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Aberrant IgA responses to the gut microbiota

during infancy precede asthma and allergy

development

Majda Dzidic, Thomas Abrahamsson, Alejandro Artacho, Bengt Björksten, Maria Carmen Collado, Alex Mira and Maria Jenmalm

Journal Article

N.B.: When citing this work, cite the original article. Original Publication:

Majda Dzidic, Thomas Abrahamsson, Alejandro Artacho, Bengt Björksten, Maria Carmen Collado, Alex Mira and Maria Jenmalm, Aberrant IgA responses to the gut microbiota during infancy precede asthma and allergy development, Journal of Allergy and Clinical Immunology, 2017. 139(3), pp.1017-+.

http://dx.doi.org/10.1016/j.jaci.2016.06.047 Copyright: Elsevier

http://www.elsevier.com/

Postprint available at: Linköping University Electronic Press

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Aberrant IgA responses to the gut microbiota during infancy precedes asthma and allergy development

Majda Dzidic, MSc, Thomas R. Abrahamsson, MD, PhD, Alejandro Artacho, BSc, Bengt Björkstén, MD, PhD, Maria Carmen Collado, PhD, Alex Mira, PhD, Maria C. Jenmalm, PhD

PII: S0091-6749(16)30786-2

DOI: 10.1016/j.jaci.2016.06.047

Reference: YMAI 12276

To appear in: Journal of Allergy and Clinical Immunology

Received Date: 1 March 2016 Revised Date: 11 May 2016 Accepted Date: 8 June 2016

Please cite this article as: Dzidic M, Abrahamsson TR, Artacho A, Björkstén B, Collado MC, Mira A, Jenmalm MC, Aberrant IgA responses to the gut microbiota during infancy precedes asthma and allergy development, Journal of Allergy and Clinical Immunology (2016), doi: 10.1016/j.jaci.2016.06.047. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Aberrant IgA responses to the gut microbiota during

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infancy precedes asthma and allergy development

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Authors: Majda Dzidic, MSc1,3,5, Thomas R. Abrahamsson, MD,PhD2, Alejandro

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Artacho, BSc3, Bengt Björkstén, MD, PhD4, Maria Carmen Collado, PhD5, Alex

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Mira, PhD3†*, Maria C. Jenmalm, PhD1†*

5 6

Affiliations:

7

1

Department of Clinical and Experimental Medicine, Unit of Autoimmunity and

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Immune Regulation, Linköping University, Linköping, Sweden

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2

Department of Clinical and Experimental Medicine, Division of Paediatrics,

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Linköping University, Linköping, Sweden

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3

Department of Health and Genomics, FISABIO Foundation, Center for Advanced

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Research in Public Health, Valencia, Spain

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4

Institute of Environmental Medicine, Karolinska Institutet, Stockholm, Sweden

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5

Institute of Agrochemistry and Food Technology, Spanish National Research

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Council (IATA-CSIC), Department of Biotechnology, Unit of Lactic Acid Bacteria

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and Probiotics, Valencia, Spain

17 18

† These authors share senior authorship based on equal contribution.

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* To whom correspondence should be addressed:

20

Maria Jenmalm

21

Address: Linköping University, Department of Clinical and Experimental Medicine, 22

AIR/Clinical Immunology, 581 85 Linköping, Sweden. 23

Email address: maria.jenmalm@liu.se 24 Phone number: +46 101034101 25 Fax +46-13-13 22 57 26 Alex Mira 27

Address: Avenida de Cataluna 21, 46020 Valencia, Spain. 28

Email address: mira_ale@gva.es 29

Phone number: +34 961925925 30

31 32

Funding: Supported by the Swedish Research Council (K2011-56X-21854-01-06);

33

the Swedish Heart-Lung Foundation (20140321); the Ekhaga Foundation (210-53);

34

the Medical Research Council of Southeast Sweden; the Olle Engqvist Foundation;

35

the Cancer and Allergy Foundation; the University Hospital of Linköping, Sweden;

36

and by the Grant 2012-40007 from Spanish MINECO to Alex Mira.

37 38 39 40

Conflicts of interest: Maria Jenmalm and Thomas Abrahamsson have received

41

honoraria for lectures and funding for a clinical trial from Biogaia AB, Sweden. The

42

rest of the authors declare that they have no relevant conflicts of interest.

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Abstract

44 45

Background: While a reduced gut microbiota diversity and low mucosal total IgA

46

levels in infancy have been associated with allergy development, IgA responses to the

47

gut microbiota have not yet been studied.

48

Objective: We sought to determine the proportions of IgA coating together with the

49

characterization of the dominant bacteria, bound to IgA or not, in infant stool samples

50

in relation to allergy development.

51

Methods: A combination of flow cytometry cell sorting and deep sequencing of the

52

16S rDNA gene was used to characterize the bacterial recognition patterns by IgA in

53

stool samples collected at 1 and 12 month of age from children staying healthy or

54

developing allergic symptoms up to seven years of age.

