• No results found

Orthodontic anchorage with miniscrews : towards new possibilities

N/A
N/A
Protected

Academic year: 2021

Share "Orthodontic anchorage with miniscrews : towards new possibilities"

Copied!
186
0
0

Loading.... (view fulltext now)

Full text

(1)DOCTOR AL DISSERTATION IN ODONTOLOGY. NIELS GANZER ORTHODONTIC ANCHORAGE WITH MINISCREWS Towards new possibilities.

(2)

(3) ORTHODONTIC ANCHOR AGE WITH MINISCREWS.

(4) Malmö University, Faculty of Odontology Doctoral Dissertations 2018. © Niels Ganzer, 2018 Illustrations: Niels Ganzer ISBN 978-91-7104-931-5 (print) ISBN 978-91-7104-932-2 (pdf) Holmbergs, Malmö 2018.

(5) NIELS GANZER ORTHODONTIC ANCHOR AGE WITH MINISCREWS Towards new possibilities. Department of Orthodontics Faculty of Odontology, Malmö University, Sweden Orthodontic Clinic, Region Gävleborg Gävle, Sweden, 2018.

(6) This publication is also electronically available at: https://muep.mau.se/handle/2043/25610.

(7) To Franziska, Frida & Max.

(8)

(9) 130-0(6&. &WFSZ EBZ * NFFU ZPVOH QFPQMF XIP SFDFJWF TPNF LJOE PG PSUIPEPO UJD USFBUNFOU &WFSZ EBZ UIFTF ZPVOH QFPQMF JNQSFTT NF XJUI UIFJS DPVSBHF FOEVSBODF BOE NPUJWBUJPO 8IFO USFBUNFOU TUBSUT NPTU PG UIFTF QBUJFOUT BSF DIJMESFO #Z UIF UJNF XF SFNPWF UIFJS CSBDFT UIFZ IBWF CFDPNF ZPVOH BEVMUT .Z UFBN BOE * BSF QSPVE UP CF B TNBMM QBSU PG UIJT FYDJUJOH KPVSOFZ *U JT B QSJWJMFHF UP NFFU UIFTF BEPMFTDFOUT BOE * BN HSBUFGVM UIBU  PG UIFTF BEPMFTDFOUT TBJE uZFTu XIFO * BTLFE UIFN UP QBSUJDJQBUF JO NZ SFTFBSDI QSPKFDU JO WPMWJOH JOTFSUJOH TDSFXT JOUP UIFJS KBXCPOF 5IBOL ZPV.

(10)

(11) CONTENTS. PREFACE ....................................................................... 1 ABSTRACT .................................................................... 3 SUMMARY IN SWEDISH ................................................. 5 INTRODUCTION ........................................................... 7 Skeletal anchorage .............................................................. 12 Evidence ............................................................................ 15 Measurement technique of tooth movements .......................... 17 Clinical implications and importance .................................... 20 AIMS & HYPOTHESIS ................................................... 21 MATERIALS AND METHODS ......................................... Paper I .............................................................................. Outcomes .......................................................................... Statistical methods .............................................................. Papers II, III and IV ............................................................. Outcomes ........................................................................... Statistical methods ............................................................... 23 23 26 31 31 39 42. RESULTS .................................................................... Paper I - Validity and reliability.............................................. Papers II-IV ........................................................................ Pain & discomfort (Paper II)................................................... Anchorage capacity (Paper III) .............................................. Cost-effectiveness analysis (Paper IV) ..................................... Harms and side effects (Paper II-IV) ......................................... 45 45 48 50 56 60 63.

(12) DISCUSSION .............................................................. Measurement technique ....................................................... Pain & discomfort ............................................................... Anchorage capacity & movement characteristics .................... Cost-effectiveness ................................................................ Overall limitations of this thesis ............................................ Bias .................................................................................. Generalizability ................................................................. Final remarks ...................................................................... 65 65 68 70 72 75 76 76 76. CONCLUSIONS ......................................................... 79 ACKNOWLEDGEMENTS ............................................. 83 REFERENCES ............................................................. 87 List of figures ..................................................................... 101 List of tables ..................................................................... 104 ABBREVIATIONS ....................................................... 107 APPENDIX ................................................................ 109.

(13) 13&'"$&. 5IJT UIFTJT JT CBTFE VQPO UIF GPMMPXJOH GPVS QBQFST SFGFSSFE UP JO UIF UFYU CZ UIFJS 3PNBO OVNFSBMT *. (BO[FS / 'FMENBOO * -JW 1 #POEFNBSL - " OPWFM NFUIPE GPS TVQFSJNQPTJUJPO BOE NFBTVSFNFOUT PO NBYJM MBSZ EJHJUBM % NPEFMT  4UVEJFT PO WBMJEJUZ BOE SFMJBCJMJUZ &VS + 0SUIPE   . **. (BO[FS / 'FMENBOO * #POEFNBSL - 1BJO BOE EJTDPN GPSU GPMMPXJOH JOTFSUJPO PG NJOJTDSFXT BOE QSFNPMBS FY USBDUJPOT " SBOEPNJ[FE DPOUSPMMFE USJBM "OHMF 0SUIPE   . ***. (BO[FS / 'FMENBOO * #POEFNBSL - "ODIPSBHF SFJO GPSDFNFOU XJUI NJOJTDSFXT BOE NPMBS CMPDLT JO BEPMFT DFOUT " SBOEPNJ[FE DPOUSPMMFE USJBM "DDFQUFE GPS QVCMJ DBUJPO JO "N + 0SUIPE %FOUPGBDJBM 0SUIPQ. *7. (BO[FS / 'FMENBOO * 1FUSÊO 4 #POEFNBSL - " DPTUFG GFDUJWFOFTT BOBMZTJT PG BODIPSBHF SFJOGPSDFNFOU XJUI NJ OJTDSFXT BOE NPMBS CMPDLT JO BEPMFTDFOUT " SBOEPNJ[FE DPOUSPMMFE USJBM &VS + 0SUIPE FQVCMJTIFE BIFBE UP QSJOU  +VOF . "MM QBQFST BSF SFQSJOUFE XJUI UIF LJOE QFSNJTTJPO GSPN UIF DPQZ SJHIU IPMEFST BOE BSF BQQFOEFE UP UIF FOE PG UIJT UIFTJT. .

