The Physics of Solid Density Plasmas Created by Intense X-Ray Free Electron Lasers
Justin Wark
Department of Physics Clarendon Laboratory
&
Trinity College University of Oxford, UK justin.wark@physics.ox.ac.uk
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
High energy-density systems: Warm and Hot Dense Matter
Hydrogen Phase Diagram Aluminium Phase Diagram
= V Coulomb
E Kinetic ⇡ 1
classical plasma
dense plasma
high density matter Γ = 1
Γ = 10
Γ = 100
Density ( g/cm3)
103 104
101 102
102 104 10010-4 10-2 1
WDM
T e m p e ra tu re ( e V )
Temperatur e (eV) Temperatur e (eV)
Density (g/cm
3) Density (g/cm
3)
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
K-edge L-edge
ωp
σff
(µm-1)
Ephot
1s2 3s2 3p1
2p6
2s2 2p6
K: 1s2 L: 2s2 2p6
Neutral Al
Electronic structure of Aluminium (Z=13)
Aluminium has a relatively simple Neon-like core, but already displays ‘plasma’ conducting behaviour as a trivalent prototypical metal. The atomic physics is simple enough to be tractable, yet complex enough to be interesting.
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
Irradiating thin (50-nm) Al with intense (> 10
16Wcm
-2) XUV (92eV) light
Focusing optic:
multilayer coated off-‐
axis parabola
FLASH
Position of a ToF
Focused on Targets:
PMMA, Ce:YAG, Al, SiN,
CHAMBER ATTACHED TO FEL
OAP
GM
Diode Al sample
λ=13.5nm 5
K-edge L-edge
ωp
σff
(µm-1)
Ephot
1s2 3s2 3p1
2p6
2s2 2p6
FLASH
K: 1s2 L: 2s2 2p6
Photo-ionization
Neutral Al
Electronic structure of Aluminium
L=shell lifetime ~40 fs
92eV photon
73eV
Ejection of the L shell electron shifts the L-edge
K: 1s2 L: 2s2 2p6
Photo-ionization 73eV
92eV photon
K: 1s2 L: 2s2 2p6
Photo-ionization 93eV
92eV photon
The reduced shielding shifts the L-edge, and photons can no longer be absorbed until the electron recombines with a lifetime of 40-fs, but this is
longer than the 15-fs pulse length.
Meanwhile, the electron starts to
thermalise with the Fermi sea, heating it up.
X
Saturation of L-shell holes, and homogeneous isochoric heating
The plot shows the percentage of atoms with an L-shell hole at the end of the 15-fsec pulse.
Note 100% is reached at fairly low fluences - but the transmission is still not very high at such a fluence, because we are plotting the
transmission integrated in time, and there is always relatively high absorption
at the start of the pulse.
The saturable absorption leads to much more uniform energy deposition within the fold
10
0 2 4 6 8
Time (fs)
Sample Depth(nm)
0 50
0 5 10 15
25
0 5 10 15
Te (eV)
Nature Physics 5, 693 (2009)
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
Probing the electronic structure of a solid density plasma
Al 4+
Al 3+
Al 3+
Al 3+ Al 3+
Al 3+
Al 3+
Al 3+ Al 3+
Al 3+
Al 4+
Al 4+
Al 4+
Al 4+ Al 4+
Al 4+
Al 4+
Al 4+ Al 4+
Al 3+
K: 1s2 L: 2s2 2p6
Recombination
Low Intensity XUV Laser
High Intensity XUV Laser
The environment surrounding the recombining ion changes with
increasing saturation, and the average free electron density changes from 3+ to 4+. This will alter the electronic structure (the density of states) and therefore the observed XUV emission spectrum, where we see fluorescence as electrons recombine from the continuum.
Density of States
DOS ~√E
Recombination observed in fluoresence
Recombination observed in fluoresence
Probing the electronic structure of a solid density plasma
The emission spectra show the shape of the density of states of the ionised plasma. The inferred temperatures will be below those predicted to exist at the end of the pulse, as the continuum electrons are heated by the Auger effect as recombination occurs.
