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Linköping Studies in Science and Technology

Dissertation No. 1378

Luminescence Properties of ZnO

Nanostructures and Their Implementation as

White Light Emitting Diodes (LEDs)

Naveed ul Hassan Alvi

Physical Electronics and Nanotechnology Division Department of Science and Technology (ITN)

Campus Norrköping, Linköping University SE-60174 Norrköping Sweden

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Copyright © 2011 by Naveed ul Hassan Alvi

naval@itn.liu.se nhalvi@gmail.com

ISBN: 978-91-7393-139-7 ISSN 0345-7524

Printed by LiU-Tryck, Linköping University, Linköping, Sweden

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Luminescence Properties of ZnO Nanostructures and Their

Implementation as White Light Emitting Diodes (LEDs)

Naveed ul Hassan Alvi

Department of Science and Technology, Linköping University Sweden, 2011

Abstract:

In the past decade the global research interest in wide band gap semiconductors has been focused on zinc oxide (ZnO) due to its excellent and unique properties as a semiconductor material. The high electron mobility, high thermal conductivity, good transparency, wide and direct band gap (3.37 eV), large exciton binding energy (60 meV) at room temperature and easiness of growing it in the nanostructure form, has made it suitable for wide range of applications in optoelectronics, piezoelectric devices, transparent and spin electronics, lasing and chemical sensing.

In this thesis, luminescence properties of ZnO nanostructures (nanorods, nanotubes, nanowalls and nanoflowers) are investigated by different approaches for possible future application of these nanostructures as white light emitting diodes. ZnO nanostructures were grown by different growth techniques on different p-type substrates. Still it is a challenge for the researchers to produce a stable and reproducible high quality p-type ZnO and this seriously hinders the progress of ZnO homojunction LEDs. Therefore the excellent properties of ZnO can be utilized by constructing heterojunction with other p-type materials.

The first part of the thesis includes paper I-IV. In this part, the luminescence properties of ZnO nanorods grown on different p-type substrates (GaN, 4H-SiC) and different ZnO nanostructures (nanorods, nanotubes, nanoflowers, and nanowalls) grown on the same substrate were investigated. The effect of the post-growth annealing of ZnO nanorods and nanotubes on the deep level emissions and color rendering properties were also investigated.

In paper I, ZnO nanorods were grown on p-type GaN and 4H-SiC substrates by low temperature aqueous chemical growth (ACG) method. The luminescence properties of the fabricated LEDs were investigated at room temperature by electroluminescence (EL) and photoluminescence (PL) measurements and consistency was found between both the measurements. The LEDs showed very bright emission that was a combination of three emission peaks in the violet-blue, green and orange-red regions in the visible spectrum.

In paper II, different ZnO nanostructures (nanorods, nanotubes, nanoflowers, and nanowalls) were grown on p-GaN and the luminescence properties of these nanostructures based LEDs were comparatively investigated by EL and PL measurements. The nanowalls structures were found to be emitting the highest emission in the visible region, while the nanorods have the highest emissions in the UV region due to its good crystal quality. It was also estimated that the ZnO nanowalls structures have strong white light with the highest color rendering index (CRI) of 95 with correlated color temperature (CCT) of 6518 K.

In paper III, we have investigated the origin of the red emissions in ZnO by using post-growth annealing. The ZnO nanotubes were achieved on p-GaN and then annealed in different ambients (argon, air, oxygen and nitrogen) at 600 oC for 30 min. By comparative investigations of EL spectra of the LEDs it was found that more than one deep level defects

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are involved in the red emission from ZnO nanotubes/p-GaN LEDs. It was concluded that the red emission in ZnO can be attributed to oxygen interstitials (Oi) and oxygen vacancies (Vo) in the range of 620 nm (1.99 eV) to 690 nm (1.79 eV) and 690 nm (1.79 eV) to 750 nm (1.65 eV), respectively.

In paper IV, we have investigated the effect of post-growth annealing on the color rendering properties of ZnO nanorods based LEDs. ZnO nanorods were grown on p-GaN by using ACG method. The as grown nanorods were annealed in nitrogen, oxygen, argon, and air ambients at 600 oC for 30 min. The color rendering indices (CRIs) and correlated color temperatures (CCTs) were estimated from the spectra emitted by the LEDs. It was found that the annealing ambients especially air, oxygen, and nitrogen were found to be very effective. The LEDs based on nanorods annealed in nitrogen ambient, have excellent color rendering properties with CRIs and CCTs of 97 and 2363 K in the forward bias and 98 and 3157 K in the reverse bias.

In the 2nd part of the thesis, the junction temperature of n-ZnO nanorods based LEDs at the built-in potential was modeled and experiments were performed to validate the model. The LEDs were fabricated by ZnO nanorods grown on different p-type substrates (4H-SiC, GaN, and Si) by the ACG method. The model and experimental values of the temperature coefficient of the forward voltage near the built-in potential (~Vo) were

compared. It was found that the series resistance has the main contribution in the junction temperature of the fabricated devices.

In the 3rd part of the thesis, the influence of helium (He+) ion irradiation bombardment on luminescence properties of ZnO nanorods based LEDs were investigated. ZnO nanorods were grown by the vapor-liquid-solid (VLS) growth method. The fabricated LEDs were irradiated by using 2 MeV He+ ions with fluencies of ~ 2×1013 ions/cm2 and ~ 4×1013 ions/cm2. It was observed that the He+ ions irradiation affects the near band edge emissions as well as the deep level emissions in ZnO. A blue shift about 0.0347 eV and 0.082 eV was observed in the PL spectra in the near band emission and green emission, respectively. EL measurements also showed a blue shift of 0.125 eV in the broad green emission after irradiation. He+ ion irradiation affects the color rendering properties and decreases the color rendering indices from 92 to 89.

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List of publications included in the thesis

Paper I

Fabrication and characterization of high brightness light emitting diodes based on n-ZnO nanorods grown by low temperature chemical method on p-4H-SiC and p-GaN

N. H. Alvi, M. Riaz, G. Tzamalis, O. Nur, and M. Willander Semiconductor Science and Technology 25, 065004 (2010)

Paper II

Fabrication and comparative optical characterization of n-ZnO nanostructures (nanowalls, nanorods, nanoflowers and nanotubes)/p-GaN Light emitting diodes

N. H. Alvi, Syed M. Usman Ali, S. Hussain, O. Nur, and M. Willander

Scripta Materiala 64, 697 (2011)

Paper III

The origin of the red emission in n-ZnO nanotubes/p-GaN white light emitting diodes N. H. Alvi, K. ul Hasan, O. Nur, and M. Willander

Nanoscale Research Letters 6, 130 (2011)

Paper IV

The effect of the post-growth annealing on the color rendering properties of n-ZnO nanorods /p-GaN light emitting diodes

