BURIED PENNY-SHAPED CRACKS
by
Christopher L. Floyd
A thesis submitted to the Faculty and the Board of Trustees of the Colorado School of Mines in partial fulfillment of the requirements for the degree of Master of Science (Mathematical & Computer Sciences).
Golden, Colorado Date
Signed:
Christopher L. Floyd
Signed:
Dr. Paul A. Martin Thesis Advisor
Golden, Colorado Date
Signed:
Dr. Willy A. Hereman
Professor and Head
Department of Applied Mathematics & Statistics
ABSTRACT
Penny-shaped cracks are commonly used mathematical models, generally used
in the field of fracture mechanics. One specific application is the modeling of mi-
crostructures, within elastic materials. From a purely mathematical perspective, a
penny-shaped crack can be described as a flat, disk-shaped crack. In this work, we
consider the buried penny-shaped crack problem, consisting of a single crack, buried
below the surface of a half-space. Specifically, the flat surface of the crack is taken to
be parallel to the boundary, and the radius of the crack is held constant. The primary
point of interest in this problem is the depth dependence of the stress intensity factor,
which characterizes the fracture conditions near the tip of the crack. Determining the
stress intensity factor for this problem is reduced to solving a pair of dual integral
equations, specifically looking at these equations evaluated at the upper bound of in-
tegration. These equations were amenable to numerical solution, where the distance
between the crack and the boundary was allowed to become small. The values of
these equations, at the upper bound of integration, both tend toward 0. Based on
the numerical results, the stress intensity factors for this problem were dependent on
the depth at which the penny-shaped crack is buried.
TABLE OF CONTENTS
ABSTRACT . . . iii
LIST OF FIGURES AND TABLES . . . v
CHAPTER 1 INTRODUCTION . . . 1
CHAPTER 2 BASIC PROBLEMS FOR LAPLACE’S EQUATION . . . 3
2.1 A Simple Boundary-Value Problem . . . 3
2.2 A Mixed Boundary-Value Problem . . . 6
2.3 A Disk in a Half-Space . . . 10
CHAPTER 3 CRACK PROBLEMS . . . 19
3.1 Axisymmetric elasticity . . . 19
3.2 A Pressurized Penny-Shaped Crack . . . 22
CHAPTER 4 A BURIED PENNY-SHAPED CRACK . . . 24
4.1 Integral Equations for A and B . . . 27
4.2 Simplified Integral Equations . . . 29
CHAPTER 5 CONCLUSION, RESULTS, AND EXTENSIONS . . . 39
REFERENCES CITED . . . 41
APPENDIX . . . 42
LIST OF FIGURES AND TABLES
Figure 1.1 Stresses near the tip of a crack in an elastic material . . . 2
Figure 2.1 Disk in a Half-Space . . . 10
Figure 2.2 Numerical solution to Love’s equation . . . 17
Figure 2.3 φ(1) for varying d . . . 18
Figure 4.1 Numerical solution to dual integral equations . . . 37
Figure 4.2 f 0 (1) and f 1 (1) for varying ε . . . 38
Table 4.1 Values of f 0 (1) and f 1 (1) for various ε . . . 38
CHAPTER 1 INTRODUCTION
In fracture mechanics, penny-shaped cracks are often used to model the microstruc- ture of elastic materials. In fact, such models are suitable for capturing many of the essential physical features of fluid saturated rocks. Mathematically speaking, a penny-shaped crack is simply a flat, disk-shaped crack.
When considering such cracks, it is convenient to use a cylindrical polar coordinate system, defined by (r, θ, z), with the z-axis perpendicular to the disk. It is also convenient to define the coordinate system so that the origin coincides with the center of the disk. In general, we assume that the crack has a constant radius, a. We begin examining this type of crack in Section 3.2.
The simplest problem to consider involves a single crack within an infinite elastic solid, where the crack is being inflated, or opened, by an axisymmetric pressure, denoted p(r). As the pressure is axisymmetric, there is no θ dependence. Typically, solving this type of problem leads to integral equations, which can be solved explicitly.
A more complicated problem involves placing the crack within an elastic half- space, where the crack is buried at a distance h below, but parallel to, the surface of the half-space. This is the buried penny-shaped crack problem. Similar to the infinite elastic solid case, solving problems of this type leads to a pair of coupled integral equations.
There are two main physical aspects that are of particular interest. The first point of interest is to consider what happens when we let h → 0. This corresponds to placing the crack near the boundary of the half-space. The second is a theoretical construct known as the stress intensity factor.
