, although not yet acceptably close.

30. It was becoming clear from.comparisons of field and simulation data, for the uphill stretches of the

sites Duncton.and.Midhurst in particular, that power/

mass ratios for class 2 and 3 vehicles were too low for British data. This was another manifestation of the difference between classifications in Sweden and Britain

already encountered with overtaking rates. The problem

did not appear to apply to class 1 vehicles.

Bl.. Accordingly it was decided to calibrate new power/

mass ratio distributions for UK conditions for vehicle

classes 2 and 3. These distributions were calibrated

using the equation of motion, the time pass from.the bottom to the top of the steep stretches at Duncton and Midhurst and the spot speed at the bottom and top of

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these stretches.

With these new power/mass ratios the

simulations were repeated and were much improved

particularly for Duncton and.Midhurst. This was to be

expected as the steep gradients at Duncton and Midhurst make these two sites particularly sensitive to

variations in power/mass ratios.

The comparisons at

Luncton and Midhurst were further improved by inserting, for each vehicle in the uphill direction, the actual

power/mass ratio calculated for that vehicle, instead of

a stochastically sampled value.

32. The goodness of fit of the model at the survey

site of Kings Lynn now received attention. The

simulation.gave much too high a journey speed on the bendy first stretch and too low a journey speed.on the

straight second stretch. This situation was never

entirely resolved and Kings Lynn remains a site at which the simulation does not quite achieve the

extremes of journey speeds present in the field data. However, it was decided to alter the way the basic

desired speeds at the central camera at Kings Lynn were

calculated. This was justified on the gounds of the

very changeable nature of the road geometry at the

central camera. This had the effect of raising the

overall level of simulated speeds thus improving the

fit on the straight second stretch. At the same time

simulated journey speeds on the first stretch at Kings Iynn.were lowered by altering the effect of bands in the

road on median basic desired speed. This latter

alter-ation was also called for by the goodness of fit of journey speeds an the bendy second stretch at Downham where simulated journey speeds were also too high.

33. At this stage journey simulated speeds agreed

sufficiently well with field data speeds to allow a detailed examination of the goodness of fit of

overtakings and time headways.

34. The model for Sweden included calibrated separate

overtaking decision probabilities for speeds above -, and for speeds belOW' , 90 kph. It was evident that this division.was not sufficient to cover overtaking rates at speeds much lower than 90 kph, which were

occurring in the UK data. Arne Carlsson of

mr Gynnerstedt's team in Linkoping, suggested.intro-ducing a new category of overtaking rates for below 70 kph.

35. When this suggestion has been implemented it was

considered that the calibration for UK conditions was

satisfactory. The final results are shown in the

appended tables. It can be seen that the model

under-predicts the extremes of effects at Kings Lynn and fails to model the "cautious descent" effect of the downhill stretches at Duncton.and.Midhurst.

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Further Developments

There appears to be a clear need, if the model is to be used widely in Britain.in its present form.for scheme evaluation, to simplify its mode of Operation to reduce substantially the level of expertise and

experience needed to use it. Attention is being devoted

to this problem.

Work will shortly commence at the Department of Transport to incorporate the model into a full economic evaluation tool, capable of considering time savings,

vehicle operating costs, and accident costs. This tool

would be appropriate to the evaluation.of schemes smaller than those normally handled using COBA.

The accident risk estimation.potential of the model

requires further development and calibration. Survey

data for several road sites, including information.on road geometry and traffic, as well as accident records,

is available. Traffic on the surveyed road stretches

will be simulated and the rates of occurrence of

various types of accident will be related to rates of occurrence of various conflict situations in the

Simulation.

There is the possibility, using the model, of investigating -, and deriving relationships for , the effect on fuel consumption of a variety of driving

conditions, such as traffic levels and composition, and for different road geometries.

There is the potential to use the model for the economic evaluation of schemes involving the introduct ion of climbing lanes on single carriageway roads. Disclaimer

The views in this paper are those of the authors and do not necessarily represent the views of the Department of Transport.

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(17)

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TABL E4 Site:Midhurst Descriptionofroad:Stretchl:bendyandsteadyuphill.920minlength. Stretch2:straight andsteadyuphill
TABLE 5 stee pishbends,steeplyuphill,880m inlength. mostlystraight,modera teupanddown

References

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