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
Energy Budget: Highest Intensities
1s2 2s22p6
Solid Al n(E)
E Free electrons
EF=11eV
+ 92eV =
1s2 2s22p6 n(E)
E
Energy Budget: Highest Intensities
1s2 2s22p6 n(E)
E
2s22p6
1s2 n(E)
E Auger decay +
collisions 20eV
1s2 2s22p6 n(E)
E fsec collisions
7eV
Solid Density
Energy Budget: Highest Intensities
2s22p6
1s2 n(E)
E 20eV
2s22p6
1s2 n=3 n=4 3 e in continuum
Atomic, Al IV , about 6eV
Electron-ion coupling Expansion on psec timescales
Observe bound- bound transitions
Energy Budget: Highest Intensities
•
After several picoseconds we expect the target to disassemble, and see atomic spectra. We only see Al IV lines, consistent with assumed final temperatures of order 6-eV. Little evidence of Al V.Al IV, 2s22p6 - 2s22p53s
Al IV, 2s22p6 - 2s22p53d
FEL Beam
Phys. Rev. Lett, 106, 164801 (2011)
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
The experiment at the Linac Coherent Light Source X-ray Free-Electron Laser
X-ray spectrometer: K-alpha emission Al around 1500 eV LCLS pulse
Photon energy: 1460–1830 eV Pulse length < 60 fs
Pulse Energy ~1.5 mJ Bandwidth ~ 0.4%
Diode Bragg
crystal
1 micron thick Al sample
Vinko et al., Nature 482, 59 (2012) Ciricosta et al., PRL 109, 065002 (2012)
CCD
Peak Intensity ~1017 W cm-2
K-edge L-edge
ωp
σff
(µm-1)
Ephot
1s2 3s2 3p1
2p6
2s2 2p6
LCLS
K: 1s2 L: 2s2 2p6
Photo-ionization
Neutral Al
Electronic structure of Aluminium
Core-hole lifetime ~1fs
K-edge L-edge
ωp
σff
(µm-1)
Ephot
1s2 3s2 3p1
2p6
2s2 2p6
LCLS
Neutral Al
K: 1s1 L: 2s2 2p6
K-alpha emission
Electronic structure of Aluminium
Core-hole lifetime ~1fs
Electronic structure of Aluminium
Ionized Al: e.g. 6+
Neutral Al:
K: 1s2 L: 2s2 2p3
K: 1s1 L: 2s2 2p6
Note that both the K-edge energy, and the K-α energy increase with increasing charge state.
K-edge
K-α
The FEL creates core holes, and the dominant heating is Auger
Ionized Al: e.g. 6+
K: 1s2 L: 2s2 2p3
K: 1s2 L: 2s2 2p3
Energies not to scale!
K: 1s2 L: 2s2 2p3
Important to note: the heated continuum - many tens of eV, can further collisionally ionise the system.
No K-α will be seen if the K-edge energy of an ion exceeds the photon energy of the X-Ray Laser.
Temperature of plasma insufficient to excite n=2. We only see the K-shell emission while th x-ray laser is on.
If the FEL photon energy is too low, no K-a generated Ionized Al: e.g. 6+
K: 1s2 L: 2s2 2p3
K: 1s2 L: 2s2 2p3
Energies not to scale!
K: 1s2 L: 2s2 2p3
Important to note: the heated continuum - many tens of eV, can further collisionally ionise the system.
No K-α will be seen if the K-edge energy of an ion exceeds the photon energy of the X-Ray Laser.