To define the stress intensity factor, let us consider an element near the tip of a
crack, within an elastic material, depicted in (Anderson, 2005, Figure 1.9) and Fig-
ure 1.1 below. Looking at the in-plane stresses on the element, each stress component is proportional to a single constant, say K I . Typically, the subscript is used to denote the mode of loading; Mode I refers to an opening stress, Mode II refers to an in-plane shear, and Mode III refers to an out-of-plane shear. As an example, for a crack with a radius of a in an infinite plate, subjected to a remote tensile stress, σ, the stress intensity factor is K I = σ √
πa.
Figure 1.1: Stresses near the tip of a crack in an elastic material
This single constant completely characterizes the crack-tip conditions for a linear
elastic material. Assuming that a material fails locally at some combination of stress
and strain, then that fracture must occure at a specific stress intensity K k , allowing for
a measure of fracture toughness. Failure then occurs when the stress intensity factor
reaches this specific stress intensity, when K I = K k . Thus, K k could be considered a
measure of the material resistance, while K I , the stress intensity factor, is the driving
force for fracture. Mathematically speaking, the stress intensity factor corresponds
to the solution of the integral equations near the endpoints of integration.
CHAPTER 2
BASIC PROBLEMS FOR LAPLACE’S EQUATION
We begin by considering a simple problem, and build up to more complicated problems. The purpose of this chapter is to become familiar with the mathematical tools and procedures necessary to examine the crack problems to come.
2.1 A Simple Boundary-Value Problem
Consider solving the three dimensional Laplace’s equation, ∇ 2 u = 0, in the half- space z > 0 with boundary condition
∂u
∂z = 1, x 2 + y 2 ≤ a 2 , 0, x 2 + y 2 > a 2 , on z = 0, and with the requirement that u → 0 as z → ∞.
Define a two-dimensional Fourier transform by F {u} =
Z ∞
−∞
Z ∞
−∞
u(x, y, z)e i(ξx+ηy) dx dy = U (ξ, η, z). (2.1) Therefore, the corresponding inverse transform is
F −1 {U } = 1 (2π) 2
Z ∞
−∞
Z ∞
−∞
U (ξ, η, z)e −i(ξx+ηy) dξ dη = u(x, y, z). (2.2) Then,
F ∂u
∂x
= Z ∞
−∞
Z ∞
−∞
∂u
∂x e i(ξx+ηy) dx dy
= Z ∞
−∞
ue i(ξx+ηy) ∞
−∞ dy − iξ Z ∞
−∞
Z ∞
−∞
ue i(ξx+ηy) dx dy
= 0 − iξU (since u → 0 at ∞)
and
F ∂ 2 u
∂x 2
= Z ∞
−∞
Z ∞
−∞
∂ 2 u
∂x 2 e i(ξx+ηy) dx dy
= Z ∞
−∞
∂u
∂x e i(ξx+ηy)
∞
−∞
dy − iξ Z ∞
−∞
Z ∞
−∞
∂u
∂x e i(ξx+ηy) dx dy
= 0 − iξF ∂u
∂x
= −ξ 2 U. (assuming ∂u ∂x → 0 at ∞)
Similarly,
F ∂u
∂y
= −iηU and F ∂ 2 u
∂y 2
= −η 2 U.
Next,
F ∂u
∂z
= Z ∞
−∞
Z ∞
−∞
∂u
∂z e i(ξx+ηy) dx dy
= ∂
∂z Z ∞
−∞
Z ∞
−∞
ue i(ξx+ηy) dx dy = ∂U
∂z and
F ∂ 2 u
∂z 2
= ∂ 2 U
∂z 2 . Therefore, applying F to Laplace’s equation,
∇ 2 u ≡ ∂ 2 u
∂x 2 + ∂ 2 u
∂y 2 + ∂ 2 u
∂z 2 = 0, gives
−ξ 2 U − η 2 U + ∂ 2 U
∂z 2 = 0.
This is an ODE for U regarded as a function of z. Using primes to indicate z- derivatives, we now have
U 00 = (ξ 2 + η 2 )U.
The general solution of this equation is
U (ξ, η, z) = Ae κz + Be −κz with κ = p
ξ 2 + η 2 . (2.3) The quantities A and B can depend on ξ and η but not on z.
We want to solve ∇ 2 u = 0 in the half-space z > 0. We require u → 0 as z → ∞, so U → 0 as z → ∞. This condition implies that
A = 0 and so U (ξ, η, z) = Be −κz . (2.4) To find B, we use the boundary condition on z = 0. We take this as
∂u
∂z = f (x, y) on z = 0, where f (x, y) = 1, x 2 + y 2 ≤ a 2 ,
0, x 2 + y 2 > a 2 . (2.5)
Applying F gives
∂U
∂z z=0
= F {f (x, y)} . Substituting for U from (2.4) gives
∂
∂z (Be −κz ) z=0
= −κB = Z ∞
−∞
Z ∞
−∞
f (x, y)e i(ξx+ηy) dx dy. (2.6) On the right-hand side, we only need to integrate over a disk because of the definition of f , see (2.5). We use polar coordinates,
x = r cos θ, y = r sin θ, ξ = κ cos β, η = κ sin β.