55

Results: The children developing allergic manifestations, particularly asthma, during

56

childhood had a lower proportion of IgA bound to fecal bacteria at 12 months of age

57

compared with healthy children. These alterations cannot be attributed to differences

58

in IgA levels or bacterial load between the two groups. Moreover, the bacterial targets

59

of early IgA responses (including the coating of Bacteroides genus) as well as the IgA

60

recognition patterns differed between healthy children and children developing

61

allergic manifestations. Altered IgA recognition patterns in children developing

62

allergy were observed also already at 1 month of age, when the IgA antibodies are

63

predominantly maternally derived in breast fed children.

64

Conclusion: An aberrant IgA responsiveness to the gut microbiota during infancy

65

precedes asthma and allergy development, possibly indicating an impaired mucosal

66

barrier function in allergic children.

67

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Key message: Aberrant and reduced IgA responses to the gut microbiota during

69

infancy precede development of asthma and allergic disease during the first seven

70

years of life.

71

72

Capsule summary: Early characterization of IgA coating patterns may represent a

73

novel way to identify infants with increased risk to develop asthma and allergic

74

disease. Moreover, interventions enhancing infant mucosal barrier function may

75

represent efficacious preventive strategies required to combat the asthma and allergy

76

epidemic.

77 78

Key words: Allergic disease; asthma; SIgA; IgA index; IgA recognition patterns;

79

microbiome composition; gut microbiota, childhood.

80 81 Abbreviations used: 82 A: Allergic 83

ARC: Allergic rhinoconjunctivitis

84

H: Healthy

85

IgA: Immunoglobulin A

86

IgA+: IgA coated

87

IgA-: non IgA bound

88

PCA: Principal Component Analysis

89

RDP: Ribosomal Database Project

90

SIgA: Secretory immunoglobulin A

91

TLR: Toll Like Receptor

92

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Introduction

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Allergic diseases have become a major public health problem in affluent societies.(1)

95

Reduced microbial exposure, both pre- and postnatally, has been proposed to underlie

96

the increase in allergy development.(2-5) The gut microbiota, hosting a complex

97

bacterial community, is quantitatively the most important source of microbial

98

stimulation and may provide a primary signal for appropriate immune

99

development.(4) The gut microbiota differs in composition and diversity during the

100

first months of life in children who later do or do not develop allergic disease,(2,6-17)

101

although no specific microbes with consistently harmful or allergy protective roles

102

have yet been identified. Also, we observed that the differences in the gut microbiota

103

diversity during infancy between healthy children and children developing allergies

104

were mainly related to asthma and not allergic rhinoconjunctivitis development.(16)

105

Early establishment of a diverse gut microbiota, with repeated exposure to new

106

bacterial antigens, may be more important than the distribution of specific microbial

107

species in shaping a normal immune mucosal and systemic maturation.(4)

108 109

A reduced mucosal barrier function may increase the risk for allergy development(1)

110

and immunoglobulin A (IgA) is the primary mediator of humoral mucosal

111

immunity.(18) Immunoglobulin A is the most abundantly produced antibody in

112

humans, with the highest amount of secretion in the intestinal tract.(18,19) Secretory

113

IgA (SIgA) has a crucial role in the gut through its binding to bacterial antigens, thus

114

preventing their direct interaction with the host via immune exclusion and

115

maintaining the mucosal homeostasis.(18,20) SIgA may also limit overgrowth of

116

select species, thus stimulating diversity.(18,21) Therefore, this antibody represents a

117

key host mechanism in regulation of the commensal community, and innate receptor

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signaling in T-cells seems to decide the specificity of IgA to constrain the

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composition of the intestinal bacteria, ensuring a benign symbiotic relationship.(19)

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However, in contrast to IgG and IgM levels, the generation of this anti-inflammatory

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antibody is limited during early infancy and delayed development of mucosal IgA

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production, for instance in the absence of breastfeeding, may lead to infectious

123

disease in young infants.(22,23) Studies and clinical reports suggest that SIgA that

124

origins from the mothers’ breast milk is important for immune regulation and

125

protection against bacterial, viral and parasitic infections in suckling infants.(23-27)

126

Whereas total levels of SIgA in saliva and fecal samples have been investigated in

127

children developing allergy before, little is known about the identities of the bacterial

128

taxa targeted by IgA in the infant gut and what role mucosal immune responses to the

129

gut microbiota plays in childhood allergy development. However, earlier studies have

130

shown that low levels of salivary and intestinal SIgA are associated with an increased

131

risk for allergic manifestations during early life.(28-30) Recent advances in flow

132

cytometry(31) and next generation sequencing(32) now allow studying the complex

133

interactions between human antibodies and microbiota. In this study, we have used

134

flow cytometry-based cell sorting and barcoded 16S rDNA 454-pyrosequencing to

135

characterize the dominant gut bacteria, coated or non-coated with IgA, and

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determined total secretory IgA levels and bacterial load in stool samples collected

137

during the first year of life in infants who either developed allergic manifestations or

138

stayed healthy up to 7 years of age.