N. H. Alvi, M. Willander, and O. Nur

(Accepted in Lighting Research and Technology) DOI: 10.1177/1477153511398025

Paper V

Junction temperature in n-ZnO nanorods/ (p-4H-SiC, p-GaN, and p-Si) heterojunction light emitting diode

N. H. Alvi, M. Riaz, G. Tzamalis, O. Nur, and M. Willander

Solid State Electronics 54, 536 (2010) Paper VI

Influence of helium-ion bombardment on optical properties of ZnO nanorods/p-GaN light emitting diodes

N. H. Alvi, S. Hussain, J. Jensen, O. Nur, and M. Willander (Submitted to Nanoscale

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List of publications not included in the thesis

Paper I

Buckling and elastic stability of vertical ZnO nanotubes and nanorods

M. Riaz, A. Fulati, G. Amin, N. H. Alvi, O. Nur, and M. Willander J. Appl. Phys. 106, 034309(2009)

Paper II

A potentiometric intracellular glucose biosensor based on the immobilization of glucose oxidize on the ZnO nanoflakes

A. Fulati, Syed M. Usman Ali, M. H. Asif, N. H. Alvi, M. Willander, Cecilia Brännmark, Peter Strålfors, Sara I. Börjesson, and Fredrik Elinder

Sensor and Actuators B 150, 673 (2010)

Paper III

The effect of the post-growth annealing on the electroluminescence properties of n-ZnO nanorods/p-GaN light emitting diodes

N. H. Alvi, M. Willander, and O. Nur

Superlattices and Microstructures 47, 754 (2010)

Paper IV

The impact of ion irradiation on piezoelectric power generation from ZnO nanorods array

N. H. Alvi, S. Hussain, O. Nur, and M. Willander (manuscript) Paper V

A comparative study of the electrodeposition and the aqueous chemical growth techniques for the utilization of ZnO nanorods on p-GaN for white light emitting diodes

S. Kishwar, K. ul Hasan, N. H. Alvi, P. Klason, O. Nur, and M. Willander Superlattices and Microstructures 49, 32 (2011)

Paper VI

Selective potentiometric determination of Uric Acid with functionalized Uricase on ZnO nanowires

Syed M. Usman Ali, N.H. Alvi, Omer Nur, Magnus Willander, and Bengt Danielsson Sensor and Actuators B 152, 241 (2011)

Paper VII

Single Nanowire-based UV photo detectors for fast switching

K. ul Hasan, N. H. Alvi, Jun Lu, O. Nur, and Magnus Willander Nanoscale Research Letters 6, 348 (2011)

Paper VIII

Rectifying characteristics and electrical transport behavior of ZnO nanorods/4H-SiC heterojunction LEDs

N. H. Alvi, G. Amin, O. Nur, and M. Willander

(Manuscript)

Paper IX

Single ZnO nanowire biosensor for detection of glucose interactions

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Paper X

Comparative optical characterization of n-ZnO nanorods grown by different growth methods

N. H. Alvi, S. Hussain, O. Nur, and M. Willander

(Manuscript)

Paper XI

Fabrication and characterization of white light emitting diode based on ZnO nanorods on p-Si

M. M. Rahman, P. Klason, H.A. Naveed, M. Willander

2008 8th IEEE Conference on Nanotechnology (2008: Arlington TX United States) p. 51 – 54 Proceedings IEEE-NANO. (2008)

Paper XII

Photonic nano-devices and coherent phenomena in some low dimensional systems

Magnus Willander, Y.E. Lozovik , S.P. Merkulova , Omer Nour , A. Wadeasa , P. Klason , B. Nargis , N.H. Alvi , S. Kishwar

214th Electrochemcial Society Meeting, Abstract #2034 Honolulu, Hawaii, USA (2008)

Paper XIII

Intrinsic white-light emission from zinc oxide nanorods heterojunctions on large-area substrates

M. Willander, O. Nur, S. Zaman, A. Zainelabdin, G. Amin, J. R. Sadaf, M. Q. Israr, N. Bano, I. Hussain and N. H. Alvi

(Proceedings of SPIE Volume 7940) DOI: 10.1117/12.879327.

Mediterranean Conference on Innovative Materials and Applications held in Beirut, Lebanon in March, 2011

Paper XVI

ZnO as an energy efficient material for white LEDs and UV LEDs

M. Willander, O. Nur, N. Bano, I. Hussain, A. Zainelabdin, S. Zaman, M. Q. Israr, and N. H.

Alvi

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ACKNOWLEDGEMENT

On this memorable night in my life when I am going to finish the writing of this thesis, first of all I bestowed the thanks before Allah Almighty who vigorate me with capability to complete this research work. In the way to the completion of this thesis, my family, teachers, colleagues, and friends all contributed in different ways. At this moment I am very thankful to all of them.

I would like to express my deep sense of gratitude to my supervisor Prof. Magnus Willander for his useful and valuable suggestions, inspiring guidance and consistent encouragement without which this thesis could have never been materialized. He always taught me how to face hard moments in research and life.

I also wish to record my sincere thanks to my co-supervisor Associate Prof. Omer Nour for his kind cooperation, valuable contribution, patience and guidance during my study and research work. I am also thankful to the ex-research administrator Lise-Lotte Lönndahl Ragnar and our group research administrator Ann-Christin Norén for their administrative help during my studies and research work.

I am also thankful to Dr. Peter Klason, Dr. Georgios Tzamalis, Dr. Alim Fulati, Dr. Muhammad Riaz, Dr. Lili Yang, Dr. Pranciškus Vitta, Prof. Artūras Žukauskas, and Dr. Jens Jensen for their endless cooperation in my research work and nice company.

I am also thankful to all my teachers in my academic career who gave me light of knowledge, every possible help, and guidance which enabled me to be a PhD researcher which was my dream in life. Words are lacking to express my obligations to Higher Education Commission (HEC) government of Pakistan for partial financial help in my research work. I am also very thankful to Dr. Atta ur Rehman (Ex-Chairman HEC), Dr. Javeed Laghari (Chairman HEC), Muhammad Ashfaq, project manager (HEC), Dr. Sohail Naqvi, and Dr. Yasir Jameel for their cooperation and good wishes. I offer my sincerest wishes and warmest thanks to all my group members. Many thanks for your cooperation and nice company. It was always my pleasure to work with you all.

I am also thankful to my friend Zia ullah Khan and his family. They always treated me like a brother. Thank you for help, guidance and nice company.

My gratitude will remain incomplete if I do not mention that great contribution of my caring brothers Waseed ul Hassan Alvi, Waheed ul Hassan Alvi, Ameed ul Hassan Alvi and my sisters Aisha Bano Alvi, Fatima Alvi, Wahida Alvi, and Saima Alvi during whole my studies. I wish to express thanks for their love and affection for me in every aspect of life.