Tuned FEL photon energy
K-shell spectroscopy of Hot Dense Aluminium
IV V VI VII VIII IX X XI V VI VII VIII IX X
Emitted photon energy (eV)
Energy of x−ray FEL excitation (eV)
1460 1480 1500 1520 1540 1560 1580 1600 1620 1640 1660 1680 1475
1500 1525 1550 1575 1600 1625 1650 1675 1700 1725 1750 1775 1800 1825
Resonant transitions
Cold K-edge
Single K-shell hole Double K-shell hole
Nature 482, 59 (2012)
K-shell spectroscopy of Hot Dense Aluminium
IV V VI VII VIII IX X XI V VI VII VIII IX X
Energy of x−ray FEL excitation (eV)
1475 1500 1525 1550 1575 1600 1625 1650 1675 1700 1725 1750 1775 1800 1825
Resonant transitions
Cold K-edge
Single K-shell hole Double K-shell hole
K-edge energies
Isochoric heating: plasma evolution
0 1 2 3 4 5 6 7 8 9 10 11 12 13
Charge state 0.00
0.05 0.10 0.15 0.20 0.25 0.30 0.35
Fractional yield integrated over pulse
1580 eV 1630 eV 1680 eV 1730 eV 1780 eV 1830 eV
0 20 40 60 80 100 120 140 160
Time (fs) 1x1023
2x1023 3x1023 4x1023 5x1023 6x1023
Density (electrons cm-3 )
0 20 40 60 80 100 120 140 160
Time (fs) 0
50 100 150 200
Temperature (eV)
The FEL reveals charge states when its energy exceeds the K-edge - the charge state distribution itself does not vary that greatly with photon energy.
K-shell spectroscopy of Hot Dense Aluminium
VII
Emitted photon energy (eV)
Energy of x−ray FEL excitation (eV)
1460 1480 1500 1520 1540 1560 1580 1600 1620 1640 1660 1680 1475
1500 1525 1550 1575 1600 1625 1650 1675 1700 1725 1750 1775 1800 1825
IV
Emitted photon energy (eV)
Energy of x−ray FEL excitation (eV)
1460 1480 1500 1520 1540 1560 1580 1600 1620 1640 1660 1680
1475 1500 1525 1550 1575 1600 1625 1650 1675 1700 1725 1750 1775 1800 1825
K shell L shell
Continuum
L shell
K shell
FEL photon energy
0
Continuum
Continuum lowering in dense plasmas
Figure taken from
Umstadter, Physics 5, 88 (2012)
Isolated atom
In dense systems at some radius outer orbitals may overlap – these can no longer be considered bound to a specific ion = ionised.
This means the energy required to ionise a bound state is reduced as the density increases:
Ionization Potential Depression (IPD)
‣ Analytical models used when fast calculations required (atomic kinetics, hydrodynamic codes, etc.):
‣ Ion-sphere (compute total energy of free electron in Wiegner-Seitz ion sphere, originates from condensed matter theory):
‣ Debye Hückel (calculate electrostatic energy of electron/ion + Debye cloud, works in weak- coupling):
‣ Stewart & Pyatt model, 1996, used in almost all atomic kinetics models (bridges between the two above):
‣ Ecker & Kröll model, 1963, (different Z scaling, matches LCLS data)
Some simple Ionization Potential Depression models
I
IS= 3 2
ze
24⇡✏
0r
SPI = C ze
2I
SP= k
BT
2(z
⇤+ 1)
(✓ 3(z
⇤+ 1)ze
24⇡✏
0 Dk
BT + 1
◆
2/31 ) I
DH= ze
24⇡✏
0 D4⇡
3 r3SP = ni 1
4⇡r3 = 1
‣ Analytical models used when fast calculations required (atomic kinetics, hydrodynamic codes, etc.):
‣ Ion-sphere (compute total energy of free electron in Wiegner-Seitz ion sphere, originates from condensed matter theory):
‣ Debye Hückel (calculate electrostatic energy of electron/ion + Debye cloud, works in weak- coupling):
‣ Stewart & Pyatt model (bridges between the two above):
‣ Ecker & Kröll model (different Z scaling, matches LCLS data)
Some simple Ionization Potential Depression models
I
IS= 3 2
ze
24⇡✏
0r
SPI
EK= C ze
24⇡✏
0r
EKI
SP= k
BT
2(z
⇤+ 1)
(✓ 3(z
⇤+ 1)ze
24⇡✏
0 Dk
BT + 1
◆
2/31 ) I
DH= ze
24⇡✏
0 D4⇡
3 r3SP = ni 1
4⇡
3 rEK3 = 1 ne + ni
Preston et al., HEDP 9, 258 (2013)
Based on Debye screening: at solid density there is
less than 1 electron per Debye sphere!