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Methods

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For detailed methods, experimental protocols and statistical analyses, see the Methods

141

section in this article's Online Repository at www.jacionline.org.

142

143

Study design

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The infants included in this study were part of a larger randomized double-blind trial

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in South-Eastern Sweden between 2001 and 2003, evaluating the potential allergy

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prevention effect of probiotic Lactobacillus reuteri ATCC 55730, until 2(33) and 7

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years of age.(34) The recruited children had a family history of allergic disease (1 or

148

more family members with eczema, asthma, gastrointestinal allergy, allergic urticaria

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or allergic rhinoconjunctivitis), and more detailed inclusion and exclusion criteria are

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explained in the study of Abrahamsson et al.(33) Among the 188 infants completing

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the original study, infant stool samples collected at 1 and 12 months of life in 20

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children developing allergy (Table EI in this article's Online Repository at

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www.jacionline.org) and 28 children staying healthy up to 7 years of age (Table EII),

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were randomly selected for this study (Fig. 1). Ten of the allergic children developed

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asthma. Other allergic diseases included eczema (n=9 at 7 years of age; n=17 at 2

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years of age; no infants developed eczema before 1 month of age), allergic

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rhinoconjunctivitis (n=10) and allergic urticaria (n=1), with symptoms defined as

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described in detail previously.(33,34) The samples were immediately frozen at -20°C

159

following collection and later stored at -70°C until use.

160 161

There were no differences regarding potential confounders, such as sex, mode of

162

delivery, birth order, maternal atopy, breastfeeding, antibiotics, and probiotic

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supplementation, between the infants who did or did not develop allergic

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manifestations (Table I). All included infants were exclusively breast-fed for at least 1

165

month, and no infant received antibiotics before 1 month of age.(12) The Regional

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Ethics Committee for Human Research at Linköping University approved the study.

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Informed consent was obtained from both parents before inclusion. The study is

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registered at ClinicalTrials.gov (ID NCT01285830).

169 170

Sample labeling and flow cytometry protocol

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Stool samples were suspended in sterile saline solution (autoclaved H2O; NaCl

172

Sodium Chloride 99.5% PA-ACS-ISO, Panreac; Barcelona, Spain; Ref. 131689.1211)

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with 5% bovine serum albumin (Sigma-Aldrich, St Louis, MO, USA; Ref.

A7030-174

100gr) in order to prevent non-specific antibody binding. The samples were stained

175

with goat anti-mouse IgA labeled with FITC, used as an isotype control

176

corresponding to unspecific binding, (Invitrogen, Frederick, MD, USA; Ref. M31001)

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or with goat anti-human IgA labeled with FITC (Invitrogen; Ref. H14001), according

178

to the manufacturer instructions (Fig. E1 in this article’s Online Repository at

179

www.jacionline.org). The sorting of the bacterial cells according to whether they were

180

IgA coated (IgA+) or IgA non-coated (IgA-) was performed by MoFloTM XDP Cell

181

Sorter (Beckman Coulter, Inc; Brea, CA, USA), following Simon-Soro et al.

182 2015.(32) 183 184 DNA-extraction 185

DNA from sorted fecal bacteria, IgA+ and IgA-, was isolated using the MasterPureTM

186

complete DNA and RNA Purification Kit (Epicentre Biotechnologies, Madison, WI,

187

USA), following the manufacturer’s instructions with a previous glass bead beating

188

(0.17 mm diameter) and an additional enzymatic lysis step with lysozyme (20mg/ml,

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37°C, 30 min; Thermomixer comfort, Eppendorf, Hamburg, Germany).

190

191

16S rDNA gene amplification and sequencing

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DNA from 192 samples in total was used for PCR amplification and pyrosequencing

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in order to describe bacterial composition of the sorted populations. A region of

194

approximately 650-bp of the 16S rDNA gene was amplified using universal bacterial

195

degenerate primers(35), which encompass the hypervariable regions V3-V5 of the

196

gene. A secondary amplification was performed by using the purified PCR product as

197

a template.(36)

198

199

Sequence processing and taxonomic classification

200

The resulting 16S rDNA read ends were trimmed in 10 bp sliding windows, with

201

average value ≥20, using the Galaxy tool(37) and only reads longer than 250 bp were

202

considered. The sequences were assigned to each sample by the 8 bp barcode through

203

the Ribosomal Database Project (RDP) pipeline(38) version 11.3, and chimeric

204

sequences were filtered out using UCHIME.(39)

205 206

Taxonomic assignment was performed by the RDP-classifier(38) where the reads

207

were assigned a phylum, class, family and genus and phylogenetic ranks were

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allocated when scores exceeded 0.8 confidence threshold. Shannon indices, based on

209

randomly selected 700 reads per sample, was utilized to estimate the samples’

210

diversity on gene and phylum level.