I would like to express my profound admiration and salute to my affectionate Father Dr. Khursheed Ahmad Alvi and my sweet mother who taught me the first word to speak, the first alphabet to write and the first step to take. Thanks for your prayers, encouragement and unforgettable sacrifices with patience throughout my career. I am also thankful to all my family, especially my uncles Moulana Nazir Ahmad Alvi and Moulana Abdur Rasheed Alvi for their prayers and encouragement. I am also very thankful to my loving wife Rahat Alvi (Gul Bano). Thank you for all your help with reference and figure corrections and also for taking care of the house and for cooking delicious foods during my studies and research. I love you 

Finally I would like to thank you for reading this thesis and I hope you will enjoy the reading. Naveed ul Hassan Alvi

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Table of Contents:

Chapter 1 ... 1

Introduction and motivation ... 1

Chapter 2 ... 7

Properties of ZnO ... 7

2.1 Basic properties of ZnO... 7

2.2 The basic physical parameters for ZnO ... 9

2.5 Defects and luminescence in ZnO ... 14

2.6 Electrical properties of ZnO ... 17

2.7 Mechanical properties ... 19

Chapter 3 ... 27

Device applications of ZnO nanostructures ... 27

3.1 Light emitting diodes ... 27

3.2 ZnO based UV photodetectors ... 35

3.3 ZnO based biosensors ... 36

Chapter 4 ... 43

Synthesis of ZnO nanostructures and fabrication of LEDs ... 43

4.1 Substrate preparation ... 43

4.2 Growth of ZnO nanostructures ... 45

4.2.1 The synthesis of nanorods by vapor-liquid-solid method... 45

4.2.2 Synthesis of nanostructures by the aqueous chemical growth (ACG) method... 50

4.2.2.1 Synthesis of ZnO nanorods ... 50

4.2.2.2 Growth of ZnO nanotubes ... 52

4.2.2.3 Growth of ZnO nanowalls ... 52

4.2.2.4 Growth of ZnO nanoflowers ... 52

4.3 Bottom contacts deposition ... 55

4.4 Spin coating of photo resist and plasma etching ... 56

4.5 Top contacts deposition ... 56

Chapter 5 ... 61

Experimental and characterization techniques ... 61

5.1 Scanning electron microscopy ... 61

5.2 Atomic force microscope ... 64

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5.4 Photoluminescence ... 66

5.5 Electroluminescence ... 69

5.6 Electrical characterization ... 70

5.7 Annealing studies ... 70

5.8 Color rendering extraction ... 71

5.9 Irradiation studies ... 72

References ... 73

Chapter 6 ... 75

Results ... 75

6.1 Luminescence properties of ZnO nanostructures ... 75

6.2 Junction temperature of n-ZnO nanorods based LEDs ... 92

6.3 The influence of helium (He+) ion irradiation on the luminescence properties of ZnO nanorods based LEDs ... 98

Chapter 7 ... 107

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List of Figures

Figure 2.1: The hexagonal wurtzite structure of ZnO. One unit cell of the crystal is out lined for clarity. 8 Figure 2.2: The zincblende (left) and rock salt (right) phases of ZnO. Only one unit cell is illustrated for

clarity. 8

Figure 2.3: The band structure of bulk wurtzite ZnO calculated by the LDA method (a) and self-interaction

corrected pseudopotential (SIC-PP) method (b). Reprinted with permission from ref [22]. 12

Figure 2.4: The band structure and symmetries of hexagonal ZnO with splitting of the valance and the

conduction bands in the vicinity of the fundamental band-gap. 13

Figure 2.5: Shows the PL spectrum of ZnO nanoflowers and EL spectrum of ZnO nanorods based LED at

room temperature [49]. 14

Figure 2.6: Schematic band diagram of some deep level emissions (DLE) in ZnO based on the full

potential linear muffin-tin orbital method and other reported data [84, 92]. 18

Figure 2. 7: A typical I-V characteristic for different ZnO (nanostructures)/p-GaN LEDs [49]. 18

Figure 2.8: (Color online) Load vs displacement curve of the as grown ZnO nanorods from indentation experiment, (a) buckled ZnO nanorods, and (b) bending flexibility of ZnO nanorods curve

[106]. 20

Figure 2.9: (Color online) Load vs displacement curve of the etched ZnO nanotubes from the nanoindentation experiment, (a) buckled ZnO nanotubes, and (b) bending flexibility of ZnO

nanotubes curve [106]. 20

Figure 3.1: The electroluminescence (EL) of the as grown ZnO nanorods on p-GaN substrates [15]. 31

Figure 3.2: The photoluminescence (PL) of the as grown ZnO nanorods on p-GaN substrates [15]. 31

Figure3.3: Anderson model energy band diagram of the n-ZnO/p-GaN heterojunction structure. 32

Figure 3.4: Shows typical I-V characteristic for different ZnO (nanostructures) /p-GaN LEDs [16]. 34

Figure 3.5: Shows the CIE 1931 x, y chromaticity space of ZnO nanostructures based LEDs [16]. 34

Figure 3.6: Photo-response of a single ZnO nanowire under pulsed illumination by a 365 nm wavelength UV light with (a) Schottky contact on one side, and (b) ohmic contacts on both sides [66]. 36

Figure 3.7: Reproducibility and stability of the glucose-sensing microelectrodes [30]. 37

Figure 3.8: Time response of the ZnO nanowires/Uricase sensor electrodes in 100 µM uric acid solution (a) without membrane, and (b) with membrane. The calibration curves for the uric acid sensor (c)

with membrane, and (d) without membrane [31]. 38

Figure 4.1: Schematic illustraion of the device fabrication. 45

Figure 4.2: A schematic diagram of the vapor-liquid-solid technique. 46

Figure 4.3: The VLS growth presentation of ZnO nanorods. 46

Figure 4.4: SEM images for ZnO nanorods grown on different substrates, (a, b) p-GaN, (c-e) 4H-SiC, and

(f-h) Si under different growth parameters. 49

Figure 4.5: Shows the SEM images of ZnO nanorods with different diameters, (a) ~440 nm, (b) ~200 nm,

(c) ~150 nm, and (d) ~35 nm. 51

Figure 4.6: SEM images of (a) ZnO nanotubes, (b) ZnO nanowalls, and (d) ZnO nanoflowers. 53

Figure 4.7: SEM image of grown ZnO nanorods by the sol-gel method. 54

Figure 4.8: The SEM image of grown ZnO nanorods by Electro-Chemical deposition (ECD) method. 55

Figure 5.1: Schematic diagram of the scanning electron microscopy. 62

Figure 5.2: Typical SEM images of different ZnO nanostructures (a) nanorods, (b) nanoflowers, (c)

nanotubes, and (d) nanowalls. 63

Figure 5.3: A 4µm × 4µm AFM image of ZnO nanorods grown on p-GaN. 64

Figure 5.4: Shows a schematic diagram of Bragg reflection from crystalline lattice planes having interplan

distace “d” between two lattice plane. 65

Figure 5.5: Display the θ-2θ XRD spectra of ZnO (a) nanowalls, (b) nanorods, (c) nanoflowers, and (d)

nanotubes grown on p-GaN substrates, respectively. 66

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Figure 5.7: A typical I-V characteristics for different ZnO (nanostructures)/p-GaN LEDs [3]. 68

