HANNADAHLGREN
Do toral Thesis
TRITA-EE 2010:040
ISBN978-91-7415-749-9
SE-10044Sto kholm
SWEDEN
AkademiskavhandlingsommedtillståndavKunglTekniskahögskolanframlägges
tilloentliggranskningföravläggandeavDoktorsexamenifysikaliskelektroteknik
fredagenden22oktober2010klo kan13.15iH1,Teknikringen33,KTH,Sto kholm.
©HannaDahlgren,2010
Abstra t
The Aurora Borealis is the visible manifestation of the omplex plasma in-
tera tionbetween thesolar windand theEarth's magnetosphereandionosphere.
Groundbasedandinsitu measurementsdemonstrateaprevalen eofdynami ne
stru ture within auroral displays, with spatial s ales down to tens of metres and
timevariations o urring onafra tion of ase ond. Thene-s ale morphology is
related to stru turing of auroral urrentsand ele tri elds and detailed spatial,
spe traland temporal observationsof theauroraare ru ialin understanding the
ele trodynami pro essestaking pla ein theionosphere andinits ouplingto the
magnetosphere.
In this thesis, the low-light opti al instrument ASK (Auroral Stru ture and
Kineti s)isusedtoimagesmall-s alestru turesin theauroraatveryhighspatial
andtemporalresolution. ASKisamulti-spe tralinstrument,imagingtheaurorain
threesele tedemissionssimultaneously. Thisprovidesinformationontheenergyof
thepre ipitatingele trons. TheSIF(Spe trographi ImagingFa ility)instrument
has been used in onjun tion with ASK, to givea more omplete pi ture of the
spe tral hara teristi softheaurora,andtodeterminethedegreeof ontaminating
emissions present in the same spe tral intervalas the emission lines observed by
ASK.
Data from ASKand SIF are usedto study therelation betweenthe morphol-
ogy and dynami s of small-s ale stru tures in the aurora and the energy of the
pre ipitating ele trons. By omparing ele tron density proles provided by EIS-
CAT (EuropeanIn oherentSCATter)radarmeasurementswithmodelingresults,
information on the hara teristi energy and the energy ux of thepre ipitating
ele trons anbeobtained. OneoftheASK hannels is imagingametastableO
+
emission,whi hhasalifetimeofabout5s. Bytra ingtheafterglowinthis hannel
opti allyadire tmeasureoftheE×Bdriftisobtainedfromwhi hthelo aliono-
spheri ele tri eld anbe al ulated. ASKdatahasalsobeenusedtoanalysethe
propertiesofadistortedauroralar ,inwhi hauroralstru turingwasfoundtotake
pla e simultaneouslyat dierent spatial s ales. The smallestfeatures, `rus', are
undulationsfoundtodevelopontheedgeofanauroral url,foldorshear. Detailed
opti al studies of bla k aurora, in luding boththe type whi h is asso iated with
plasma shear motionsand no or weak shear motions were ondu ted from ASK
data,to investigatethespe tralpropertiesand nes alemorphologyof thebla k
stru turesand toshedlightonthepro essesbehindthisphenomenon.
Sammanfattning
Aurora Borealis är den synbara manifestationen av en komplex plasmaväx-
elverkan mellan solvinden o h jordens magnetosfär o h jonosfär. Markbaserade
o h in situ mätningar har visat på enallmän förekomstav dynamisk nstruktur
inomnorrskenet,medskalstorlekarpånertilletttiotalmetero htemporalavaria-
tionerpåenbråkdelavensekund. Norrskenetsnskaligamorfologiärkopplattill
struktureringavnorrskensströmmaro helektriskafält. Förattförstådeelektrody-
namiskapro essernasompågårijonosfäreno hidesskopplingtillmagnetosfärenär
detaljeradeobservationermedhögrums-,tids-o hspektralupplösningnödvändiga.