211 212

For analyzing IgA coating patterns, the threshold used for including the genera was

213

≥1% relative abundance in either the IgA+ or IgA- fractions. The abundance

214

proportions of a given genera was used to calculate the ratio between IgA+ and IgA-

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fractions, giving the IgA index.(40) Thus, this score was based on proportional

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representation, for every given genus, within the IgA+ (positive IgA index values)

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and IgA- fractions (negative IgA index values), reflecting the degree of mucosal

218

immune responsiveness to the microbiota. LDA Effect Size (LEfSe)(41) was then

219

used for high-dimensional biomarker discovery comparing the IgA-indices between

220

healthy infants and infants developing allergic manifestations. Furthermore, Principal

221

Component Analyses (PCA) was performed by R software ade4 package.(42)

222 223

Bacterial load analysis with qPCR

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qPCR amplifications were performed in order to measure the bacterial load (number

225

of bacterial cells normalized by the number of human cells) using primers targeting

226

the single-copy housekeeping bacterial gene FusAand the human β-actin gene (Table

227

EIII).

228 229

Determination of secretory IgA concentrations in stool samples

230

A commercially available ELISA kit was used for the determination of total secretory

231

IgA concentrations in feces samples (ImmuChrom ELISA kit, ImmuChrom GmbH,

232

Heppenheim, Germany) following the manufacturer’s instructions.

233 234

Statistics

235

Statistical analyses were performed in R version 3.2.2 and GraphPad Prism 6

236

(GraphPad Software, San Diego, CA, USA, Version 6.1f), where p<0.05 was

237

considered significant. For a more comprehensive description of the statistical

238

methods, please see this article’s Online Repository at www.jacionline.org.

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Results

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Proportion of fecal bacteria bound to IgA in relation to allergy development 242

Infants developing allergic symptoms during the first 7 years of life had significantly

243

lower proportions of IgA-coated fecal bacteria at 12 months of age than healthy

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children (Fig. 2A), while similar proportions were observed at 1 month of age. A low

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proportion of IgA-coated fecal bacteria at 12 months of age also preceded

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development of asthma (Fig. 2B), but not allergic rhinoconjunctivitis (Fig. E2 in this

247

article’s Online Repository at www.jacionline.org). Moreover, independently of

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allergy development, an overall decreasing proportion of fecal bacteria bound to IgA

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from 1 to 12 months of age was observed, likely reflecting a change from

250

predominantly maternally breast milk derived to child derived IgA antibodies.(22,43)

251

252

The influence of possible confounding factors was also evaluated. However,

253

supplementation of the probiotic bacterium L. reuteri, delivery mode, antibiotic

254

treatments and partial breastfeeding at 12 months of age did not affect the proportion

255

of IgA-coated fecal bacteria (Fig. E3).

256 257

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Bacterial load, but not total SIgA levels, differ in healthy children and children 258

developing allergic manifestations 259

In order to better understand detected differences in IgA proportions between healthy

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children and children developing allergic manifestations, bacterial load and total SIgA

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levels in stool samples were measured. The bacterial load was higher at 12 months of

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age in children staying healthy than in those developing allergic manifestations (Fig.

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3A), but not significantly so for asthma (p=0.11) and ARC (p=0.61). A similar

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bacterial load was observed at 1 month of age in children staying healthy and

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developing allergy (Fig. 3A).

266 267

Total fecal SIgA levels were similar in healthy children and children developing

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allergic manifestations (Fig. 3B), asthma (p=0.38 and p=0.71, for 1 and 12 months,

269

respectively) and allergic rhinoconjunctivitis (p=0.77 and p=0.78, for 1 and 12

270

months, respectively). The fecal SIgA levels decreased significantly from 1 to 12

271

months of age in both groups (Fig. 3B).

272 273

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Bacterial targets of IgA responses in children developing allergic manifestations 274

and children staying healthy up to 7 years of age 275

Bacterial 16S rDNA gene sequencing of IgA+ and IgA- fractions was performed in

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order to assess early IgA responses in children staying healthy and children

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developing allergic manifestations during the first 7 years of age. After quality

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filtering and removal of chimeric sequences, 190 samples with 633,378 high-quality

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sequence reads remained, with an average of 3,316 reads per sample and a mean

280

length of 515 bp.

281

While the analysis of the relative abundance of dominant bacterial families was

282

generally similar between children developing allergy and staying healthy (Fig. E4 in

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this article’s Online Repository at www.jacionline.org), clear differences were

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observed upon analyzing the bacterial targets of IgA responses, represented as IgA

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index. IgA responses to the gut microbiota were demonstrated to differ between

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healthy children and children developing allergic manifestations (Fig. 4A, B) and

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asthmatic symptoms, particularly at 1 month but also 12 months of age (Fig. 4C, D).

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At 1 month of age the genus Faecalibacterium was mainly IgA free (IgA-) in children

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developing allergic manifestations (including asthma but not allergic

290

rhinoconjunctivitis, Fig. E5A). Moreover, the genera Parabacteroides and

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Anaerococcus were primarily not targeted by IgA in children developing allergic

292

manifestations, when compared with healthy children.