Figure 6.1: (a) Room temperature photoluminescence spectrum for the ZnO nanorods on p-4H-SiC substrate, and in (b) the room temperature photoluminescence spectrum for the ZnO nanorods

on p-GaN substrate [1]. 77

Figure 6.2: (a)Electroluminescence spectrum for ZnO nanorods/p-4H-SiC LED, and in (b)

electroluminescence spectrum for the ZnO nanorods/p-GaN LED [1]. 77

Figure 6.3: Room temperature photoluminescence spectrum for ZnO nanostructures (a) nanowalls, (b) nanorods, (c) nanoflowers, and (d) nanotubes on p-GaN and (e) shows the combine PL spectra

of all the four nanostructures [4]. 80

Figure 6.4: Displays the electroluminescence spectra for n-ZnO (nanostructures)/p-GaN LEDs, in (a) nanowalls, (b) nanoflowers (c) nanorods, and (d) nanotubes, (e) shows the EL spectra of all the nanostructures, and (f) shows the CIE 1931 x, y chromaticity space of ZnO nanostructures based

LEDs [4]. 82

Figure 6.5: Typical I-V characteristic for different ZnO (nanostructures)/p-GaN LEDs as indicated in the

figure [4]. 82

Figure 6.6: Schematic band diagram of the DLE emissions in ZnO based on the full potential linear

muffin-tin orbital method and the reported data and references in [6]. 85

Figure 6.7: Electroluminescence spectra of different LEDs at an injection current of 3 mA, under forward bias of 25 V and it shows the shift in emission peak after annealing in different ambients [6]. 85 Figure 6.8: The CIE 1931 x, y chromaticity space of ZnO nanotubes annealed in different ambients [6]. 88 Figure 6.9: Normalized spectral power distributions for the LEDs based on the as-grown n-ZnO nanorods

and after annealing in air, oxygen, and nitrogen ambients [11]. 88

Figure 6.10: The chromaticity coordinates of different LEDs (a) under forward bias and (b) under reverse

bias plotted on the CIE (1931) x,y, chromaticity diagram [11]. 91

Figure 6.11: The energy band diagram of the n-ZnO nanorods/p-4H-SiC heterostructure [13]. 93

Figure 6.12: (a), (b), and (c) illustrate the measured forward voltage versus temperature for the n-ZnO nanorods/(p-4H-SiC, p-GaN, and p-Si) heterostructures at different values of the current respectively and (d), (e), (f) show the measured series resistance versus the junction

temperature for n-ZnO nanorods/ (p-4H-SiC, p-GaN, and p-Si), respectively [13]. 96

Figure 6.13: (a, b) show the measured I-V characteristics of the n-ZnO nanorods/ p-4H-SiC, p-GaN at different temperatures, (c) shows the measured I-V characteristics of the n-ZnO nanorods/ p-Si LEDs and (d, e) shows the electroluminescence spectrum for ZnO (NRs)/p-4H-SiC and p-GaN

LEDs [13]. 96

Figure 6.14: Room temperature photoluminescence spectra for ZnO nanorods (a) as grown, (b) after irradiation with fluency of ~ 2×1013 ions/cm2, (c) after irradiation with fluency of ~ 4×1013 ions/cm2, and (d) shows the PL spectra of all the samples together for comparison [18] 99

Figure 6.15: Display the electroluminescence spectra for n-ZnO nanorods/p-GaN LEDs, (a) as grown, (b) after irradiation with fluency of ~ 2×1013 ions/cm2, (c) after irradiation with fluency of ~ 4×1013

ions/cm2, and (d) shows the EL spectra of all the LEDs together for comparison [18]. 99

Figure 6.16: Display the CIE 1931 x, y chromaticity space, showing the chromaticity coordinates of LEDs under forward bias for ZnO NRs/p-GaN LEDs, (a) as grown ZnO NRs, (b) after irradiation with fluency of ~ 2×1013 ions/cm2, (c) after irradiation with fluency of ~ 4×1013 ions/cm2, and (d) all

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List of Tables

Table 2.1: Basic physical properties of ZnO at room temperature [1, 9-13] 10

Table 4.1: Different ohmic contacts schemes for p-type GaN 56

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Chapter 1

Introduction and motivation

Nanotechnology has developed a bridge among all the fields of science and technology. Materials and structures with low dimensions have excellent properties which enable them to play a crucial role in the rapid progress of the fields of science. With these amazing properties, one dimensional nanostructures have become the back bone of research in all the fields of natural sciences.

In the past decade, the global research interest in wide band gap semiconductors has been significantly focused to zinc oxide (ZnO) due to its excellent properties as a semiconductor material. The high electron mobility, high thermal conductivity, good transparency, wide and direct band gap (3.37 eV), large exciton binding energy and easiness of growing it in the nanostructure form by many different methods make ZnO suitable for wide range of uses in optoelectronics, transparent electronics, lasing and sensing applications [1-4]. In last decade, the number of publications on ZnO has increased annually and in 2007 ZnO has become the second most popular semiconductor after Si and its popularity is still increasing with time [5].

Obtaining controllable, reliable, reproducible and high conductive p-type doping in ZnO has proved to be very difficult task [6-9], due to the low formation energies for intrinsic donor defects such as zinc interstitials (Zni) and oxygen vacancies (VO) which can

compensate the accepters. The efficiency of light emitting diodes can be limited by the low carrier concentration and mobility of holes therefore the excellent properties of ZnO might be best utilized by constructing heterojunctions with other semiconductors. Therefore the growth of n-type ZnO on other p-type materials could provide an alternative way to realize ZnO based p-n heterojunctions. In this way, the emission properties of LEDs can still be determined by the excellent optical properties of ZnO. Various heterojunctions of ZnO thin films have been achieved using various p-type materials like, GaN, AlGaN, Si, CdTe, GaAs, and diamond [10-15]. The p-GaN is the best among the candidates for developing heterojunction based LEDs with n-ZnO because it has many advantages over other p-type materials. Both ZnO and GaN have the same wurtzite crystal structure, the same lattice parameters (lattice mismatch is only 1.8%) and have almost the same band gap of 3.37 eV and 3.4 eV, respectively at room temperature.

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There are also reports on the fabrication of more complex device structures. To modify the device structure, some insulating or undoped layers were introduced between n-ZnO nanorods and p-GaN but insertion of such layers in the device structures has changed the emission spectra as compared to simple n-ZnO/p-GaN LEDs [16-21].