I dennaavhandlinganvändsdetljuskänsligaoptiskainstrumentet ASK(Auro-
ralStru tureand Kineti s)för attavbilda norrskenets småskaligastrukturer med
väldigt hög rumslig o h temporalupplösning. ASK ärett multi-spektraltinstru-
mentsomavbildar norrskeneti treutvaldaemissionersamtidigt. Detta gerinfor-
mationomenergiinnehållethosdepre ipiterandeelektronernasomgerupphovtill
norrskenet. SIF (Spe trographi Imaging Fa ility) instrumentet har använtstill-
sammansmed ASK, för att ge en merkomplettbild av spektralakaraktären hos
norrskenet,o hförattbestämmagradenavkontaminationiASKdatatfrånandra
emissioner.
DatafrånASKo hSIFanvändsförattstuderaförhållandetmellannorrskenets
morfologio h dynamikpå småskalor o h den energi som depre ipiterande elek-
tronerna besitter. Genom att jämföra elektrontäthetsproler som fås från mät-
ningarmedEISCAT(EuropeanIn oherentSCATter)radarmedmodellprolerav
elektrontäthetenärdet möjligtatt bestämma den karaktäristiskaenergin o h en-
ergiödet hos de pre ipiterande elektronerna. En av ASKs kanaler avbildar en
metastabil emission från O
+
, som har en livslängd på omkring 5 s. Genom att
optiskt spåra det emitterande plasmatfås ett direkt mått påE ×B driften o h
därmedävenpådetlokalaelektriskafältetijonosfären. DatafrånASK haro kså
använts för att analyseraegenskaperna hos en förvrängd norrskensbåge som up-
pvisadestrukturering påolikarumsligaskalor samtidigt. Deminstastrukturerna,
`rus',ärvågigaformersomutve klaspåkantenavnorrskensformersåsom` urls',
`folds'o h områdenmed starkamotriktade plasmaöden. Detaljerade studier av
svartnorrsken,såväl detsom ärkopplat, o h detsom saknar koppling till starka
motriktadeplasmaödenharkunnat görasmed datafrån ASK, förattundersöka
despektralaegenskapernao hdennskaligamorfologinhossvartanorrskensstruk-
turero hförattbelysadepro essersomgerupphovtill dettafenomen.
Thisthesisisbasedontheworkpresentedinthefollowingpapers.
I. H. Dahlgren, N.Iv henko,J.Sullivan,B.S. Lan hester,G.Marklund and
D.Whiter
Morphologyanddynami sofauroraatnes ale: rstresultsfromtheASK
instrument
Ann. Geophys.,26,1041-1048,2008
II. H. Dahlgren, N. Iv henko, B. S. Lan hester, J. Sullivan, D. Whiter,
G.MarklundandA.Strømme
Using spe tral hara teristi sto interpret auroralimagingin the731.9 nm
O
+
line
Ann. Geophys.,26,1905-1917,2008
III. H. Dahlgren, N. Iv henko, B. S. Lan hester, M. Ashra, D. Whiter,
G.MarklundandJ.Sullivan
Firstdire topti alobservationsofplasmaowsinthemetastableO
+
ionin
dis reteaurora
J. Atmos. Solar-Terr. Phys.,71,228-238,2009
IV. H. Dahlgren, A. Aikio, K. Kaila, N. Iv henko, B. S. Lan hester,
D.K.WhiterandG.T.Marklund
Simultaneousobservationsofsmallmulti-s ale stru turesinanauroralar
J. Atmos. Solar-Terr. Phys.,72,633-637,2010
V. J.Ar her,H. Dahlgren,N.Iv henko,B.S.Lan hesterandG.T.Marklund
Dynami sand hara teristi sofbla kauroraasobservedbyhighresolution
ground-basedimagersandradar
A eptedby Int. J. RemoteSens.,April 2010
HannaDahlgrenhad themain responsibilityforPapersI,II,III andIV.This
in ludedtakingpartinrunningandmaintainingtheinstruments, alibrationofthe
opti aldataandperformingthedataanalysis,aswellastakingmainresponsibility
fordis ussingtheresultsandwritingthepapers. PaperVistheresultofthemaster
thesisproje tbyJennyAr her,forwhi hHannaDahlgrenwasthesupervisorand
parti ipatedin thedataanalysis,interpretationands ienti dis ussions.