(14)

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àD NJOJTDSFXT VTFE GPS TQFDJàD JOEJDBUJPOT 5P àMM UIJT HBQ JO LOPXMFEHF UIJT UIFTJT DPNQBSFT CVDDBM NJOJ TDSFXT VTFE BT EJSFDU BODIPSBHF XJUI DPOWFOUJPOBM BODIPSBHF SFJO GPSDFNFOU VTJOH NPMBS CMPDLT *O BEEJUJPO UP JOWFTUJHBUJOH UFDIOJ DBM EFUBJMT TVDI BT BODIPSBHF DBQBDJUZ UIJT UIFTJT JOWFTUJHBUFT UIF DPTUFGGFDUJWFOFTT PG UIF USFBUNFOU BOE IPX QBUJFOUT FYQFSJFODF UIF USFBUNFOU 5IJT UIFTJT JT CBTFE PO GPVS TUVEJFT 1BQFS * QSFTFOUT B OPWFM UFDI OJRVF GPS TVQFSJNQPTJUJPO BOE NFBTVSFNFOU PG UPPUI NPWFNFOUT JO UIF NBYJMMB 5IJT UFDIOJRVF VTFT EJHJUBM UISFFEJNFOTJPOBM %. NPEFMT BOE JT CBTFE PO BO BMHPSJUIN UIBU FOBCMFT UIF FWBMVBUJPO PG TFSJBM NPEFMT XIFSF TIBQF BOE TJ[F PG UIF NBYJMMB IBWF DIBOHFE EVF UP HSPXUI BOE PSUIPEPOUJD USFBUNFOU 5IJT UFDIOJRVF XBT. .

(16) USBOTGFSSFE UP UIF EFOUBM àFME JO BO JOUFSEJTDJQMJOBSZ BQQSPBDI 5IJT QBQFS BMTP UFTUFE WBMJEJUZ JOUFSSBUFS SFMJBCJMJUZ BOE UFTUSFUFTU SFMJBCJMJUZ 1BQFST ** *** BOE *7 BSF CBTFE PO B NVMUJQVSQPTF SBOEPNJ[FE DPOUSPMMFE USJBM XJUI UXP QBSBMMFM BSNT BOE B  BMMPDBUJPO SBUJP 5IF JOUFSWFOUJPO BSN XBT USFBUFE XJUI NJOJTDSFXT BT BODIPSBHF SFJOGPSDFNFOU BOE UIF BDUJWF DPNQBSBUPS XBT USFBUFE XJUI NP MBS CMPDLT 5IF TBNQMF DPOTJTUFE PG  QBSUJDJQBOUT  UP  ZFBST PME  1BQFS ** FWBMVBUFE UIF QBUJFOUT FYQFSJFODFT PG QBJO BOE EJTDPNGPSU XIFO NJOJTDSFXT XFSF JOTFSUFE 5IFTF SFTVMUT XFSF DPNQBSFE XJUI UIF QBJO BTTPDJBUFE XJUI QSFNPMBS FYUSBDUJPOT 1B QFS *** FWBMVBUFE UIF BODIPSBHF DBQBDJUZ PG NJOJTDSFXT BOE NPMBS CMPDLT CZ BOBMZ[JOH UIF NPWFNFOU PG NBYJMMBSZ àSTU NPMBST 5PPUI NPWFNFOUT XFSF BTTFTTFE XJUI UIF OPWFM NFBTVSFNFOU UFDIOJRVF QSFTFOUFE JO 1BQFS * 1BQFS *7 BOBMZ[FE UIF DPTUFGGFDUJWFOFTT PG NJOJTDSFXT BOE NPMBS CMPDLT USFBUNFOUT 5IF GPMMPXJOH DPODMVTJPOT XFSF ESBXO r 5IF OFX NFUIPE VUJMJ[JOH SBX àOFNBUDIJOH BOE EFGPSNB UJPO BOBMZTJT 3'%TVQFSJNQPTJUJPO JT B WBMJE UPPM GPS NFB TVSJOH UPPUI NPWFNFOUT JO UIF NBYJMMB #PUI UIF JOUFSSBUFS BOE UFTUSFUFTU SFMJBCJMJUZ XFSF FYDFMMFOU *O BEEJUJPO 3'% TVQFSJNQPTJUJPO DBO CF VTFE UP BOBMZ[F USFBUNFOU FGGFDUT JO BEPMFTDFOU PSUIPEPOUJD QBUJFOUT r .JOJTDSFX JOTFSUJPO DBVTFE MFTT QBJO BOE EJTDPNGPSU DPN QBSFE UP QSFNPMBS FYUSBDUJPOT FTQFDJBMMZ PO UIF FWFOJOH BG UFS BOE BU UIF POFXFFL GPMMPXVQ r 5IF VTF PG NJOJTDSFXT JO BEPMFTDFOUT XBT XFMM UPMFSBUFE BOE DBO CF SFDPNNFOEFE XJUI BDDVSBUF BOFTUIFUJ[BUJPO r .JOJTDSFXT QSPWJEFE TVQFSJPS BODIPSBHF DBQBDJUZ 5IFZ DBO CF VTFE JO DBTFT XIFSF MPTT PG BODIPSBHF XPVME KFPQBSEJ[F UIF USFBUNFOU SFTVMUT r .PMBS CMPDLT EJE OPU QSPWJEF TVGàDJFOU BODIPSBHF SFJOGPSDF NFOU r 5IF DPTUFGGFDUJWFOFTT BOBMZTJT TIPXFE UIBU NJOJTDSFXT QSP WJEFE HPPE BODIPSBHF SFJOGPSDFNFOU CVU BMTP UIBU USFBUNFOUT XFSF TJHOJàDBOUMZ NPSF FYQFOTJWF. .