1500 1550 1600 1650 1700 1750 1800 Photon energy (eV)
1x104 1x105 1x106 1x107
Emission (phot/eV/sterad)
IV VVI VII
Resonant emission peaks Ionization thresholds
If we can identify these thresholds with K-edges, then:
Experimental IPD = Atomic edge - Measured edge
Experimental measurement of IPD on LCLS
Emitted photon energy (eV)
Energy of x−ray FEL excitation (eV)
1460 1480 1500 1520 1540 1560 1580 1600 1620 1640 1660 1680 1475
1500 1525 1550 1575 1600 1625 1650 1675 1700 1725 1750 1775 1800 1825
IV V VI VI VI IX X XI V VI VI VI IX X
Resonant transitions
justin.wark@physics.ox.ac.uk
Experimental measurement of IPD on LCLS
L shell into the vacant K-shell state. That is to say that we are not reliant on observing emission from states very close to the continuum, that are subject to significant line broad- ening, in order to determine whether or not ionization has occurred.
We model our experimental results with atomic kinetics simulations using the collisional-radiative superconfigura- tion code SCFLY [20]. The code is specifically tailored to x-ray laser related problems, and has previously been tested in the noncollisional regime [21]. It uses a rate equation formalism to calculate the time evolution of the atomic populations, taking into account the effects of the IPD for the different ionization stages, and provides as an output the time resolved temperature, density, CSD, opac- ity and emission spectra. We have incorporated the SP (the full analytical model as in Ref. [2]) and EK models of IPD within the code. The spatial variation in intensity across the approximately 9:1 ! 0:8 !m2 area of the LCLS focal spot was taken into account, by appropriately summing and weighting simulations at different intensities, with the spatial profile of the focal spot determined by laser im- prints in PbWO4 taken during the experiment [22].
A comparison between the experimental and simulated spectra is shown in Fig. 1. It can be observed that the SP calculations do not correctly reproduce the dependence of the K-" spectra on the LCLS photon energy, while the EK model provides excellent agreement in reproducing the appearance, intensity, and positions of the various K-"
peaks. For example, the SP model cannot predict the appearance of the V K-" line at an LCLS photon energy of 1580 eV, the VI line (at 1630 eV), or the lines X and XI (at 1830 eV). In contrast the EK model provides a striking agreement with the experimental K-" spectra.
In Fig.2 we plot the experimentally detected and calcu- lated K edges, and the corresponding IPD values, for the first five charge states. The experimental K edges are determined by the appearance of the peaks in the spectra as a function of the LCLS photon energy, while the calcu- lated ones are given by simulations performed at photon energies given by the experimental edges, taking the edge value at the time where the corresponding line emission is maximum. The last three charge states are not shown because determining the K-edge position for these lines is complicated by the presence of the overlapping K-#
series. The calculated energies of the shells of the free ions are also shown, demonstrating that only the K and L shell states are bound at these densities within the EK model.
The experimental IPD values shown on the right part of the figure are determined by the difference between the atomic and detected edge values, while the solid colored parts of the histograms’ bars for the simulated values illustrate the variation of the IPD as the electron density increases dur- ing the evolution of the system. The success of the EK calculations compared with those employing the SP model is clear.
The IPD has an influence not only on the number of K-"
peaks observed, but also on the energy at which they are emitted. For highly charged Al ions, as can be seen in Fig.2 for the charge states VII and VIII, the SP model predicts a far smaller IPD, so that the lowest energy of the continuum is such that the M shell rebinds, resulting in greater screen- ing of the L-shell electrons, and a shift in the K-" energy [23]. In contrast, the larger IPD predicted by EK means that the M shell is pressure ionized for all the ions (as in the cold solid). The effect of this difference can be seen again in Fig. 1, where the arrows under the spectrum corresponding to 1830 eV pumping show that the simulations using the SP model predict the wrong position for the VII–XI K-" lines, while the EK model agrees with experiment; i.e., the data demonstrate that the M shell is indeed pressure ionized.