We have dx dy = r dr dθ, f = 1 for 0 ≤ r ≤ a and
ξx + ηy = κr cos θ cos β + κr sin θ sin β = κr cos (θ − β).
Thus, (2.6) becomes
−κB = Z a
0
r Z 2π
0
e iκr cos (θ−β) dθ dr. (2.7)
Consider the inner integral with respect to θ. The integrand is 2π-periodic, so we can set β = 0. The integral can be evaluated using Bessel functions, J n . Starting from the generating function (Abramowitz & Stegun, 1972, Equation 9.1.41)
e (w/2)(t−1/t) =
∞
X
n=−∞
t n J n (w), put t = ie iθ to obtain the Fourier series
e iw cos θ =
∞
X
n=−∞
i n J n (w)e inθ (2.8)
= J 0 (w) + 2
∞
X
n=1
i n J n (w) cos nθ.
Hence
i n J n (w) = 1 2π
Z 2π 0
e iw cos θ e −inθ dθ. (2.9)
Setting n = 0, (2.9) becomes
J 0 (w) = 1 2π
Z 2π 0
e iw cos θ dθ. (2.10)
To evaluate B, we use (2.10) in (2.7):
−κB = 2π Z a
0
rJ 0 (κr) dr
= 2π κ 2
Z κa 0
xJ 0 (x) dx = 2π
κ 2 {κaJ 1 (κa)} , using the third line of (Duffy, 2008, Table 1.4.1),
d
dz [z n J n (z)] = z n J n−1 (z),
with n = 1. Hence, B = −2πaκ −2 J 1 (κa) and U is given by (2.4).
Inverting U gives
u(x, y, z) = 1 (2π) 2
Z 2π 0
Z ∞ 0
− 2πa
κ 2 J 1 (κa)e −κz e −iκr cos (θ−β)
κ dκ dβ
= − a 2π
Z ∞ 0
1
κ J 1 (κa)e −κz Z 2π
0
e −iκr cos (β−θ)
dβ dκ
Consider the inner integral with respect to β. The integrand is 2π-periodic, so we can set θ = 0. As in the evaluation of B, the integral can be evaluated using the complex conjugate of (2.10), which gives
u(x, y, z) = − a 2π
Z ∞ 0
1
κ J 1 (κa)e −κz (2πJ 0 (κr)) dκ
= −a Z ∞
0
1
κ J 0 (κr)J 1 (κa)e −κz dκ.
2.2 A Mixed Boundary-Value Problem
Moving on to a more complicated problem, consider solving the three dimensional Laplace’s equation, ∇ 2 u = 0, in the half-space z > 0 with mixed boundary conditions
∂u
∂z = 1 for x 2 + y 2 ≤ a 2 , (2.11)
and
u = 0 for x 2 + y 2 > a 2 (2.12)
on z = 0, together with the requirement that u → 0 as z → ∞.
We start exactly as in Section 2.1, with two-dimensional Fourier transforms, ar- riving at (2.4):
U (ξ, η, z) = F {u} = Be −κz . (2.13) We need to apply the boundary conditions on z = 0 to find B. We start by inverting the transform,
u(x, y, z) = 1 (2π) 2
Z ∞
−∞
Z ∞
−∞
B(ξ, η)e −κz e −i(ξx+ηy) dξ dη.
We use polar coordinates, just as before, which gives u(r, θ, z) = 1
4π 2 Z 2π
0
Z ∞ 0
B(κ, β)e −κz e −iκr cos(θ−β)
κ dκ dβ. (2.14) Therefore, the first boundary condition (2.11), valid for r ≤ a, gives
1 4π 2
Z 2π 0
Z ∞ 0
B(κ, β)(−κ)e −κ(0) e −iκr cos(θ−β)
κ dκ dβ = 1, since B does not depend on z.
Similarly, the second boundary condition (2.12), valid for r > a, gives 1
4π 2 Z 2π
0
Z ∞ 0
B(κ, β)e −κ(0) e −iκr cos(θ−β)
κ dκ dβ = 0.
So, we have the “dual integral equations”, Z 2π
0
Z ∞ 0
B(κ, β)κ 2 e −iκr cos(θ−β)
dκ dβ = −4π 2 on r ≤ a, (2.15) Z 2π
0
Z ∞ 0
B(κ, β)κe −iκr cos(θ−β)
dκ dβ = 0 on r > a. (2.16)
These hold for 0 ≤ θ < 2π.