(17) 1016-­37&5&/4,"1-*( 4".."/'"55/*/(. 7JE UBOESFHMFSJOH BOWÅOET TQJSBMGKÅESBS PDI FMBTUJTLB ESBH TPN TLBQBS LSBGUFS GÕS BUU LVOOB áZUUB QÇ UÅOEFSOB /ÅS FO LSBGU QMBDF SBT QÇ FO UBOE VQQTUÇS FOMJHU GZTJLFOT MBHBS FO MJLB TUPS NPUSJLUBE LSBGU %FO NPUSJLUBEF LSBGUFO CFIÕWT PGUBTU JOUF VUBO TLB MFEBT VOEBO FMMFS GÕSBOLSBT 'ÕSBOLSJOH WJE UBOESFHMFSJOH LBO FYFNQFM WJT VUGÕSBT HFOPN BUU FO TUÇMUSÇE GÅTUFS JIPQ áFSB LJOEUÅOEFS UJMM FUU NPMBSCMPDL &UU NPMBSCMPDL CFIÕWFS EÅSGÕS FO NZDLFU TUÕSSF LSBGU JOOBO EFU áZUUBS QÇ TJH KÅNGÕSU NFE FO FOTUBLB UBOE * WJTTB TJUVBUJPOFS ÅS CFIPWFU BW GÕSBOLSJOH NZDLFU TUPSU PDI FO MPWBOEF UFLOJL ÅS EÇ BUU TÅUUB JO NJOJTLSVWBS J LÅLCFOFU &NFMMFSUJE TBLOBT CFWJT GÕS IVS FGGFLUJWB NJOJTLSVWBSOB ÅS GÕS GÕSBOLSJOH PDI EFU àOOT PDLTÇ LVOTLBQTMVDLPS PN IVS QBUJFO UFSOB VQQMFWFS BUU GÇ NJOJTLSVWBS JOTBUUB J LÅLCFOFU %FTTVUPN TBLOBT BOBMZTFS PN IVS LPTUOBETFGGFLUJWB CFIBOEMJOHBS NFE NJ OJTLSVWBS ÅS * FO VOJL TFSJF BW TUVEJFS QÇ  VOHEPNBS KÅNGÕST GÕSBOLSJOHTLB QBDJUFUFO PDI LPTUOBETFGGFLUJWJUFUFO NFMMBO NPMBSCMPDL PDI NJOJ TLSVWBS TBNU VOEFSTÕLT IVS VOHEPNBSOB VQQMFWFS CFIBOEMJOHBS OB * BWIBOEMJOHFO BOBMZTFSBT PDLTÇ UJMMGÕSMJUMJHIFUFO BW FO OZ USF EJNFOTJPOFMM NFUPE GÕS BUU NÅUB UBOEGÕSáZUUOJOHBS %FO OZB NÅU NFUPEFO VUWFDLMBEFT J FO UWÅSWFUFOTLBQMJH BOTBUT HSVOEBE QÇ FO UFLOJL TPN IÅSTUBNNBS GSÇO HMBDJÅSGPSTLOJOHFO. .

(18) "WIBOEMJOHFOT WJLUJHBTUF TMVUTBUTFS ÅS BUU r EFO OZB NÅUNFUPEFO 3'%TVQFSQPOFSJOH IBS VUNÅSLU OPH HSBOOIFU PDI QSFDJTJPO PDI LBO BOWÅOEBT GÕS BUU USFEJNFO TJPOFMMU CFSÅLOB UBOEGÕSáZUUOJOHBS WJE UBOESFHMFSJOH r BUU TÅUUB NJOJTLSVWBS J LÅLCFOFU PSTBLBS MÇH TNÅSUB PDI MJ UFU PCFIBH GÕS QBUJFOUFSOB PDI CFUZEBOEF NJOESF TNÅSUB PDI PCFIBH KÅNGÕSU NFE FO UBOEVUESBHOJOH TPN ÅS FUU SVUJ OJOHSFQQ J UBOEWÇSEFO 6S QFSTQFLUJWFU TNÅSUB PDI PCFIBH LBO EÅSGÕS NJOJTLSVWBS SFLPNNFOEFSBT TPN GÕSBOLSJOH WJE UBOEGÕSáZUUOJOH r NJOJTLSVWBS QSPEVDFSBS VUNÅSLU GÕSBOLSJOH PDI LBO SFLPN NFOEFSBT WJE UBOESFHMFSJOH TQFDJFMMU EÇ GÕSBOLSJOHTCFIPWFU ÅS TUPSU r NPMBSCMPDL TLBQBS JOHFO BDDFQUBCFM GÕSBOLSJOH PDI LBO EÅS GÕS JOUF SFLPNNFOEFSBT WJE UBOESFHMFSJOH r 6UWÅSEFSJOH BW LPTUOBETFGGFLUJWJUFUFO WJTBS BUU CFIBOEMJOH NFE NJOJTLSVWBS HFS FOBTUÇFOEF GÕSBOLSJOH NFO CFIBOE MJOHBSOB CMJS CFUZEMJHU EZSBSF "W LPTUOBETTLÅM TLB NJOJTLSV WBS FOCBSU BOWÅOEBT EÇ GÕSBOLSJOHTCFIPWFU ÅS TUPSU. .

(19) */530%6$5*0/. u0G UIF NBOZ JNQSPWFNFOUT JO UIF NFUIPET PG UPPUI SFH VMBUJPO QFSIBQT OPOF IBWF CFFO HSFBUFS UIBO UIF NPEFSO EFWJDFT GPS TFDVSJOH BODIPSBHFu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{T BODIPSBHF WBMVF GBJSMZ DPSSFMBUFT UP JUT SPPU TVSGBDF 'JHVSF    " MBSHFS SPPU TVSGBDF JNQMJFT UIBU B MBSHFS GPSDF PS NPSF CPOF SFNPEFMJOH JT SF RVJSFE UP NPWF UFFUI . .