This effect explains the discrepancies in the energies of the K-" lines in the simulations presented in [19], which used a modified version of the SP model.
As additional evidence, in Fig. 3 we plot the spectra showing the secondary K-" series, corresponding to the emission from atoms with a doubly ionized K shell [24].
Since the energy threshold values for ionizing a second electron from the K shell are higher than the K edges for the main satellite series, the progressive appearance of these lines occurs at higher pump photon energies. The four lines shown are emitted from the same ion stages responsible for the emission of the lines V–VIII in the main series, so the
1450 1500 1550 1600 1650 1700 1750 1800 Energy from K-shell (eV)
IV V VI VII
VIII L M
50 100 150 IPD (eV)
EK SP exp
continuum atomic edge SP edge EK edge range of
experimental edge
FIG. 2 (color online). Left—The grey region shows the con- tinuum for different charge states, as determined from the experimental spectra in Fig. 1, with the dark grey region corre- sponding to the observed range of the K edge. The values given by the SP and EK calculations correspond to the edges calculated at the time of maximum emission for each associated K-" line.
The calculated energy to pump a K-L and K-M transition (for the same number of L shell electrons in the final state) is also indicated. Right—IPD values; the darker colored zones of the histogram correspond to the IPD variation detected, for the experimental bars, and to the total IPD variation during the system evolution, for the simulated ones.
PRL 109, 065002 (2012) P H Y S I C A L R E V I E W L E T T E R S week ending 10 AUGUST 2012
Single core holes Double core holes
Note: M-shell always in continuum according to EK model.
Note: we do NOT claim EK model is ‘correct’, only that it fits this case. It is also a crude semi-classical model.
~50 eV!
35
Phys. Rev. Lett, 109, 065002 (2012)
Modelling the date via collisional-radiative super-configuration code SCFLY
‣ Proven to work in modelling intense X-ray interaction with atoms in the collision-less regime
‣ All super-configurations up to n=3 included with appropriate degeneracy
‣ Self-consistent temperature calculated via X-ray deposition within duration of pulse
‣ Spectral synthesis via a super-configuration transition array model
‣ Included opacity via escape factor formalism, IPD via IS, SP and EK models
‣ We perform simulations at 24 intensities, and weight them according to experimentally measured profiles of the x-ray focal spot.
‣ There is no fit to the data - we simply run the code for the experimental photon energy and intensities, and simulate the spectrum.
‣ The only adjustable part is the model for ionisation potential depression
Ciricosta et al., PRL 109, 065002 (2012)
1580 eV 1600 eV 1630 eV 1650 eV 1720 eV 1830 eV
LCLS pump energy:
Continuum lowering results on LCLS
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
Continuum lowering via Density Functional Theory
‣ There is a fundamental problem with the way we think of continuum lowering
‣ cannot explain the experimental observations: EK works only in some cases, SP only in others
‣ we seem to be missing some physics
‣ Treatment of shells near continuum (M-shell) in analytical models is very poor
‣ models need a sharp cutoff to what is physically a continuous process
‣ states within a shell not always treated individually
‣ we should not need to artificially separate states into ‘bound’ and ‘free’
‣ Lets try a different approach that we know works for ground-state metals:
‣ Calculate IPD independent of a specific analytical model
‣ Want the results to be consistent with relevant atomic physics and thermodynamics
‣ Applicable to the plasma conditions reached on LCLS
‣ Extend beyond the average atom picture, and we do NOT assume spherical symmetry.