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At 12 months of age, the IgA responses of children developing allergic manifestations

294

were mainly not targeting the Bacteroides genus (Fig. 4B), with similar findings

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observed for children developing allergic rhinoconjunctivitis (Fig. E5B). Regarding

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children developing asthmatic symptoms, Escherichia/Shigella was predominantly

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IgA free (Fig. 4D), while Lachnospiraceae incertae sedis, a Firmicutes phylum

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member, was predominantly IgA bound in children developing allergic symptoms,

299

when compared with healthy children (Fig. 4B). Furthermore, the genera Roseburia

300

and Erysipelotrichaceae incertae sedis were generally IgA-targeted in healthy

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children, but not in children showing allergic manifestations during the first 7 years of

302

life. In contrast, decreased IgA responses to the Veillonella genus was observed in

303

healthy children.

304

Possible differences in bacterial diversity in children developing allergy and staying

305

healthy were also of interest. Thus, Shannon indices for IgA+ and IgA- fractions were

306

calculated. No differences, neither at genus (Fig. E6) or at phylum level (Fig. E7A-B)

307

were found in relation to allergy development, however, except that children

308

developing asthma had increased diversity at 12 months among IgA coated

309

Bacteroidetes and Proteobacteria (Fig. E7C) but not in the IgA-free fraction (Fig.

310

E7D).

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IgA recognition patterns of gut microbiota differ between healthy and allergic 312

children 313

A principal components analysis (PCA), based on the calculated IgA indices, was

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used in order to evaluate the differences in IgA responses to the gut microbiota

315

between healthy children and children developing allergic manifestations, including

316

asthma. Interestingly, the IgA recognition patterns differed already at 1 month of age

317

when comparing healthy children and children developing allergic (Fig. 5A) and

318

asthmatic symptoms (Fig. 5C) but not ARC (Fig. E8A in this article’s Online

319

Repository at www.jacionline.org). Clear separation was observed at 12 months of

320

age for healthy children and children developing allergic disease (Fig. 5B), asthma

321

(Fig. 5D) and ARC (Fig. E8B).

322

No effect of potential confounding factors (probiotic supplementation, the delivery

323

mode, antibiotic treatment and partial breastfeeding at 12 months) on IgA recognition

324

was observed (Fig. E9).

325 326

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Discussion

327

The data presented in the current study demonstrate that the first year of life

328

represents an early-life critical period in which aberrant gut microbiota IgA responses

329

are linked to the risk of developing asthma and allergic disease. SIgA functions as a

330

first line of defense by interfering with the microbiota and thus protect the intestinal

331

tissue from invasion and destruction by pathogenic and commensal bacteria.(18,44)

332

Thus, intact production and function of IgA is a key mechanism to preserve intestinal

333

health by directly influencing the properties of the microbiota and enhancing mucosal

334

barrier function.(18) Furthermore, SIgA may also limit overgrowth of selected

335

species, thus enabling an increased microbiota diversity.(18,21) This can be

336

particularly crucial during early childhood, when the microbiota plays a central role in

337

immune modulation and where microbial recognition by maternal and infant

338

antibodies must be appropriately orchestrated for an optimal maturation of the

339

immune system.(45-47) In line with this, low mucosal total IgA levels(28-30) a

340

reduced gut microbiota diversity in infancy(8-16) and decreased seroreactivity to gut

341

microbiota antigens(48) have been associated with allergy development. However,

342

intestinal IgA responses to the infant gut microbiota have not previously been studied

343

in relation to allergy development. To investigate this, we have used a combination of

344

flow cytometry and high-throughput deep sequencing to characterize the patterns of

345

bacterial recognition by IgA in stool samples collected at 1 and 12 month of age from

346

children staying healthy or developing allergic symptoms up to seven years of age.

347

348

Interestingly, development of allergic disease, particularly asthma, during childhood

349

was associated with a reduced proportion of IgA bound to fecal bacteria at 12 months

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of age. To better understand these differences, we sought to investigate if the bacterial

351

load and total fecal IgA levels might be of any influence. The results showed that the

352

lower proportions of IgA coated fecal bacteria among children developing allergic

353

manifestations were independent of total fecal SIgA levels that were relatively similar

354

to healthy children, especially at 12 months of age. Moreover, the decreased

355

proportions of IgA coated bacteria in allergic children are probably not due to lower

356

IgA antibodies-to-bacteria ratios because bacterial densities were actually lower in

357

children developing allergies. Thus, in addition to the lower bacterial diversity

358

detected by other studies,(8-16) allergic children seem also to be exposed to lower

359

microbial densities in the gut. These two factors could lead to decreased stimulation

360

of the immune system via TLR:s,(19) affecting the production and microbial

361

recognition patterns of IgA, thus leading to lower proportion of IgA coating in

362

allergic than healthy children. It would be interesting to further investigate the role of

363

factors influencing IgA production, such as vitamin A-derived retinoic acid, TGF-b,