(20) 6B;m`2 R, 3PPU TVSGBDF QFS UPPUI JO TRVBSF NJMMJNFUFST BT SFQPSUFE CZ +FQTFO  . " WFSZ DPOWFOJFOU XBZ UP SFJOGPSDF BODIPSBHF JT UP DPOOFDU UFFUI JO B OFBS MPDBUJPO UP BO BODIPSBHF CMPDL VTJOH B TUBJOMFTTTUFFM MJH BUVSF  5IJT CMPDL JT DBMMFE NPMBS CMPDL XIFO UIF TFDPOE NPMBS JT BEEFE UP UIF BQQMJBODF UJHIUMZ DPOOFDUFE UP UIF àSTU NPMBS *O DBTFT XIFSF UIF àSTU QSFNPMBS JT FYUSBDUFE BMTP UP UIF TFDPOE QSF NPMBS JT BEEFE UP UIF NPMBS CMPDL %VF UP UIF MBSHFS SPPU TVSGBDF UIJT NPMBS CMPDL DBO UIFPSFUJDBMMZ XJUITUBOE NVDI HSFBUFS GPSDFT UIBO TJOHMF UFFUI 'JHVSF   5IF BEWBOUBHFT BSF UIBU B NPMBS CMPDL DBO CF JOTFSUFE JO NJO VUFT JU EPFT OPU JOWPMWF UIF XPSL PG B EFOUBM UFDIOJDJBO BOE VTFT JOFYQFOTJWF NBUFSJBMT )PXFWFS BODIPSBHF IBT UISFF EJNFOTJPOT " NPMBS CMPDL JT BTTVNFE UP NBJOUBJO BODIPSBHF SFJOGPSDFNFOU JO UIF BOUFSPQPTUFSJPS EJSFDUJPO BOE NBZ IBWF MJNJUFE FGGFDU PO UIF WFSUJDBM EJSFDUJPO *O UIF USBOTWFSTBM EJSFDUJPO UIF NPMBS CMPDL IBT OP FGGFDU 5IFSF JT WFSZ MJNJUFE UP OP FWJEFODF BCPVU UIF BODIPSBHF DBQBDJUZ PG NPMBS CMPDLT. 6B;m`2 k, .PMBS CMPDL{T SPPU TVSGBDF DPNQBSFE UP UIF GSPOUBM UFFUI JO TRVBSF NJMMJNFUFST. .

(21) "OPUIFS BQQSPBDI UP DSFBUF BODIPSBHF JT UP DPOOFDU UFFUI XJUI SJHJE BSDIFT %FQFOEJOH PO UIF EFTJHO UIJT DBO CF B USBOTQBMBUBM BSDI 'JHVSF   5IF SJHJE àYBUJPO MPDLT UIF USBOTWFSTBM EJTUBODF BOE DBO JO UIFPSZ FWFO NBJOUBJO UIF NPMBS QPTJUJPO JO UIF BO UFSPQPTUFSJPS EJSFDUJPO )PXFWFS B SFDFOUMZ QVCMJTIFE SFWJFX SF QPSUFE UIBU BOUFSPQPTUFSJPS BODIPSBHF SFJOGPSDFNFOU XJUI UIFTF NFUIPET JT JOTVGàDJFOU  "EEJUJPOBM BODIPSBHF SFJOGPSDFNFOU DBO CF BDIJFWFE XIFO UIF QBMBUBM BSDI JT DPNCJOFE XJUI B /BODF BQQMJBODF 'JHVSF   $IBS BDUFSJTUJD GPS UIF /BODF BQQMJBODF JT UIF BDSZMJD CVUUPO DPWFSJOH UIF BOUFSJPS QBSU PG UIF IBSE QBMBUF )PXFWFS SBOEPNJ[FE DPOUSPMMFE USJBMT JOEJDBUF UIBU FWFO XJUI B /BODF BQQMJBODF BODIPSBHF MPTT IBT UP CF FYQFDUFE   'VSUIFSNPSF JT UIF /BODF BQQMJBODF MFTT DPN GPSUBCMF GPS UIF QBUJFOU  BOE JU JT BTTPDJBUFE XJUI DPNQMJDBUJPOT MJLF UJTTVF OFDSPTJT VOEFS UIF BDSZMJD CVUUPO  3JHJE BSDIFT BSF JO HFOFSBM NBOVGBDUVSFE CZ B EFOUBM UFDIOJDJBO SFRVJSJOH UXP PS UISFF WJTJUT GPS JNQSFTTJPOT BOE DFNFOUJOH PG UIF CBS 5IFTF UFDIOJRVFT BSF UIFSFGPSF UJNF DPOTVNJOH BOE DPTUMZ. 6B;m`2 j, 5SBOTQBMBUBM BSDI DPOOFDUJOH UIF NBYJMMBSZ àSTU NPMBST. .