The n-ZnO/p-GaN LEDs have great potential to be a possible candidate for white light source as they emits emission covering the whole visible spectrum with no need of light conversion. There is a large variety of results that have been reported in the literature on the emission spectra and heterojunction investigations for ZnO nanostructures/p-GaN LEDs. The comprehensive investigations of the properties of n-ZnO/p-GaN LEDs are still great of interest. The low cost grown ZnO nanostructures/p-GaN thin films LEDs are of special interest. The ZnO nanorods and nanotubes based LEDs are more interesting as they have the potential to improve light extraction [22].

In this research work, n-ZnO nanostructures (nanorods, nanotubes, nanoflowers, and nanowalls) were grown by low cost aqueous chemical growth (ACG) and vapor liquid solid (VLS) growth techniques on p type GaN, 4H-SiC and Si substrates to construct p-n heterojunction LEDs. The luminescence properties and color quality of the fabricated LEDs were investigated. A relation for junction temperature of the n-ZnO nanorods/GaN, p-4HSiC, p-Si LEDs was also modeled and experiments were performed to validate the model. The influence of helium (He+) ion irradiation on the luminescence properties of ZnO nanorods/p-GaN LEDs was also investigated for nuclear and space application.

Now the world is seeking to replace the high energy consumption conventional light bulbs with low energy consumption LEDs, and in this way there will be a decrease in the energy consumption by around 20%. According to the recent analysis by the U.S. Department of Energy (DOE), the estimated cumulative energy saving for replacing lighting with LEDs for period spanning 2010-2030 is $ 120 billion at today’s energy prices and it will also reduce the emission of carbon in the environment by 246 million metric ton [23].

However, the GaN is still leading the commercial LEDs in the market but ZnO has also much potential to compete and over head the GaN based LEDs. But the problem is to understand and control the origin of visible emissions which is still controversial after investigations for decades. This thesis is mainly devoted to investigations about the luminescence properties of ZnO nanostructures and the implementation of these nanostructures as white LEDs. Annealing studies of ZnO nanotubes were also performed to

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investigate the origin of different emissions in ZnO by using photoluminescence (PL) and electroluminescence (EL) experiments at room temperature. The luminescence comparison study of ZnO nanorods grown on different p-type substrates and different nanostructures on the same substrate were also used to investigate the emissions in ZnO.

This thesis has been organized in this way; chapter 2 focuses on some basic properties of ZnO and gives a brief discussion about luminescence, electrical and mechanical properties of ZnO. Chapter 3 focuses on LEDs, UV detectors, and biosensing applications of ZnO nanostructures. Chapter 4 describes the synthesis of different ZnO nanostructures by using different growth techniques and fabrication of LEDs. Chapter 5 focuses on the experimental and characterization techniques used in this research work. Chapter 6 describes the results and finally in chapter 7 the thesis ends with concluding remarks.

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References:

[1] A. Janotti and C. G. Van de Walle, Rep. Prog. Phys. 72, 126501 (2009) [2] M. Willander et al., Nanotechnology, 20, 332001 (2009)

[3] Z. L. Wang, Materials Today 7, 26 (2004) [4] U. Ozgur et al., J. Appl. Phys. 98, 1 (2005)

[5] Peter Klason, Zinc oxide bulk and nanorods, A study of optical and mechanical properties, PhD thesis, University of Gothenburg, (2008)

[6] S. B. Ogale, Thin films and Heterostructures for Oxide Elelectronics (New York: Springer) (2005)

[7] N. H. Nickel, and E. Terukov, (ed) Zinc Oxide—A Material for Micro- and Optoelectronic Applications (Netherlands:Springer) (2005)

[8] U. Ozgur, Y. I. Alivov, C. Liu, A. Teke, M. A. Reshchikov, S. Dogan, V. Avrutin, S. J. Cho, and H. Morkoc, J. Appl. Phys. 98, 041301 (2005)

[9] C. Jagadish and S. J. Pearton (ed) Zinic Oxide Bulk, Thin Films, and Nanostructures (New York: Elsevier) (2006)

[10] C. X. Wang, G. W. Yang, H. W. Y. H. Han. J. F. Luo, C. X. Gao, and G. T. Zou, Appl. Phys. Lett. 84, 2427 (2004)

[11] X. D. Chen, C.C. Ling, S. Fung, C. D. Beling, Y. F. Mei, R. K. Y. Fu, G. G. Siu, and P. K. Chu, Appl. Phys. Lett. 88, 132104 (2006)

[12] Y. Alivov, E. V. Kalinina, A. E. Cherenkov, D. C. Look, B. M. Ataev, A. K. Omaev, M. V. Chukichev, and D. M. Bagnall, Appl. Phys. Lett. 83, 4719 (2003)

[13] J. A. Aranovich, D. Golmyo, A. L. Fahrebruch, and R. H. Bube, J. Appl. Phys. 51, 4260 (1980).

[14] Q. Qin, L. W. Guo, Z. Zhou, H. Chen, X. I. Du, Z. X. Mel, J. F. Jia, Q. K. Xue, and J. M. Zhou, Chin. Phys. Lett. 22, 2298 (2005)

[15] Y. Alivov, J. E. V. Nostrand, D. C. Look, B. M. Ataev, and A. K. Omaev, Appl. Phys. Lett. 83, 2943 (2003)

[16] R. W. Chuang, R. X. Wu, L. W. Lai, and C. T. Lee, Appl. Phys. Lett. 91, 231113 (2007) [17] C. P. Chen, M. Y. Ke, C. C. Liu, Y. J. Chang, F. H. Yang, and J. J. Huang, Appl. Phys.

Lett. 91, 091107 (2007)

[18] J. W. Sun, Y. M. Lu, Y. C. Liu, D. Z. Shen, Z. Z. Zhang, B. H. Li, J. Y. Zhang, B. Yao, D. X. Zhao, and X. W. Fan, J. Phys. D: Appl. Phys. 41, 155103 (2008)

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[19] L. Zhao, C. S. Xu, Y. X. Liu, C. L. Shao, X. H. Li, and Y. C. Liu, Appl. Phys. B 92, 185 (2008)

[20] M. K. Wu, Y. T. Shih, W. C. Li, H. C. Chen, M. J. Chen, H. Kuan, J. R. Yang, and M. Shiojiri, IEEE Photon. Technol. Lett. 20, 1772 (2008)

[21] S. J. An, and G. C. Yi, Appl. Phys. Lett. 91, 123109 (2007)

[22] A. M. C. Ng, Y. Y. Xi, Y. F. Hsu, A. B. Djurisic, W. K. Chan, S. G. wo, H. L. Tam, K. W. Cheah, P. W. K. Fong, H. F. Lui, and C. Surya, Nanotechnology 20, 445201 (2009) [23] http://www1.eere.energy.gov/buildings/ssl/news_detail.html?news_id=15806

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Chapter 2

Properties of ZnO

In the past decade global research interest in wide band gap semiconductors has been attracted towards zinc oxide (ZnO) due to its excellent properties as a s emiconductor material. The high electron mobility, high thermal conductivity, good transparency, wide direct band gap (3.37 eV), large exciton binding energy and easiness of growing it in the nanostructure form make ZnO suitable for optoelectronics, transparent electronics, lasing, sensing, and wide range of applications [1-4].