Continuum lowering via DFT - simulation box
7
+7
+Continuum lowering via DFT - add the ions
6
+6
+6
+4
+5
+PAW Potentials to simulate ion core + inner shell bound electron states
7
+7
+Continuum lowering via DFT - add electrons
6
+6
+6
+4
+5
+Box should be charge neutral (here we need 41 electrons)
Excited state PAW potentials
‣ Core-excited (rather than ionised) = global charge neutrality of the system
‣ PAW (projector augmented wave) formalism is key
‣ allows for frozen-core, all-electron potentials
‣ can calculate all core wave functions for excited atomic configurations to whatever accuracy required
‣ can freeze holes in core states – allows for a fully 3D multi-centred approach of charge states which are integers (no average atom approximation for ionization)
‣ charge state independent of temperature/density: can model equilibrium (pick the right temperature for the mean chosen ionization) or non-equilibrium systems (in terms of the ionization), includes some
fluctuations (ensemble of integer charge states is simulated directly),
‣ can reconstruct the “real” valence density everywhere, including on ionic cores, where overlap with core wave functions becomes relevant. No spherical symmetry assumed.
Calculate the IPD from first principles - Roadmap
Generate pool of excited-
configuration PAW potentials with frozen inner shell core-hole states
Calculate the IPD from first principles - Roadmap
Generate pool of excited-
configuration PAW potentials with frozen inner shell core-hole states
Input: ion structure (crystal), charge state distribution and temperature
FT-DFT calculation:
minimize energy under constraint of potentials
Identical to above, but with additional 1 K-shell hole in ion of interest
Calculate the IPD from first principles - Roadmap
Generate pool of excited-
configuration PAW potentials with frozen inner shell core-hole states
Input: ion structure (crystal), charge state distribution and temperature
FT-DFT calculation:
minimize energy under constraint of potentials
Identical to above, but with additional 1 K-shell hole in ion of interest
Calculate the IPD from first principles - Roadmap
Generate pool of excited-
configuration PAW potentials with frozen inner shell core-hole states
Input: ion structure (crystal), charge state distribution and temperature
FT-DFT calculation:
minimize energy under constraint of potentials
K-edge via free-energy difference
Vinko, Ciricosta & Wark, Nature Comm 5, 3533 (2014)
Identical to above, but with additional 1 K-shell hole in ion of interest
Calculate the IPD from first principles - Roadmap
Generate pool of excited-
configuration PAW potentials with frozen inner shell core-hole states
Input: ion structure (crystal), charge state distribution and temperature
FT-DFT calculation:
minimize energy under constraint of potentials
K-edge via free-energy difference
IPD!
What do we calculate?
Density of States
Energy
Valence 2p states
2s states 1s states
Populations selected in creation of the potential Calculated in the single atom limit (radial DFT, Hartree-Fock-Dirac, etc.)
Core
Determined from 3D DFT calculation: the lowest energy configuration possible given our choice of the core (still formally ground- state)
Populations determined by chosen
temperature via the Fermi-Dirac distribution 3s states
Continuum
-20 -10 0 10 Energy (eV)
0 5 10 15 20 25
Density of States (states/eV/cell)
Al continuum structure at different temperatures
5 10 15 20 25
Density of States (states/eV/cell)
100 eV
75 eV
50 eV
25 eV
10 eV
1 eV
7+ 6+ 6+
6+
Calculation box:
Atomic-like 3s state
(Electron density 3.75 x10
23cm
-3)
100 eV 75 eV 50 eV 25 eV 10 eV 1 eV
K-shell spectroscopy of Hot Dense Aluminium: 3+
IV
Emitted photon energy (eV)
Energy of x−ray FEL excitation (eV)
1460 1480 1500 1520 1540 1560 1580 1600 1620 1640 1660 1680
1475 1500 1525 1550 1575 1600 1625 1650 1675 1700 1725 1750 1775 1800 1825
L shell
Continuum
K shell
FEL photon energy
0
1800
1700
1600
1500
DFT
K-shell spectroscopy of Hot Dense Aluminium: 6+
VII
FEL photon energy
0
1800
1700
1600
1500
DFT
Emitted photon energy (eV)
Energy of x−ray FEL excitation (eV)
1460 1480 1500 1520 1540 1560 1580 1600 1620 1640 1660 1680 1475
1500 1525 1550 1575 1600 1625 1650 1675 1700 1725 1750 1775 1800 1825
K shell L shell
Continuum
3 4 5 6 7 8 9
Charge state
0 50 100 150 200 250
Ionization Potential Depr ession (eV)
Experiment SP (a.a.) EK (a.a.)