364

IL-10, BAFF and APRIL(49), in the aberrant IgA responses in children developing

365

allergy in future studies. As we previously found that a low gut microbiota diversity

366

in infancy was mainly related with asthma, but not allergic rhinoconjunctivitis,

367

development at school age(16), we here aimed to determine the importance of IgA

368

responses to the gut microbiota particularly for asthma development. Speculatively,

369

the association with asthma could be due to the fact that viral lower respiratory tract

370

infections have been linked to asthma development among atopic children.(1,50,51)

371

Thus, low IgA responses to the microbiota may result in a reduced mucosal barrier

372

function. This may cause an increased susceptibility to airway viral infections, leading

373

to amplification of Th2 responses and subsequent asthma development.(1,50,51)

374

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Previous studies in adults have determined that IgA might be more reactive against

376

disease driving bacteria,(44,52-54) in line with the theory that the immune system can

377

distinguish between pathogens and commensals through sensing pathogen-associated

378

behaviors, including adherence to the intestinal epithelium and tissue invasion.(53,54)

379

Also, SIgA may enable an increased microbiota diversity by limiting overgrowth of

380

selected species.(18,21) In the current study, we observed that the IgA recognition

381

patterns differed between healthy children and children developing allergic

382

symptoms, including asthmatic disease and allergic rhinoconjunctivitis, with clearly

383

divergent IgA index patterns already at 1 month of age. As the IgA antibodies at 1

384

month of age in exclusively breast fed infants are predominantly maternally

385

derived,(22,43) the divergent responses observed at this time point suggest that the

386

immunological interactions between mother and offspring influence allergy

387

development, in line with previous studies.(45-47) For example, breast milk derived

388

SIgA had a large impact on microbial colonization in neonatal mice and was crucial

389

for healthy intestinal epithelial barrier function and immune homeostasis in the

390

offspring.(25)

391

392

Interestingly, the gut commensals Faecalibacterium and Bacteroides were mainly

393

IgA free at 1 and 12 months of age in children showing allergic manifestations but

394

were predominantly IgA coated in healthy children, especially at 12 months. These

395

two genera are important human gut symbionts, involved in production of butyrate, an

396

end product of colonic fermentation that is important in maintaining a healthy

397

gut.(55-57) Furthermore, decreased diversity of the Bacteroidetes phylum in infant

398

stool samples have been linked to delivery by Cesarean section(4,58) and allergy

399

development.(4,12) Other commensals that seem to be ignored by the IgA recognition

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in children developing allergic symptoms were Parabacteroides, at 1 month of age,

401

and Roseburia, at 12 months of age. The Parabacteroides species distasonis have

402

been shown to reduce inflammatory responses in murine models with chronic

403

colitis,(59) while Roseburia is another well-known butyrate-producer(60), which was

404

reduced in patients suffering from ulcerative colitis.(61) In all, decreased coating of

405

these commensals might reflect a lower stimulation of the mucosal immune system in

406

the infants developing allergic diseases.

407 408

The Erysipelotrichaceae family is considered to be highly immunogenic and seems

409

important in inflammation related disorders of the gastrointestinal tract as they are

410

enriched in colorectal cancer.(62,63) Palm and colleagues found that a member of

411

Erysipelotrichaceae was highly coated by IgA in specific pathogen free mice, relative

412

to other members of the gut microbiota, proposing its role as a colitogenic

413

bacteria.(54) Furthermore, deregulation of T-cells in mice affecting the selection of

414

IgA plasma cells caused gut dysbiosis, including increased abundance of

415

Erysipelotrichaceae that are known to induce immune hyperactivation.(64)

416

Escherichia and Shigella genera are Proteobacteria proposed to express highly

417

proinflammatory hexa-acylated endotoxin production and were enriched in adult

418

asthmatic patients triggering airway inflammation.(65) Moreover, high abundance of

419

fecal Escherichia coli was associated with development of IgE-associated eczema

420

within the first year of life.(66) As allergy and asthma development were associated

421

with reduced IgA responses to the Erysipelotrichaceae and Escherichia/Shigella

422

genus respectively, at 12 months of age, this may suggest an impaired mucosal

423

immune exclusion of this genus in children developing allergic disease, possibly

424

leading to proinflammatory responses enhancing disease susceptibility.

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In contrast, allergy development was associated with increased IgA responses at 12

426

months of age to Lachnospiraceae, a Gram positive barrier associated microbes that

427

are colonizing the inner mucus layer, staying in close contact with host

428

mucosa.(67,68) Furthermore, excessive growth of species belonging to

429

Lachnospiracea in mice with impaired IgA responses reduces Firmicutes

430

diversity.(21) The increased IgA coating of these bacteria in children developing

431

allergies might thus be an indication of an altered mucosal barrier function.