(22) 6B;m`2 9, /BODF BQQMJBODF XJUI BDSZMJD CVUUPO SFE DPOOFDUJOH UIF NBYJMMBSZ àSTU NPMBST. *U DBO CF BTTVNFE UIBU BT MPOH BT UIF BODIPSBHF DPOTUSVDUJPO JT UPPUI CPSOF UIFTF UFFUI XJMM NPWF UP TPNF EFHSFF 5IFSFGPSF IFBEHFBS JT B WJBCMF BMUFSOBUJWF NFUIPE GPS BODIPSBHF SFJOGPSDF NFOU " IFBEHFBS DPOTJTUT VTVBMMZ PG B GBDFCPX UIBU BUUBDIFT UP CBOET PO UIF NBYJMMBSZ àSTU NPMBST 'JHVSF   5IF GBDFCPX JT BO DIPSFE XJUI B IFBE DBQ BOE B OFDL TUSBQ UP UIF CBDL PG UIF IFBE 'JHVSF   5IF IFBEHFBS JT BO FYUSB EFOUBM TPVSDF PG BODIPSBHF UIBU DBO EFMJWFS PVUTUBOEJOH BODIPSBHF SFJOGPSDFNFOU 'VSUIFSNPSF DBO UIF IFBEHFBS OPU POMZ CF VTFE UP NBJOUBJO UPPUI QPTJUJPOT CVU DBO BMTP CF VTFE UP NPWF UIF NBYJMMBSZ NPMBST EJTUBMMZ XJUI MFTT SJTL PG BOUFSJPS BODIPSBHF MPTT  5IF POMZ ESBXCBDL UP IFBEHFBS JT UIBU JU SFRVJSFT UIF QBUJFOU UP DPPQFSBUF DPOTJTUFOUMZ JF IFBEHFBS OFFET UP CF XPSO  UP  IPVST TFWFO OJHIUT B XFFL   $PNQMJBODF XJUI UIFTF JOTUSVDUJPOT JT EJGàDVMU UP QSFEJDU  BOE QBUJFOUT PGUFO PWFSFTUJNBUF EVSBUJPO PG XFBS  $PMF FU BM  SFQPSUFE UIBU BQQSPYJNBUFMZ POFUIJSE PG UIFJS QBUJFOUT EJE OPU BDDVSBUFMZ SFQPSU IPX NVDI UIFZ VTFE UIF IFBEHFBS " SBOEPNJ[FE DPOUSPMMFE USJBM GPVOE BODIPSBHF SFJO GPSDFNFOU UP CF JOTVGàDJFOU JO BMNPTU  PG UIF DBTFT USFBUFE XJUI UIF IFBEHFBS . .

(23) 6B;m`2 8, 'BDFCPX BUUBDIFE UP UIF NBYJMMBSZ àSTU NPMBST. 6B;m`2 e, 4USBJHIU QVMM IFBEHFBS XJUI IFBE DBQ BOE OFDL CBOE 0XO XPSL CBTFE PO UIF 4JOUFM MJUF DIBSBDUFS ¥ DPQZSJHIU #MFOEFS 'PVOEBUJPO XXXTJOUFMPSH QVCMJTIFE VOEFS $SFBUJWF $PNNPOT "UUSJCVUJPO  $$#:. .

(24) %VF UP UIF JOTVGàDJFOU BODIPSBHF DBQBDJUZ PG UPPUI CPSOF DPO TUSVDUJPOT BOE UIF DPPQFSBUJPO EFQFOEFODZ PG UIF FYUSB PSBM BO DIPSBHF SFJOGPSDFNFOU B OFX NFUIPE IBT CFFO EFWFMPQFE UIBU VTFT UIF KBXCPOF BT B TPVSDF PG BODIPSBHF "T BO BODIPSBHF VOJU OPX DBO CF JOTFSUFE JO KBXCPOF SBUIFS UIBO PO NPWJOH UFFUI BOE QBUJFOU DPPQFSBUJPO JT OP MPOHFS SFRVJSFE *OEFFE TLFMFUBM BODIPS BHF XBT OPUIJOH MFTT UIBO B SFWPMVUJPO JO PSUIPEPOUJDT. 4LFMFUBM BODIPSBHF )JTUPSZ 5IF JEFB UP JNQMBOU NFUBM PCKFDUT JOUP UIF IVNBO CPEZ JT QBSUMZ EF SJWFE GSPN SFTFBSDI UIBU XBT EPOF BGUFS 8PSME 8BS * 0OF PG UIF SF TFBSDIFST 3FOÊ -F 'PSU FYBNJOFE  QBUJFOUT XJUI JODPSQPSBUFE QSPKFDUJMFT JO UIFJS UIPSBY )F GPVOE UIBU B NFUBM GPSFJHO CPEZ DBO CF JOUFHSBUFE JOUP UIF UJTTVFT VOEFS DFSUBJO DJSDVNTUBODFT  &WFO JO UIFTF FBSMZ EBZT UIF DPNQMFYJUZ PG UIF IFBMJOH SFBDUJPO XBT LOPXO BOE -F 'PSU IJHIMJHIUFE TFWFSBM GBDUPST UIBU DPVME QMBZ B SPMF 5IFTF GBDUPST JODMVEFE UIF NJDSPáPSB UIF JOKVSZ DBVTFE CZ UIF QSPKFDUJMF BOE UIF UZQF PG UJTTVFT TVSSPVOEJOH UIF GPSFJHO CPEZ )PXFWFS FWFO UIF TIBQF BOE NBUFSJBM PG UIF GPSFJHO CPEZ DPVME QMBZ B NJOPS SPMF  *O UIF T CPOF BODIPST GPS PSUIPEPOUJD USFBUNFOUT XFSF UFTUFE PO BOJNBMT  (BJOTGPSUI BOE )JHMFZ JOTFSUFE 7JUBMMJVNB TDSFXT JOUP UIF NBOEJCVMBS SBNVT PG TJY EPHT 5IFTF TDSFXT XFSF TJNJMBS UP UIF TDSFXT UIBU XFSF VTFE GPS àYBUJPO PG CPOF GSBDUVSFT 5IFZ IBE B EJBNFUFS PG  NN BOE XFSF  NN MPOH 5IF TDSFXT XFSF JNNFEJBUFMZ MPBEFE XJUI  H FMBTUJDT UIBU XFSF BUUBDIFE UP BO BQQMJBODF JO UIF VQQFS KBX 'JHVSF   5IF SFTFBSDIFST GPVOE UIBU UPPUI NPWFNFOUT DPVME CF BDIJFWFE XJUI UIJT UZQF PG BODIPS BHF )PXFWFS BMM TDSFXT XFSF MPTU XJUIJO UXP PS UISFF XFFLT BOE UIF DPODMVTJPO XBT UIBU UIJT DPODFQU DPVME OPU XBSSBOU BODIPSBHF GPS PSUIPEPOUJD UPPUI NPWFNFOU 5IFZ CFMJFWFE UIBU MPPTFOJOH PG UIF TDSFXT XBT NBJOMZ DBVTFE CZ DPOUBDU XJUI UIF PSBM NJDSPáPSB 5IF VTF PG JOUFSNJUUFOU GPSDF BOE UIF TUSBJHIU EJSFDUJPO PG UIF GPSDF XFSF OPU EJTDVTTFE BT GBDUPST GPS TDSFX MPTT. B. $PCBMU$ISPNJVN.PMZCEFOVN. .