Comparison of calculations with experiment: Aluminium
3 4 5 6 7 8 9
Charge state
0 50 100 150 200 250
Ionization Potential Depr ession (eV)
Experiment
SP (a.a.)
EK (a.a.)
3 4 5 6 7 8 9 0
50 100 150 200 250
Ionization Potential Depr ession (eV)
Experiment SP (a.a.) EK (a.a.)
DFT (a.a., Gamma point)
Comparison of calculations with experiment: Aluminium
3 4 5 6 7 8 9
0 50 100 150 200 250
Ionization Potential Depr ession (eV)
Experiment
SP (a.a.)
EK (a.a.)
3 4 5 6 7 8 9
Charge state
0 50 100 150 200 250
Ionization Potential Depr ession (eV)
Experiment SP (a.a.) EK (a.a.)
DFT (a.a., Gamma point) DFT (a.a., p-like)
Comparison of calculations with experiment: Aluminium
3 4 5 6 7 8 9
Charge state
0 50 100 150 200 250
Ionization Potential Depr ession (eV)
Experiment SP (a.a.) EK (a.a.)
Nature Comm 5, 3533 (2014)
DFT method reproduces experimental IPDs
Electron interactions with ions and other electrons remains strong in the conditions generated on LCLS.
At solid density, continuum states are formed due to the interaction of M-shell states which form the conduction band (tight-binding picture).
0 0.5 1 1.5 2 2.5
0 2 4 6 8 10
Atomic core density 7+
Atomic valence density 7+
Average valence density DFT 1 eV
DFT 10 eV DFT 25 eV DFT 50 eV DFT 75 eV DFT 100 eV
r (a0) Electron density 4πr2 ρ(r) (a0-1 )
1s2 2s2 2p2
Aluminium
Atomic bound-bound transitions can be a good approximation for bound-free edge
K: 1s2 L: 2s2 2p6 M: 3s2 3p1
Isolated Al Atom Al Atom in metal
Atomic Continuum
Continuum in dense system
Higher states
Conduction band
IPD
K-M bound bound transitions
model the K-edge
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
The experiment at the Linac Coherent Light Source X-ray Free-Electron Laser
X-ray spectrometer: K-alpha emission Al around 1500 eV LCLS pulse
Photon energy: 1460–1830 eV Pulse length < 60 fs
Pulse Energy ~1.5 mJ Bandwidth ~ 0.4%
Diode Bragg
crystal
1 micron thick Al sample
Vinko et al., Nature 482, 59 (2012) Ciricosta et al., PRL 109, 065002 (2012)
CCD
Peak Intensity ~1017 W cm-2
Saturable absorption at 1.5 - 1.8 keV ~ 10
17Wcm
-2Saturable absorption occurs due to ‘burning through’ of charge states such that the K-edge of the highly charged ions lies above the FEL photon energy. Thus at the higher photon energies we need to wait until the end of the pulse to lower the absorption, and it is not so effective.
Note: the mechanism is different from that in the XUV, where we were
‘beating’ a longer (40-fsec) Auger rate.
Evolution of charge states and opacity
FEL energy is 1670 eV, just below k-edge of 7+
Peak x-ray intensity 20% of peak x-ray intensity
Final absorption will be the integral over time and weighted intensities.
Outline
‣ Motivation: creating ‘warm dense matter’.
‣ The choice of aluminium.
‣ First Experiments on FLASH at 92 eV.
‣ Making transparent aluminium (saturable absorption in the XUV).
‣ The electronic structure of warm dense matter.
‣ The energy budget.
‣ Experiments on LCLS at 1400 - 1800 eV.
‣ Measuring Ionisation Potential Depression (Al, Mg, Si)
‣ DFT Theory of IPD
‣ Saturable absorption at > 1500 eV.