432 433

Factors that might influence the development of the intestinal microbiota and the

434

mucosal immune system include the mode of delivery, exposure to antibiotics, partial

435

breastfeeding at 12 months of age and probiotic supplementation.(14,23,58,69,70)

436

These confounding factors seem not to have influence in our study population, since

437

the discovered differences are driven by health status. However, larger studies are

438

required to further investigate and confirm the role of these factors. Also, it needs to

439

be determined whether our findings can be replicated in cohorts of other geographic

440

origins and with different family history of allergic disease.

441

442

In conclusion, our work suggests that studies of IgA responses to gut microbiota

443

during infancy could be used to determine the normal development of mucosal

444

immunity and establishment of a healthy symbiosis with gut microbes, and how

445

maternal immunity affects these processes. Early characterization of IgA coating

446

patterns may represent a novel way to identify infants with increased risk to develop

447

asthma and allergic disease, although this needs to be confirmed in larger cohorts.

448

Furthermore, interventions enhancing infant mucosal barrier function may represent

449

efficacious preventive strategies required to combat the asthma and allergy epidemic.

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Acknowledgments: We thank Mrs Anne-Marie Fornander for excellent technical

451

assistance and Sandra Garcia Esteban for her great assistance in the laboratory work.

452

Funding: Supported by the Swedish Research Council (K2011-56X-21854-01-06);

453

the Swedish Heart-Lung Foundation (20140321); the Ekhaga Foundation (210-53);

454

the Medical Research Council of Southeast Sweden; the Olle Engqvist Foundation;

455

the Cancer and Allergy Foundation; the University Hospital of Linköping, Sweden;

456

and by the Grant 2012-40007 from Spanish MINECO to Alex Mira.

457 458

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Fig. 1. Schematic workflow of performed experiments. The proportion of the gut microbiota bound

459

to IgA (IgA+) or not (IgA-), in infants, was analyzed by flow cytometry-based sorting of fecal samples 460

prior to 16S rDNA 454-pyrosequencing. In addition, total secretory IgA levels were estimated by 461

ELISA tests, and the bacterial density measured using universal primers targeting the single-copy 462

bacterial gene FusA. 463

Fig. 2. Proportions of IgA-coated fecal bacteria in early infancy. A) The proportion of fecal bacteria

464

bound to IgA at 1 month and 12 months of age in children staying healthy (n=28, circles) or 465

developing allergic symptoms (n=20, triangles) during the first 7 years of life. B) The proportion of 466

fecal bacteria bound to IgA at 1 month and 12 months of age in children staying healthy (n=28, circles) 467

or developing asthma (n=10, triangles) during the first 7 years of life. Median and interquartile ranges 468

are indicated. *p < 0.05; **p < 0.01 (Mann–Whitney U-test). 469

Fig. 3. Bacterial load and total fecal secretory IgA levels in healthy infants and infants developing

470

allergic manifestations. A) The quantification of bacterial numbers was obtained by qPCR- detection

471

with universal primers targeting the gene FusA (present in single-copy in bacterial cells) and 472

normalized by the number of human cells, determined by qPCR- detection with primers for the human 473

β-actin gene. nHealthy=28; nAllergic=20. B) Total secretory IgA levels in stool samples were measured

474

using ELISA immunoassay. 1 month of age: nHealthy=25; nAllergic=19; 12 months of age: nHealthy=27;

475

nAllergic=19. Means with standard errors are indicated. * p<0.05; ** p<0.01; *** p<0.001 (Mann

476

Whitney U-test and Wilcoxon matched pairs test for unpaired and paired comparisons, respectively). 477

Fig. 4. IgA responses to the gut microbiota, at 1 and 12 months of age. Plots are depicting IgA

478

responses (defined by IgA index, reflecting the ratioin IgA+ and IgA-) to dominant genera (>1% of 479

total) of the gut microbiota at 1 month (nHealthy=27; nAllergic=19; nAsthma=10) and 12 months (nHealthy=28;

480

nAllergic=20; nAsthma=10) of age when comparing healthy children and children developing allergic (A, B)

481

and asthmatic symptoms (C, D). For a given genera, the value of the IgA index can range from positive 482

values, reflecting genera found dominantly in the IgA+ fraction, to negative values (genera found 483

dominantly in the IgA- fraction), as a measure of the degree of mucosal immune responsiveness to the 484

microbiota. LEfSe (Linear discriminant analysis Effect Size) algorithm, emphasizing both statistical 485

and biological relevance, was used for biomarker discovery. Threshold for the logarithmic discriminant 486

analysis (LDA) score was 2. Means with standard errors are indicated. * p<0.05; ** p<0.01. 487

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Fig. 5. IgA recognition patterns of the gut microbiota at 1 (left panels) and 12 months (right

488

panels). Principal component analysis (PCA) based on the IgA index (reflecting the differences in IgA

489

status, e.g. the ratio of IgA+ and IgA-) of the dominant genera (>1% of total) of the gut microbiota at 1 490

month (nHealthy=27; nAllergic=19; nAsthma=9; A, C) and 12 months (nHealthy=27; nAllergic=19; nAsthma=10; B,

491

D) of age when comparing healthy children with children developing allergic manifestations (A, B) or

492

with children developing asthmatic symptoms (C, D). 493

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Table I. Descriptive data of children included in this study.