(25) 6B;m`2 d, "QQBSBUVT VTFE CZ (BJOTGPSUI BOE )JHMFZ JO EPHT BT SFQPSUFE JO   0XO XPSL CBTFE PO UIF DBOJT MBUSBOT NPEFM CZ %JNVT QVCMJTIFE VOEFS $SFBUJWF $PNNPOT "UUSJCVUJPO  $$#:. *O UIF T B EJGGFSFOU DPODFQU XBT UFTUFE PO BOJNBMT JN QMBOUT BT TLFMFUBM BODIPSBHF JO PSUIPEPOUJDT   5IJT DPODFQU XBT CBTFE PO JNQMBOUT TJNJMBS UP QSPTUIFUJD JNQMBOUT *O  3PCFSUT FU BM  QVCMJTIFE UIF àSTU DBTF SFQPSU PG BO PTTFPJOUF HSBUFE JNQMBOU VTFE GPS TQBDF DMPTVSF JO B IVNBO %VSJOH UIJT UJNF PSUIPEPOUJD JNQMBOUT XFSF DVTUPNNBEF JUFNT NBDIJOFE GSPN UJUBOJVN CMPDLT 5IF JOTFSUJPO QSPUPDPM JODMVEFE MPDBM BOFTUIFTJB BOE JOUSBWFOPVT TFEBUJPO 5IF JNQMBOU JOTFSUJPO TVSHFSZ JODMVEFE FMFWBUJPO PG B NVDPQFSJPTUFBM áBQ QSFESJMMJOH PG B QJMPU IPMF FOMBSHFNFOU PG UIF QJMPU IPMF XJUI SPVOE CVST BOE àOBMMZ JOTFSUJPO PG B TFMGUBQQJOH TDSFX 5IJT TDSFX XBT UIFO DPW FSFE XJUI UIF áBQ GPS B DMPTFE IFBMJOH QIBTF 5IF TVSHFSZ XBT GPMMPXFE CZ B àWFEBZ 1FOJDJMMJO 7 DPVSTF "GUFS TFWFSBM NPOUIT PG IFBMJOH BOE PTTFPJOUFHSBUJPO UIF JNQMBOU DPVME CF MPBEFE XJUI PSUIPEPOUJD GPSDFT  4JODF UIF TJ[F PG UIF JNQMBOU IBE UP CF DPOHSVFOU XJUI UIF BWBJM BCMF CPOF  UIF VTF PG GVMMTJ[F EFOUBM JNQMBOUT XBT SFTUSJDUFE UP UIF SFUSP NPMBS BSFB PS UP QSFQSPTUIFUJD USFBUNFOUT 5IFSFGPSF TIPSUFS BOE UIJOOFS PSUIPEPOUJD JNQMBOUT XFSF EFWFMPQFE 5IF 0SUIPTZTUFN VTFE BO JNQMBOU XJUI B EJBNFUFS PG  NN BOE B MFOHUI PG  PS  NN 4JNJMBS UP EFOUBM JNQMBOUT UIF TVSGBDF XBT TBOECMBTUFE BOE BDJEFUDIFE UP JNQSPWF PTTFPJOUFHSBUJPO  5IFTF. .

(26) 6B;m`2 3, 3JHJE TVQSBDPOTUSVDUJPO NPVOUFE PO BO 0SUIPTZTUFN JNQMBOU. TNBMMFS JNQMBOUT DPVME CF JOTFSUFE JO UIF QBMBUF QSPWJEJOH BODIPS BHF SFJOGPSDFNFOU UP UIF XIPMF NBYJMMB WJB SJHJE TVQSBDPOTUSVD UJPOT 'JHVSF   *OTFSUJPO XBT DPOEVDUFE XJUIPVU áBQ QSFQBSBUJPO BOE VTJOH MPDBM BOFTUIFTJB  5IF NJETBHJUUBM BSFB PG UIF QBMBUF QSPWJEFT TVGà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àDBOUMZ MPXFS BGUFS JOTFS UJPO PG UIF 0SUIPTZTUFN JNQMBOU  0TTFPJOUFHSBUJPO JT POF PG UIF DIBSBDUFSJTUJDT UIBU EFOUBM JN QMBOUT 0SUIPTZTUFN JNQMBOU BOE 0OQMBOU IBWF JO DPNNPO 0T TFPJOUFHSBUJPO NFBOT UIBU UIF TLFMFUBM BODIPSBHF JT NFBOU UP HSPX JOUP UIF CPOF SJHJEMZ BODIPSJOH JO UIF CPOF )PXFWFS SFNPWBM PG BO PTTFPJOUFHSBUFE EFWJDF SFRVJSFT BEEJUJPOBM TVSHFSZ. .