‣ First measurements of collisional ionisation rates at solid densities.
‣ Creation of uniform, optically-thin solid-density plasmas ~120 atoms across.
‣ Historical context: re-climbing Moseley’s ladder.
If the FEL photon energy is too low, no K-α generated Ionized Al: e.g. 6+
K: 1s2 L: 2s2 2p3
K: 1s2 L: 2s2 2p3
Energies not to scale!
K: 1s2 L: 2s2 2p3
Important to note: the heated continuum - many tens of eV, can further collisionally ionise the system.
No K-α will be seen if the K-edge energy of an ion exceeds the photon energy of the X-Ray Laser.
Tuned FEL photon energy
If the FEL photon energy is too low, no K-α generated Ionized Al: e.g. 6+
K: 1s2 L: 2s2 2p3
K: 1s2 L: 2s2 2p3
Energies not to scale!
K: 1s2 L: 2s2 2p3
Important to note: the heated continuum - many tens of eV, can further collisionally ionise the system.
No K-α will be seen if the K-edge energy of an ion exceeds the photon energy of the X-Ray Laser.
Tuned FEL photon energy
Not quite true!
IV V VI VII VIII Line
K-edge region Emission only due to collisions from lower charge state(s)
Experimental measurement of collisional ionization
rates on LCLS
1500 1550 1600 1650 1700 1750 1800 Photon energy (eV)
1x104 1x105 1x106 1x107
Emission (phot/eV/sterad)
IVV VIVII
IV V VI VII VIII Line
Clear steps in emission are
observed below the K-edge of a given charge state!
Experimental measurement of collisional ionization
rates on LCLS
Process that produces K
αemission
K2Lμ
K1Lμ
K2Lμ-1
K2Lμ-2
K-shell
Photoionization
Auger
LCLS Pulse
Radiative
Kα photon
Process that produces K
αemission
K2Lμ
K1Lμ
K2Lμ-1
K2Lμ-2
K-shell
Photoionization
Auger
LCLS Pulse
Radiative
Kα photon
L-shell collisional
ionization K2Lμ-1
Process that produces K
αemission
K2Lμ
K1Lμ
K2Lμ-1
K2Lμ-2
K-shell
Photoionization
Auger
LCLS Pulse
Radiative
Kα photon
L-shell collisional
ionization K2Lμ-1
K-edge is too high for photoionization:
no emission!
Process that produces K
αemission
K2Lμ
K1Lμ
K2Lμ-1
K2Lμ-2
K-shell
Photoionization
Auger
LCLS Pulse
Radiative
Kα photon
K1Lμ-1
K2Lμ-2
K2Lμ-3
Auger
Radiative
Kα photon L-shell collisional
ionization
Process that produces K
αemission
K2Lμ
K1Lμ
K2Lμ-1
K2Lμ-2
K-shell
Photoionization
Auger
LCLS Pulse
Radiative
Kα photon
K1Lμ-1
K2Lμ-2
K2Lμ-3
Auger
Radiative
Kα photon L-shell collisional
ionization K1Lμ-2
K2Lμ-3
K2Lμ-4
Auger
Radiative
Kα photon L-shell collisional
ionization
Collisions occur within Auger lifetime of K-shell
1590 eV 1630 eV
102 103 104 105 106
Intensity (a.u.)
IV V VI VII VIII
Intensity (a.u.)
IV V VI VII VIII
Experiment Simulation
a b
Above-edge Below-edge Above-edge Below-edge
Kβ
Kβ
Collisions Collisions
We can model the effect of stronger/weaker collisions
1550 1575 1600 1625 1650 1675 1700
Photon Energy (eV)
0.01 0.1 1 10
Emission Intensity (a.u.)
Experiment Sim 0.2xCR Sim 1.0xCR Sim 3.0xCR Sim 5.0xCR
V VI VII
VIII IV
Rates are underestimated by a factor between 3 and 5!
First measure of collisional ionisation rate in a dense plasma.
Nature Comm 6, 6397 (2015)