2.1 Basic properties of ZnO

ZnO crystallize preferentially in the stable hexagonal wurtzite structure at room temperature and normal atmospheric pressure as shown in figure 2.1. It has lattice parameters a= 3.296 nm, c = 0.520 nm with a density of 5.60 g cm-3. The electronegativity values of O-2

and Zn+2 are 3.44 and 1.65, respectively resulting in very strong ionic bonding between Zn+2

and O-2. Its wurtzite structure is very simple to explain, where each oxygen ion is surrounded

tetrahedrally by four zinc ions, and vice versa, stacked alternatively along the c-axis. It is clear that this kind of tetrahedral arrangement o f O-2 and Zn+2 in ZnO will form a non

central s ymmetric structure composed of two interpenetrating hexagonally closed packed sub-lattices of zinc and oxygen that are displaced with respect to each other by an amount of 0.375 along the hexagonal axis. This is responsible for the piezoelectricity observed in ZnO. It also plays a vital role in crystal growth, defect generation and etching.

Other basic characteristics of ZnO are the polar surfaces that are formed by oppositely charged ions produced by positively charged Zn+ (0001) and negatively charged O-

(000

ī

) polar surfaces. It is responsible for the spontaneous polarization observed in ZnO. The polar surfaces of ZnO have non-transferable and non-flowable ionic charges. The interaction among the polar charges at the surface depends on their distribution, therefore the structure is arranged in such a way to minimize the electrostatic energy, which is the main driving force for growing polar surface dominated nanostructures. This effect results in a growth of various ZnO nanostructures such as nanowires, nanosprings, nanocages, nanobelts, nanocombs, nanorings, and nanohelices [1].

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Figure 2.1: The hexagonal wurtzite structure of ZnO. One unit cell of the crystal is out lined for clarity.

Figure 2.2: The zincblende (left) and rock salt (right) phases of ZnO. Only one unit cell is illustrated for clarity.

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The wurtzite ZnO has four common face terminations and these are polar Zn terminated (0001), and the O terminated (000

ī

) along c-axis. The non-polar faces are (1120) and (1010). The non-polar surfaces contain equal number of Zn and O atoms. The polar faces are stable and have different chemical and physical properties. The O terminated face (000

ī

) has slightly different electronic structure than the other three faces [2]. Due to lack of center of inversion in the wurtzite ZnO, the grown ZnO nanorods and nanotubes have two different polar surfaces on the opposite sides of the crystal. These different polar surfaces are formed due to the sudden termination of the Zn terminated (0001) surface with Zn cations outermost and the O terminated (000

ī

) surface with O anion outermost [1-3]. In addition to the wurtzite structure, ZnO can also crystallize in the cubic zinc-blende and the rock-salt (NaCl) structures which are illustrated in figure 2.2 [1].

The growth of the zincblende ZnO is a challenge as zincblende ZnO is stable only by growth in cubic structures [4-5]. The cubic rock salt structure exists only at high presser (10 GPa) and cannot be epitaxially stabilized [6]. In the rock salt structures each Zn or O atom has six nearest neighbor atoms but in the wurtzite and zincblende structure each Zn and O atom has only four nearest neighbors. The zincblende has lower ionicity as compared to the wurtzite structure and leads to lower carrier scattering and high doping efficiencies [7]. Theoretical calculations indicated that a fourth phase cubic cesium chloride, may be possible at extremely high temperatures, however, this phase has not yet been experimentally observed [8].

2.2 The basic physical parameters for ZnO

The basic physical parameters of ZnO at room temperature are shown in table 2.1 [1, 9-13]. There is still uncertainty in the values of the thermal conductivity due to the influence of defects in the material. A stable and reproducible p-type ZnO is still a challenge and cannot be achieved and the hole mobility and its effective mass are still doubtful. The values of the carrier mobility can surely be increased after achieving good control on the defects in the material [14].

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Properties of wurtzite ZnO

Lattice parameters at 300 K

a0 0.32495 nm

c0 0.52069 nm

a0/c0 1.602 (ideal hexagonal structure shows 1.633)

Density 5.606 g/cm3

Stable phase at 300 K Wurtzite Melting point 1975 oC Thermal conductivity 0.6, 0.13 1–1.2

Linear expansion coefficient (/oC) a0: 6.5 × 10-6 , c0: 3.0 × 10-6

Static dielectric constant 8.656 Refractive index 2.008, 2.029

Energy gap 3.4 eV, direct

Intrinsic carrier concentration <10

6 cm-3 (max n-type doping>1020 cm-3 electrons;

max p-type doping<1017 cm-3 Exciton binding energy 60 meV

Electron effective mass 0.24 Electron Hall mobility at 300 K for

low n-type conductivity 200 cm

2/V s

Hole effective mass 0.59 Hole Hall mobility at 300 K for low

p-type conductivity 5–50 cm

2

/Vs Bulk Young’s modulus E (GPa) 111.2 ± 4.7 Bulk hardness, H (GPa) 5.0 ± 0.1

Table 2.1: Basic physical properties of ZnO at room temperature [1, 9-13]

2.3 Electronic band structure of ZnO

The electronic band structure of a semiconductor is very important to be understood for its utility in devices and for further improving the performance of these devices [12, 15]. The electronic band structure gives understanding of the electron/hole states. ZnO is a direct band gap semiconductor. Several theoretical approaches such as the Local

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Density Approximation, the Green’s functional method and the first principles were used to calculate the energy band diagram of wurtzite as well as zincblende and rocksalt polytypes of ZnO [15-31]. In parallel to the theoretical efforts, a number of experimental techniques such as X-ray induced photo absorption, photoemission spectroscopy, angle resolved photo-electron spectroscopy, and low energy photo-electron diffraction have been commonly employed to understand the electronic states of wurtzite ZnO [32-45].

There was a good agreement between the theoretical and the experimental results qualitatively for the wide spread of the valance band but quantitatively there was a disagreement and the prediction about the Zn 3d states remained a challenge for the research community. Recently it was found that by including the Zn 3d level effects in the calculations, the researchers have achieved good agreements with experimental data [17, 21-22]. The first theoretical calculation of the energy band of ZnO was reported in 1969 by U. Rössler and later on many approaches have been introduced and the process of theoretical improvement continued [15-31]. In 1995 D. Vogel et al. [22] have calculated the electronic band structure in which they included the Zn 3d electrons effects, their results are shown in figure 2.3. It shows that the lowest conduction band minima and highest valance band maxima are at the Γ point k = 0, which clearly indicates that ZnO is a direct band gap material. In figure 2.3 (b), there are ten bands at ~ -9 eV in the bottom while these bands are absent in figure 2.3 (a). These bands in the bottom are due to Zn 3d levels, as the effect of these levels were included in the calculation of the figure 2.3 (b), while in the figure 2.3 (a) these effects were not included. In figure 2.3 (b), six bands between -5 eV-0 eV are representing the O 2p bonding states. The bandgap measured in the figure 2.3 (a) is about 3 eV. The bandgap shrinks here due to the fact that to simplify the calculations in the standard LDA method, the Zn 3d states have been taken as core levels. While in the SIC-PP calculation in figure 2.3 (b), the bands are considerably shifted down in energy and in response, the bandgap opened drastically. The band gap calculated by this method was 3.37 eV, which is very close to the experimental value that is 3.34 eV.