The right-hand sides of these equations do not depend on θ, so we should ex- pand the left-hand sides as Fourier series in θ and then retain only the term that is independent of θ. Taking the complex conjugate of (2.8) gives
e −iw cos(θ−β) =
∞
X
n=−∞
(−i) n J n (w)e −in(θ−β) . (2.17)
Substituting into (2.15) and (2.16) gives
∞
X
n=−∞
(−i) n e −inθ Z ∞
0
B n (κ)κ 2 J n (κr) dκ = −4π 2 on r ≤ a, (2.18)
∞
X
n=−∞
(−i) n e −inθ Z ∞
0
B n (κ)κJ n (κr) dκ = 0 on r > a, (2.19)
for 0 ≤ θ < 2π, where
B n (κ) = Z 2π
0
B(κ, β)e inβ dβ.
As the right-hand sides of (2.18) and (2.19) do not depend on θ, we deduce that B n = 0 for n 6= 0. Instead of using B 0 , we simplify notation a little by defining
A(κ) = κB 0 4π 2 = κ
4π 2 Z 2π
0
B(κ, β) dβ, (2.20)
and then (2.18) and (2.19) give Z ∞
0
κA(κ)J 0 (κr) dκ = −1 on r ≤ a, (2.21)
Z ∞ 0
A(κ)J 0 (κr) dκ = 0 on r > a. (2.22)
Going back to the formula for u and using (2.20) with B n = 0 for n 6= 0, (2.14) simplifies to
u(r, z) = Z ∞
0
A(κ)J 0 (κr)e −κz dκ, (2.23) which depends only on r and z, not on θ.
Let us solve (2.21) and (2.22) for A(κ). We begin by writing A(κ) =
Z a 0
g(t) sin(κt) dt, (2.24)
where g is to be found. Then, Z ∞
0
A(κ)J 0 (κr) dκ = Z a
0
g(t)
Z ∞ 0
sin(κt)J 0 (κr) dκ
dt. (2.25)
From (Duffy, 2008, Equation 1.4.13), we have Z ∞
0
sin(κt)J 0 (κr) dκ = 0, t < r,
(t 2 − r 2 ) −1/2 , t > r. (2.26) Then, we see that the inner integral in (2.25) vanishes for r > a as 0 ≤ t ≤ a.
Therefore the expression of A(κ) as (2.24) ensures that (2.22) is satisfied exactly, for
any choice of g.
Next, we integrate by parts in (2.24), giving
A(κ) = Z a
0
g(t) sin(κt) dt = −g(a) cos(κa)
κ + 1
κ Z a
0
g 0 (t) cos(κt) dt, (2.27)
where we assume g(0) = 0 (see Appendix A).
Substituting into (2.21) gives
−g(a) Z ∞
0
cos(κa)J 0 (κr) dκ + Z a
0
g 0 (t)
Z ∞ 0
cos(κt)J 0 (κr) dκ
dt = −1. (2.28)
From (Duffy, 2008, Equation 1.4.14), we have Z ∞
0
cos(κt)J 0 (κr) dκ = (r 2 − t 2 ) −1/2 , t < r,
0, t > r. (2.29)
Then, we see that the first integral in (2.28) vanishes, and we are left only with the portion of the second integral corresponding to t < r,
Z r 0
g 0 (t)
√ r 2 − t 2 dt = −1, which is an Abel-type integral equation.
Now, from (Duffy, 2008, Equation 1.2.13) and (Duffy, 2008, Equation 1.2.14), we have
g 0 (t) = 2 π
d dt
Z t 0
√ −r
t 2 − r 2 dr
= 2 π
d dt [−t] .
Hence, g(t) = −2t/π, where the constant of integration is zero, since g(0) = 0, and then A(κ) is given by (2.27).
Using (2.24) in (2.23) gives
u(r, z) = Z ∞
0
Z a 0
− 2
π t sin(κt) dt
J 0 (κr)e −κz dκ
= 2 π
Z ∞ 0
a
κ cos(κa) − 1
κ 2 sin(κa)
J 0 (κr)e −κz dκ.
From (Abramowitz & Stegun, 1972, Equation 10.1.11), we have j 1 (κa) = sin(κa)
(κa) 2 − cos(κa)
κa ,
a spherical Bessel Function of the first kind.
Therefore,
u(r, z) = −2a 2 π
Z ∞ 0
j 1 (κa)J 0 (κr)e −κz dκ.
Finally, using (Abramowitz & Stegun, 1972, Equation 10.1.1), j 1 (κa) =
r π 2κa J
32
(κa), and we have
u(r, z) = − r 2a 3
π Z ∞
0
√ 1
κ J 0 (κr)J
32