495 Children Healthy % (no) Developing allergy % (no) P value* Developing asthma % (no) P value* Girls 46 (13) 40 (8) 0.66 40 (4) 1.00 Older siblings 57 (16) 50 (10) 0.62 50 (5) 0.70 Caesarean delivery 14 (4) 20 (4) 0.70 20 (2) 0.64 Furred pets 4 (1) 15 (3) 0.29 10 (1) 0.46 Maternal atopy 82 (23) 80 (16) 1.00 80 (8) 1.00 Breast-feeding (1 to 12 mo) 29 (8) 20 (4) 0.74 10 (1) 0.40 Antibiotic treatment (1-12 mo) 36 (10) 30 (6) 0.68 50 (5) 0.43 Day care (1-12 mo) 14 (4) 10 (2) 1.00 (0) 0.56 Probiotic group 54 (15) 60 (12) 0.66 60 (6) 1.00

*The x2 test was used to detect potential differences in frequencies between groups, except when the expected

496

frequency for any cell was less than 5, when the Fisher exact test was used.

497 498

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Stool

samples

collected at 1 and 12 months of age

Cell Fixa on on Formaldehyde

Fluorescent Labeling An -IgA Labeling IgA+ IgA- DNA extrac on PCR 16S rDNA Pyrosequencing 454 Titanium Roche qPCR with universal bacterial primers ELISA assay IgA Total bacterial load Total IgA levels Gut microbial composi on Healthy children n=28 Children developing allergic symptoms at age 7 n=20 DNA extrac on The propor on of IgA-coated bacteria

Fig. 1. Schematic workflow of performed experiments. The proportion of the gut microbiota bound

to IgA (IgA+) or not (IgA-), in infants, was analyzed by flow cytometry-based sorting of fecal samples prior to 16S rDNA 454-pyrosequencing. In addition, total secretory IgA levels were estimated by ELISA tests, and the bacterial density measured using universal primers targeting the single-copy bacterial gene FusA.

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0 00 0 50 50 50 50 100 100 100 100 1 month 12 months * * * ** Healthy Allergic A A A A % I g A b o u n d 0 50 100 Healthy Asthmatic disease 1 month 12 months * * % I g A b o u n d B B B B

Fig. 2. Proportions of IgA-coated fecal bacteria in early infancy. A) The proportion of fecal bacteria

bound to IgA at 1 month and 12 months of age in children staying healthy (n=28, circles) or developing allergic symptoms (n=20, triangles) during the first 7 years of life. B) The proportion of fecal bacteria bound to IgA at 1 month and 12 months of age in children staying healthy (n=28, circles) or developing asthma (n=10, triangles) during the first 7 years of life. Median and interquartile ranges are indicated. *p < 0.05; **p < 0.01 (Mann–Whitney U-test).

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Fig. 3. Bacterial load and total fecal secretory IgA levels in healthy infants and infants developing allergic manifestations. A) The quantification of bacterial numbers was obtained by qPCR- detection

with universal primers targeting the gene FusA (present in single-copy in bacterial cells) and normalized by the number of human cells, determined by qPCR- detection with primers for the human

β-actin gene. nHealthy=28; nAllergic=20. B) Total secretory IgA levels in stool samples were measured

using ELISA immunoassay. 1 month of age: nHealthy=25; nAllergic=19; 12 months of age: nHealthy=27;

nAllergic=19. Means with standard errors are indicated. * p<0.05; ** p<0.01; *** p<0.001 (Mann

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dominant genera (>1% of total) of the gut microbiota at 1 month (nHealthy=27; nAllergic=19; nAsthma=10) and 12 months (nHealthy=28; nAllergic=20; nAsthma=10) of age when

comparing healthy children and children developing allergic (A, B) and asthmatic symptoms (C, D). For a given genera, the value of the IgA index can range from positive values, reflecting genera found dominantly in the IgA+ fraction, to negative values (genera found dominantly in the IgA- fraction), as a measure of the degree of mucosal immune responsiveness to the microbiota. LEfSe (Linear discriminant analysis Effect Size) algorithm, emphasizing both statistical and biological relevance, was used for biomarker discovery. Threshold for the logarithmic discriminant analysis (LDA) score was 2. Means with standard errors are indicated. * p<0.05; ** p<0.01.

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Fig. 5. IgA recognition patterns of the gut microbiota at 1 (left panels) and 12 months (right panels). Principal component analysis (PCA) based on the IgA index (reflecting the differences in IgA

status, e.g. the ratio of IgA+ and IgA-) of the dominant genera (>1% of total) of the gut microbiota at 1 month (nHealthy=27; nAllergic=19; nAsthma=9; A, C) and 12 months (nHealthy=27; nAllergic=19; nAsthma=10; B,

D) of age when comparing healthy children with children developing allergic manifestations (A, B) or

References

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