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Figure 2.3: The band structure of bulk wurtzite ZnO calculated by the LDA method (a) and self-interaction corrected pseudopotential (SIC-PP) method (b). Reprinted with permission from ref [22].

The band structure and symmetry of the hexagonal ZnO structure are shown in figure 2.4. Schematically it shows how the ZnO valance band splits experimentally to three subbands A, B, and C in the vicinity of the bandgap of the ZnO due to the interaction of the crystal field and spin orbit. There is Γ7 symmetry in the A, C subbands while B subband has

Γ9 symmetry. The transitions from A and B subbands to the conduction band are dipole spin

flip and can be allowed only when E ┴ c and from C subband to conduction band can be only when E║ c [46-47].

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Figure 2.4: The band structure and symmetries of hexagonal ZnO with splitting of the valance and the conduction bands in the vicinity of the fundamental band-gap.

2.4 Optical properties of ZnO

The optical properties of a s emiconductor are dependent on both the intrinsic and the extrinsic defects in the crystal structure. The investigations of the optical properties of ZnO has a long history that started in the 1960s [48] and recently it has become very attractive among wide band gap materials due to its direct wide band gap (3.37 eV) with large exciton energy (60 meV) at room temperature. The efficient radiative recombinations has made ZnO promising for its applications in optoelectronics. The optical properties of ZnO, bulk and nanostructures have been investigated extensively by luminescence techniques at low and room temperatures. The photoluminescence (PL) spectra of ZnO nanoflowers and electroluminescence (EL) spectra of ZnO nanorods/p-GaN LED at room temperature are shown in figure 2.5 (a, b). The ultra-violet (UV) emission band and a broad emission band are observed. The UV emission band is commonly attributed to transition recombinations of free excitons in the near band-edge of ZnO. An exciton is a pair of excited electron and hole that are bound together by their Coulomb attraction. There are two classes of excitons. The

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excitons can be free to move through the crystal or can be bound to neutral or charged donors and accepters [49]. The broad emission band in the visible region (420 nm - 750 nm) is attributed to deep level defects in ZnO. There are many different deep level defects in the crystal structure of ZnO and they affect the optical and electrical properties of ZnO. Their details are explained in the next section.

400 500 600 700 800 900 0 5000 10000 15000 20000 25000 450 nm 540 nm 400 nm E L I n ten si ty ( a. u. ) Wavelength (nm) 300 400 500 600 700 0 2000 4000 6000 8000 10000 12000 376 nm 525 nm P L I n te n s it y ( a .u .) Wavelength (nm)

(EL spectra)

(PL spectra)

Figure 2.5: Shows the PL spectrum of ZnO nanoflowers and EL spectrum of ZnO nanorods based LED at room temperature [49].

2.5 Defects and luminescence in ZnO

For any luminescent material, it is very important to investigate the origin of its luminescent centers and it is a key topic in optoelectronics. The electrical and optical properties of a semiconductor material can be controlled and modified by controlling the quantity and nature of the defects in it. These defects can be introduced during the growth process or by post-growth treatments such as annealing or ion implantation. It is very crucial to understand the behavior of these defects in ZnO. Both extrinsic and intrinsic luminescence properties of ZnO based on e xtrinsic and intrinsic defects are under debate since 1960s. Especially the origin of intrinsic luminescence in ZnO is still controversial due to native point defects. The ZnO has donor and accepter energy levels below and above the conduction and valance bands, respectively and these are responsible for the near-band edge emissions. ZnO has also deep energy levels in the band gap with different energies and these deep levels are responsible for the emissions in the whole visible region from 400-750 nm. The origin of

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these deep level emissions have a considerable interest and is still under debate and many people suggested different origins of these deep level emissions [1, 12, 50-66].

There are three common types of defects such as, line defects, point defects and complex defects. Line defects belong to the rows of atoms such as dislocations, while point defects belong to the isolated atoms in localized regions and the composition of more than one point defect form the complex defects. There are intrinsic and extrinsic point defects and both contribute to the luminescence properties in ZnO [12-1]. If foreign atoms such as impurities are involved in the defects then these defects are called extrinsic point defects. If the defects only consist of host atom, then these defects are called intrinsic atoms. Intrinsic optical recombinations take place between the electrons in the conduction band and holes in the valance band [12]. The deep level emission (DLE) band in ZnO has been previously attributed to different intrinsic defects in the crystal structure of ZnO such as oxygen vacancies (VO)

[4-8], oxygen interstitial (Oi) [56-59], zinc vacancies (VZn) [60-63], zinc interstitial (Zni) [64-65]

and oxygen anti-site (OZn) and zinc anti-site (ZnO) [66]. The extrinsic defects such as

substitution Cu and Li [67, 58] are also suggested to be involved in deep level emissions. The vacancy defects are formed when a host atom C is missing in the crystal and it is denoted by VC. In ZnO, oxygen vacancy (VO) and zinc vacancies (VZn) are the two most

common defects. Vacancy is an intrinsic defect. The single ionized oxygen vacancies in ZnO are responsible for the green emission in ZnO. The oxygen vacancy has lower formation energy than the zinc interstitial and dominates in zinc rich growth conditions. The red luminescence from ZnO is attributed to doubly ionized oxygen vacancies [68]. The origin of the green emission in ZnO is the most controversial and many hypotheses have been proposed for this emission [50, 69-76]. Zinc vacancies were thoroughly investigated and suggested by many researchers to be the source of the green emission appeared at 2.4 - 2.6 eV below the conduction band in ZnO [77-78, 63]. Many researchers also suggested oxygen vacancies as the source of green emission in ZnO [79-80, 87, 55]. There are also reports that oxygen interstitials and extrinsic deep levels such as Cu are sources of the green emission in ZnO [81, 46, 12]. Recently it has been investigated that more than one deep levels are involved in the green emission in ZnO. It is found that VO and VZn both contribute to the green emission [69,

82-83]. The blue emission in ZnO belongs to zinc vacancies. The blue emission is attributed to the recombination between zinc interstitial (Zni) energy level to VZn energy level and it is

approximately 2.84 eV (436 nm). It can be explained by the full potential linear muffin-tin orbital method, which explains that the position of the VZn level is approximately located at

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3.06 eV below the conduction band and the position of the Zni level is theoretically located at

0.22 eV below the conduction band [84].