(27) $POUFNQPSBSZ TLFMFUBM BODIPSBHF 5IF DPMMFDUJWF UFSN GPS CPOF BODIPST JT 5FNQPSBSZ "ODIPSBHF %F WJDFT 5"%T  5"%T BSF UFNQPSBSJMZ àYFE UP CPOF UP JODSFBTF BODIPSBHF EVSJOH UPPUI NPWFNFOU  5"%T JODMVEF UIF TVCDBU FHPSJFT PTTFPJOUFHSBUFE JNQMBOUT POQMBOUT [ZHPNB XJSFT NJOJ QMBUFT BOE NJOJTDSFXT 'JHVSF   $POUFNQPSBSZ NJOJTDSFXT DBO CF SFHBSEFE BT B DSPTTPWFS PG TVS HJDBM TDSFXT BOE EFOUBM JNQMBOUT 5IVT NJOJTDSFXT VOJUF B OVN CFS PG DIBSBDUFSJTUJD QSPQFSUJFT UIBU NBLF UIFN EJGGFSFOU GSPN TVS HJDBM TDSFXT PS PTTFPJOUFHSBUFE JNQMBOUT .JOJTDSFXT BSF QMBDFE USBOTHJOHJWBMMZ XJUIPVU OFFE GPS áBQ QSFQBSBUJPO .JOJTDSFXT SFMZ NBJOMZ PO NFDIBOJDBM TUBCJMJUZ 5IFZ DBO CF JNNFEJBUFMZ MPBEFE XJUI PSUIPEPOUJD GPSDFT VQ UP  H m 1BUJFOUT BSF SFDPNNFOEFE UP VTF DIMPSIFYJEJOF GPS B DPVQMF PG EBZT BGUFS UIF TVSHFSZ  CVU BOUJCJPUJD BENJOJTUSBUJPO JT VTVBMMZ OPU JOEJDBUFE JO IFBMUIZ QB UJFOUT $POUFNQPSBSZ NJOJTDSFXT IBWF B EJBNFUFS PG  NN BOE BSF  NN MPOH 5IF UISFBE EFTJHO DBO CF TFMGDVUUJOH PS TFMG UBQQJOH  %FQFOEJOH PO UIF JOTFSUJPO TJUF BOE UIF UISFBE B QJMPU IPMF NBZ CF OFFEFE CVU JO NPTU DBTFT JU JT OPU OFDFTTBSZ .JOJ TDSFXT DBO CF NBEF PG QVSF UJUBOJVN UJUBOJVN BMMPZ PS TUBJOMFTT TUFFM   .JOJTDSFXT BSF BGGPSEBCMF BOE BSF FBTJMZ JOTFSUFE 5IVT NJOJTDSFXT BSF DPOTJEFSFE BO JEFBM BODIPSBHF TZTUFN . 6B;m`2 N, $POUFNQPSBSZ 5"%T 0OQMBOU 0SUIPTZTUFN JNQMBOU 4QJEFS 4DSFX¡ BOE ZUZQF NJOJQMBUF. &WJEFODF %FTQJUF UIF GBDU UIBU UIF DPODFQU UP VTF TDSFXT BT CPOF BODIPST BOE UIF DPODFQU UP VOJUF TFWFSBM UFFUI UP BO BODIPSBHF CMPDL BSF TFW FSBM EFDBEFT PME UIFSF JT MJUUMF PS MJNJUFE FWJEFODF DPODFSOJOH UIF BODIPSBHF DBQBDJUZ QBUJFOUT{ QFSDFQUJPOT BOE DPTUFGGFDUJWFOFTT PG UIFTF UFDIOJRVFT  . .

(28) "ODIPSBHF DBQBDJUZ 5IF MJUFSBUVSF JOEJDBUFT NPEFSBUF FWJEFODF UIBU NJOJTDSFXT DBO QSPWJEF HPPE BODIPSBHF SFJOGPSDFNFOU  3FDFOU SFWJFXT IBWF SF QPSUFE UIF TVDDFTT SBUF GPS NJOJTDSFXT UP CF  UP  m "U UIF TBNF UJNF HFOFSBM DPODMVTJPOT IBWF UP CF ESBXO XJUI DBV UJPO CFDBVTF PG UIF IFUFSPHFOFJUZ PG UIF EBUB 5IJT IFUFSPHFOF JUZ JT DBVTFE CZ UIF WBSJFUZ PG DPODFQUT JODMVEJOH EJGGFSFOU TDSFX UZQFT JOTFSUJPO TJUFT BOE MPBEJOHT $POTFRVFOUMZ NPSF SFTFBSDI JT OFFEFE UIBU JOWFTUJHBUFT NJOJTDSFXT VTFE GPS TQFDJàD JOEJDBUJPOT JO TQFDJàD JOTFSUJPO TJUFT BOE DPNQBSFT NJOJTDSFXT UP DPOWFOUJPOBM UFDIOJRVFT 1BUJFOUT{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{ BDDFQUBODF CFUXFFO TFMGESJMMJOH TDSFXT BOE TDSFXT UIBU SF RVJSF B QJMPU IPMF  4JHOJàDBOUMZ IJHIFS QBJO MFWFMT BSF SFQPSUFE BGUFS áBQ TVSHFSZ PS TPGU UJTTVF QVODIJOH   5IFTF àOEJOHT IPX FWFS EP OPU QSPWJEF BOZ HVJEBODF BCPVU XIFO UP VTF NJOJTDSFXT PS DPOWFOUJPOBM TZTUFNT .BOZ USJBMT BCPVU QBUJFOUT{ QFSDFQUJPOT MBDL B DPOUSPM HSPVQ $POUSPM HSPVQT BSF QBSUJDVMBSMZ JNQPSUBOU XIFO FWBMVBUJOH B SFG FSFODF QSPDFEVSF 5IF SFGFSFODF QSPDFEVSF DBO CF VTFE UP SFMBUF TVSWFZ PVUDPNFT UP PUIFS PSUIPEPOUJD USFBUNFOUT "T QSFNPMBST BSF PGUFO FYUSBDUFE XIFO UIFSF JT B MBDL PG TQBDF PS JODSFBTFE PWFS KFU  UIJT DBO TFSWF BT B SFGFSFODF QSPDFEVSF  6TJOH EBUB GSPN UPPUI FYUSBDUJPOT BT B SFGFSFODF IBT CFFO GPVOE UP CF VTFGVM JO FBS MJFS SBOEPNJ[FE DPOUSPMMFE USJBMT XJUIJO PVS SFTFBSDI HSPVQ . .