Papers that are not in luded in this thesis
Refereed Journals
Chronologi al order
VI. H. Dahlgren,P.CarlqvistandG.F.Gahm
Filamentarystru turesinplanetarynebulae
Astrophys. Spa e S i.,310,Issue1-2,65-72,2007
VII. J. M.Sullivan, M. Lo kwood, B. S. Lan hester, E. P. Kontar, N. Iv henko,
H. DahlgrenandD.K.Whiter
An opti al study of multiple NEIAL events driven by low energy ele tron
pre ipitation
Ann. Geophys.,26,2435-2447,2008
VIII. D. K.Whiter, B.S. Lan hester, B.Gustavsson,N. Iv henko,J.M. Sullivan
andH. Dahlgren
Small-s alestru turesin i keringaurora
Geophys. Res. Lett.,35,L23103,2008
IX. R.Cosgrove,M.Ni olls,H.Dahlgren,S. Ranjan,E.San hezandR.Doe
Radar dete tion of a lo alized 1.4 Hz pulsation in auroral plasma, simul-
taneous with pulsating opti al emissions, and Pi1B magneti pulsations, at
substormonset
SubmittedtoAnn. Geophys.,2010
X. D. K. Whiter, B. S. Lan hester, B. Gustavsson, N. Iv henko and
H. Dahlgren
Usingmultispe tralopti alobservationsto identifythea elerationme ha-
nismresponsiblefori keringaurora
A eptedby J.Geophys. Res.,2010
XI. K.A.Lyn h,M.Mella,D.Hampton,H.C.Stenbaek-Nielsen,H.Dahlgren,
M.Disbrow,P.M.Kintner,M.LessardandE.Lundberg
Stru ture and dynami s of auroralele tron pre ipitation: sounding ro ket
observationsoftallraysat thenightsidepolewardboundary
SubmittedtoGeophys. Res. Lett.,2010
XII. M. Mella, K. A. Lyn h, P. M. Kintner, E. T. Lundberg, M. Lessard,
D.L.Hampton,H.C.Stenbaek-NielsenandH. Dahlgren
Soundingro ket studyofanauroralpolewardboundaryintensi ation
Conferen e Pro eedings
XIII. O.Jokiaho,N. Iv henko,H. Dahlgren,D. WhiterandM.Alaniz
Auroraldiagnosti sforPoGOLiteastrophysi alballoon
Pro eeding for19th ESAsymposium,2009
Popular S ien e Journals
XIV. H. Dahlgren
Jaktenpåsvartnorrsken
PopulärAstronomi, 2,12-17,June2010
List ofPapers v
Refereed Journals. . . . . . . . . . . . . . . . . . . . . . . . . . . . . vi
Conferen ePro eedings . . . . . . . . . . . . . . . . . . . . . . . . . vii
PopularS ien eJournals. . . . . . . . . . . . . . . . . . . . . . . . . vii
Contents viii ListofFigures x ListofA ronyms xv A knowledgements xvii 1 Introdu tion 1 2 Spa e PlasmaPhysi s 3 2.1 Earth'sMagnetosphere. . . . . . . . . . . . . . . . . . . . . . . . . . 6
2.2 Earth'sIonosphere . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
2.3 Magnetospheri Conve tionandCurrentSystems . . . . . . . . . . . 8
2.4 Ele tri FieldsAroundanAuroralAr . . . . . . . . . . . . . . . . . 13
2.5 A elerationme hanisms. . . . . . . . . . . . . . . . . . . . . . . . . 14
2.5.1 Inverted-Vstru tures . . . . . . . . . . . . . . . . . . . . . . 15
2.5.2 Alfvénwaves . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
3 The Aurora 21 3.1 Physi al Pro essesintheHigh-LatitudeIonosphere . . . . . . . . . . 21
3.2 Someimportantopti alemissionsinaurora . . . . . . . . . . . . . . 24
3.2.1 Atomi oxygenemissionat5577Åthegreenline . . . . . . 24
3.2.2 Atomi oxygenemissionat6300Åtheredline . . . . . . . 25
3.2.3 Mole ularnitrogen emissionat 4278Åtheblueline . . . . 26
3.2.4 Mole ularoxygenemissionat5632Å. . . . . . . . . . . . . . 26
3.2.5 Atomi oxygenemissionat7319/7330Å . . . . . . . . . . . . 26
3.2.6 Mole ularnitrogen emissionat 6730Å . . . . . . . . . . . . . 29
3.2.7 Atomi oxygenemissionat7774Å . . . . . . . . . . . . . . . 29