The interstitial defects are formed when an excess atom D occupying an interstitial site between the normal sites in the crystal structure and it is denoted by Di. In

ZnO, oxygen interstitial (Oi) and zinc interstitial (Zni) are the two common defects. These are

also intrinsic defects. The zinc interstitial defects are normally located at 0.22 eV below the conduction band and play vital role in the visible emissions in ZnO by recombination between Zni and different defects in the deep levels such as oxygen and zinc vacancies, oxygen

interstitials and produce green, red and blue emissions in ZnO [84]. Oxygen interstitials defects are normally located at 2.28 eV below the conduction band and are responsible for the orange-red emissions in ZnO [75-87].

The yellow emission in ZnO has also been attributed to oxygen interstitials [62, 87]. Recently the yellow emission was observed in ZnO nanorods grown at low temperature by the aqueous chemical growth method and it was attributed to Oi and the Li impurities in

the growth material [58]. The yellow emission in the chemically grown ZnO nanorods was also attributed to the presence of Zn(OH)2 that is attached to the surface of the nanorods.

Anti-site defects are formed when atoms occupy wrong lattice position. In ZnO, the oxygen and zinc anti-site defects are formed when zinc occupies oxygen position or oxygen occupies zinc position in the lattice. These defects can be introduced in ZnO by irradiation or ion implantation treatments. The transitions at 1.52 eV and 1.77 eV above the valance band are attributed to OZn related deep levels [66].

Some cluster defects are also present in ZnO that are formed by combination of more than one point defect. The cluster defects can also be formed by a combination of point and extrinsic defects such as VOZni cluster, which is formed by oxygen vacancy and zinc

interstitial and it was reported that it is situated at 2.16 eV below the conduction band [66]. Extrinsic defects also play a vital role in the luminescence from ZnO. The ultra-violet (UV) emissions in ZnO at 3.35 eV are commonly related to the excitons bound to the extrinsic defects such as Li, and Na accepters in ZnO [12]. The emission at 2.85 eV is due to copper impurities in ZnO [67]. The yellow emission at 2.2 eV was observed in Li doped ZnO thin film and Li related defects and this is located at 2.4 eV below the conduction band [89, 90]. Mn, Cu, Li, Fe, and OH are common extrinsic defects in ZnO and these defects are

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involved in luminescence from ZnO. Defects with different energies produce the same color, for example ZnO:Cu and ZnO:Co have different energies but both emit green color [46]. Hydrogen has also an interesting role in luminescence from ZnO. It is not a deep level defect and lays at 0.03-0.05 eV below the conduction band [91]. Hydrogen is always positive in ZnO and plays an important role as a donor and has low ionization energy, more details on this can be found in [46, 12]. The luminescence defects and their possible transitions in ZnO indicate that ZnO has a potential to emit excellent luminescence covering the whole visible region and it has the potential to be used in the fabrication and development of white light emitting diodes.

2.6 Electrical properties of ZnO

It is very crucial to understand the electrical properties of ZnO for applications in nanoelectronics. The electrical behavior of undoped ZnO nanostructures is n-type and it is widely believed that it is due to native defects such as oxygen vacancies and zinc interstitials [93]. The electron mobility in undoped ZnO nanostructures is not constant and it depends on growth method and it is approximately 120-440 cm2 V-1 s-1 at room temperature [12].

By doping, the highest reported carrier concentration is ~ 1020cm-3 and ~1019 cm -3 for electron and holes, respectively [94]. However, such high levels of p-conductivity are not

stable or reproducible. The doping affects the carrier mobility in ZnO and doped ZnO has lower mobility as compared to undoped ZnO. It is due to carrier scattering mechanism which includes ionized impurity, non-ionized impurity, polar optical-phonon and acoustic phonon scatterings. [12]. At room temperature the mobility of electrons is 200 cm2 V-1 s-1 and the hole

mobility is 5-50 cm2 V-1 s-1. The effective mass of electrons is 0.24m

0 and the effective mass

of the holes is 0.59m0 and due to this difference in effective mass, the holes have very less

mobility as compared to electrons [11].

We have fabricated n-ZnO (nanostructures)/p-GaN LEDs [37]. The current voltage (I-V) characterization of these fabricated LEDs is shown in figure 2.7 All the LEDs show rectifying behavior as expected. Reasonable p-n heterojunctions are achieved and the turn-on voltage of these LEDs was around 4 V . ZnO nanotubes based LED shows higher current as compared to other nanostructures based LEDs and it is due to the large surface area of the nanotubes as compared to other nanostructures.

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Figure 2.6: Schematic band diagram of some deep level emissions (DLE) in ZnO based on the full potential linear muffin-tin orbital method and other reported data [84, 92].

Figure 2. 7: A typical I-V characteristic for different ZnO (nanostructures)/p-GaN LEDs [49].

-8

-6

-4

-2

0

2

4

6

8

-0.1

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1.0

-8 -6 -4 -2 0 2 4 6 8 1E-3 0.01 0.1 1 C ur re nt ( m A ) Voltage (V)

C

u

rr

en

t (

m

A

)

Voltage (V)

nanotubes

nanorods

nanoflowers

nanowalls

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2.7 Mechanical properties

ZnO has lack of center of symmetry and it gives rise to piezoelectric effect in ZnO. By using this piezoelectric effect in ZnO, mechanical stress or strain can be converted into electrical power. At the bottom scale, self powered energy is highly desired to operate many devices. It is one of the main targets of nanotechnology to develop ultra small, self powered nanosystems. Recently Z. L. Wang et al. have investigated ZnO nanowires for producing electric power [95]. ZnO nanostructures based nanogenerators have potential to fill the demand of ultra small self powered nanosystems. Therefore, it is very important to investigate the mechanical characteristics of ZnO nanostructures. There are many reports on the investigations of ZnO nanowires for mechanical buckling properties [96-105]. We have investigated the buckling and elastic stability of vertical ZnO nanorods and nanotubes quantitatively by nano-indentation technique [106]. Euler buckling model and shell cylindrical model were used for the analysis of the mechanical properties. The critical load, modulus of elasticity, and flexibility were measured. The critical load of nanorods was found to be five times larger than that of nanotubes and nanotubes were found to be five time more flexible than nanorods. The critical load, critical stress, strain, and Young modulus of elasticity were measured.

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Figure 2.8: (Color online) Load vs displacement curve of the as grown ZnO nanorods from indentation experiment, (a) buckled ZnO nanorods, and (b) bending flexibility of ZnO nanorods curve [106].

Figure 2.9: (Color online) Load vs displacement curve of the etched ZnO nanotubes from the nanoindentation experiment, (a) buckled ZnO nanotubes, and (b) bending flexibility of ZnO nanotubes curve [106].

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