3.3 Global AuroralMorphology . . . . . . . . . . . . . . . . . . . . . . . 29
3.4 TheAuroralSubstorm . . . . . . . . . . . . . . . . . . . . . . . . . . 30
3.5 Morphologyofsmall-s aled aurora . . . . . . . . . . . . . . . . . . . 30
3.5.1 Curls,folds andrus. . . . . . . . . . . . . . . . . . . . . . . 31
3.5.2 Rays . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
3.5.3 Bla kaurora . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
3.5.4 Auroralthin laments . . . . . . . . . . . . . . . . . . . . . . 37
4 Instrumentation 41 4.1 AuroralStru tureandKineti s-ASK . . . . . . . . . . . . . . . . . 41
4.1.1 InstrumentalDesignofASK. . . . . . . . . . . . . . . . . . . 42
4.1.2 Spe tralsele tionbyinterferen elters . . . . . . . . . . . . 43
4.2 Spe trographi ImagingFa ility-SIF . . . . . . . . . . . . . . . . . 45
4.3 EuropeanIn oherentS atterRadar-EISCAT . . . . . . . . . . . . 48
5 Data Analysis Tools 53 5.1 OperationStrategy andDataHandling. . . . . . . . . . . . . . . . . 53
5.2 Calibration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
5.2.1 EMCCDandSNR . . . . . . . . . . . . . . . . . . . . . . . . 55
5.2.2 AbsoluteIntensityCalibrationforASK . . . . . . . . . . . . 57
5.3 Opti alFlowAnalysis . . . . . . . . . . . . . . . . . . . . . . . . . . 59
5.4 Ele tronTransportandIon- hemistryModelling . . . . . . . . . . . 61
5.5 Two-dimensionalEnergyMapping . . . . . . . . . . . . . . . . . . . 62
6 Resultsand Dis ussion 67 6.1 PaperI-Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
6.2 PaperII -Results. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68
6.3 PaperIII -Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
6.4 PaperIV-Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73
6.5 PaperV-Results. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74
7 Future work 79
Bibliography 83
1.1 The magni ent display of aurora, viewed from Toolik Field Station,
Alaska. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2.1 Earth'smagneti environmentandsomeof itsintrinsi regions. Image
redit: EuropeanSpa eAgen y,ESA. . . . . . . . . . . . . . . . . . . . 7
2.2 Heightvariationoftemperature,iondensityand neutraldensityin the
atmosphere,afterRees(1989). . . . . . . . . . . . . . . . . . . . . . . . 8
2.3 Typi alele trondensityprolesintheionosphereduringsolarminimum
andmaximum,fordaytimeandnight-time. FromRi hmond(1987). . . 9
2.4 Magnetospheri onve tionofplasma,drivenbyre onne tion. Thenum-
bersindi ate the timeevolutionof thegeomagneti eld linesafter re-
onne tionofanIMFeldline(1')atthefrontsidemagnetopause. The
ionospheri footprintoftheeldlinesatthedierenttimesarealsogiven
asthe orresponding numbersin the inserted gurein thelowerright
orner. Figure fromKivelson&Russell(1995). . . . . . . . . . . . . . . 11
2.5 Sket hofhorizontalandeld-aligned urrentsintheionosphere. . . . . 12
2.6 Auroralele tri eld lassi ation. FromMarklund(1984). . . . . . . . 15
2.7 Anegatively hargedpotentialstru ture(left)isa eleratingele trons,
produ ing inverted-Vaurora. A positively harged potentialstru ture
(right),representativeoftheauroralreturn urrent,isa eleratingthe
ele tronsaway from Earth, to lose the auroral urrent ir uit. From
Marklundetal.(2001). . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
3.1 Ionisation rates as a fun tion of altitude in the ionosphere aused by
pre ipitatingele tronswithauxof10
8
ele trons m
−2
s
−1
anddierent
initialenergies. FromPas hmannetal.(2003),afterRees(1963). . . . 22
3.2 PartialenergyleveldiagramsforO,illustratingthe5577Åand6300/6364Ådou-
bletdis ussedinthisthesis. After(Chamberlain,1961). . . . . . . . . . 25
3.3 Volumeemissionrateinphotons/s/ m
3
oftheO
+
2 1N(1,0)bandsystem. 27
3.4 O
+
2 1Nband,inthespe tralregion56005640Å. Spe trumre orded
byHiTIES,on26January2006. . . . . . . . . . . . . . . . . . . . . . . 27
3.5 Grotrian diagram of 7319/7330Å emission lines, originatingfrom the
O
+ 2
Pstate(afterStephanet al.(2003)andChamberlain(1961)). . . 28
3.6 CurlformationobservedbyVogtetal.(1999)on7De ember2004with
asmall-angle(21
◦ ×15◦) amera. The amerawasoperatedat25 Hz,
andshownherefrom leftto right,toptobottom areimagesfrom 25 s
ofdata(oneframefromea hse ond). . . . . . . . . . . . . . . . . . . . 32
3.7 Distributionofwavelengthsofauroral url systems. FromTrondsen&
Cogger(1998). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
3.8 ASK3 image, showingthe edge of a fold, whi h is moving to the left
(markedby thebla k arrow),and thesmallerrus moving tothe east
(white arrows). A full imagesequen e ispresentedin paperIVand in
thepagefooterofthisthesis. . . . . . . . . . . . . . . . . . . . . . . . . 34
3.9 Auroralrays. Theraysareextendinglikea oronaalongthegeomagneti
eld lines from the lo al magneti zenith. The image is taken on 20
Mar h2009atToolikFieldStation,Alaska,withanAVIGuppy amera
witha6450Åpassbandlter,to utoutlonglivedemissionsat shorter
wavelengths. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
3.10 Time sequen efrom theASK3imager, showingthepassageofabla k
auroralring o urring on 9Mar h 2007. Timeruns from left to right,
toptobottom. The ontrastbetweenthebla kstru tureandtheba k-
groundemission anbeseentoin reasewithtime. . . . . . . . . . . . . 37
3.11 Distributionofmeasurementsofauroralthi knesses,measuredbyMaggs
&Davis(1968). Theresolutionlimitis70m. . . . . . . . . . . . . . . . 38
3.12 Fines aleaurorain ASK3(O), apturedfromTromsøon15De ember
2006. The narrowest features have widths of less than 70 m, when
assuminganauroralaltitudeof105km. . . . . . . . . . . . . . . . . . . 39
4.1 S hemati oftheASKsystem. Fordetails,seethetext. . . . . . . . . . 43
4.2 a)Asket hoftheASKassembly,withthebu ketmountedonasteerable
pivotontopofthe omputerbox. The omputerbox ontainsthethree
omputers onne tedtothe ameras. Afourth omputer,themaster,is
onne tedtothese in theEISCATtransmitter hall. b)A sket h ofthe
ASKbu ket,withtheAndor iXonimager marked inyellow,theKowa
lensand interferen elterin green,Galilean onverterin blueand the
twophotometersinred. . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
4.3 Theltertransmission urves(red),forthefourASKltersusedinthis
thesis. Filter 1: TheO
+
2 1N(1,0)bandemissionsmeasuredbySIFare
plottedinblue. Filter2:ModelledN21P(5,2)andN21P(4,1)bandsare
shown, together with the onvolved proles of these bands (blue solid
line). With thanks to Olli Jokiaho for supplying the modelled data.
Filter 3: The blue spe tra is measured by SIF during a time period
withlowenergypre ipitationwiththeoxygenlinesaround7320Åand
7330Åevident. Filter 4: Theoxygenemission lineat7774Åisin fa t