(29) $PTUFGGFDUJWFOFTT 5IF FWJEFODF DPODFSOJOH IFBMUI FDPOPNJDT PG PSUIPEPOUJD JOUFS WFOUJPOT JT HFOFSBMMZ JOTVGàDJFOU  4JODF SFTPVSDFT BSF MJNJUFE JO NBOZ HPWFSONFOUBM GVOEFE IFBMUI TFSWJDF TZTUFNT EBUB PO DPTU FGGFDUJWFOFTT JT DSVDJBM UP QSJPSJUJ[F USFBUNFOUT  5IFTF QSJPSJUJFT DBO CF EFUFSNJOFE VTJOH NBOZ EJGGFSFOU BOBMZ[FT 8IFO UIF JOUFS WFOUJPOT UP CF DPNQBSFE BSF EJGGFSFOU JO UIFJS FGGFDU TJ[F B DPTU FGGFDUJWFOFTT BOBMZTJT DBO CF VTFE UP EFUFSNJOF XIJDI USFBUNFOU QSPWJEFT UIF CFTU WBMVF "QBSU GSPN DPTUFGGFDUJWFOFTT UIF NPTU JOUFSFTUJOH RVFTUJPO JT PQQPSUVOJUZ DPTUT  8IFO SFTPVSDFT BSF MJNJUFE UIF JOUSPEVDUJPO PG B OFX USFBUNFOU DPOTVNFT SFTPVSDFT UIBU XJMM CF DVU GPS PUIFS USFBUNFOUT $POTFRVFOUMZ FTUJNBUJOH PQQPSUVOJUZ DPTUT XJMM FO BCMF TUBLFIPMEFST UP EFUFSNJOF XIJDI USFBUNFOUT UP TBDSJà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{T QPTJUJPO CFGPSF BOE BGUFS USFBUNFOU -BUFSBM DFQIBMPHSBNT BSF B QSPWFO EJBHOPTUJD UPPM JO PSUIPEPO UJDT )PXFWFS JO BEEJUJPO UP SBEJBUJPO FYQPTVSF UIJT UFDIOJRVF IBT TFWFSBM PUIFS EJTBEWBOUBHFT 4JODF UIF JNBHFT BSF UXPEJNFO TJPOBM SPUBUJPOT PS USBOTWFSTBM DIBOHFT BSF OPU NFBTVSBCMF 'VS UIFS NPSF UIFSF BSF B OVNCFS PG FSSPS TPVSDFT EVSJOH BDRVJTJUJPO PG UIF MBUFSBM DFQIBMPHSBNT " USJBM DPNQBSJOH GPVS EJGGFSFOU TVQFS JNQPTJUJPO UFDIOJRVFT SFQPSUFE NFBO EJGGFSFODFT PG VQ UP  NN XJUI B TUBOEBSE EFWJBUJPO PG  NN GPS NFBTVSFNFOUT PO MBU FSBM DFQIBMPHSBNT  5IVT UIF NFBTVSFNFOU FSSPS GPS UIFTF UFDI OJRVFT DBO CF SFHBSEFE IJHI. .

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m #Z VT JOH % TDBOT UBLFO CFGPSF BOE BGUFS USFBUNFOU UPPUI NPWFNFOUT DBO CF BOBMZ[FE JO BMM UISFF EJNFOTJPOT 4VQFSJNQPTJUJPO PG % TDBOT JT VTVBMMZ CBTFE PO TP DBMMFE NBUDIJOH UFDIOJRVFT .BUDI JOHT DBO CF EJGGFSFOUJBUFE JO 3BXNBUDIJOHT HJWJOH B DPBSTF BMJHO NFOU NBOVBMMZ TFMFDUFE SFGFSFODF QPJOUT BOE 'JOFNBUDIJOHT CBTFE PO CFTUàU QSPDFEVSFT  %JGGFSFOU UFDIOJRVFT GPS TVQFSJNQPTJUJPO PG % TDBOT IBWF CFFO QSPQPTFE r #FTUàU NBUDIJOH PG UIF DFOUSBMBOUFSJPS QBSU PG UIF QBMBUF CMVF NVTISPPN  r #FTUàU NBUDIJOH PG UIF XIPMF QBMBUF  r .JOJTDSFX BT SFGFSFODF MBOENBSLT  r .BOVBM TFMFDUJPO PG UIF SVHBF XJUI XFJHIUFE GBDUPST GPS EJG GFSFOU QPJOUT  r .BOVBM TFMFDUJPO PG B OVNCFS PG SFGFSFODF QPJOUT JO UIF QBMBUF . .

(31) 6B;m`2 Ry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{T TVSGBDF JT SFHVMBSMZ TDBOOFE XJUI BJSQMBOFNPVOUFE MBTFS TDBOOFST 4VQFSJNQPTJUJPO PG UIFTF TDBOT IBT UIF TBNF DIBMMFOHJOH DPOEJUJPOT BT TVQFSJNQPTJUJPO PG UIF QBMBUF  OP TUSVDUVSFT BSF TUBCMF 5IFSFGPSF BO BMHPSJUIN JT VTFE UP EFUFDU VODIBOHFE BSFBT BOE UP VTF POMZ UIFTF BSFBT GPS TVQFSJNQPTJUJPO  . .

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à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{ QFSDFQUJPOT BOE DPTUT *O BEEJUJPO JG UIF 3'%TVQFSJNQPTJUJPO JT BQQMJFE MBUFSBM DFQIBMPHSBNT BSF OPU OFFEFE GPS FWBMVBUJPO PG UPPUI NPWF NFOUT JO UIF NBYJMMB B CFOFàU UIBU BMTP MJNJUT QBUJFOU FYQPTVSF UP 9SBZ SBEJBUJPO. .

(33) "*.4  ):105)&4*4. 5IJT EPDUPSBM UIFTJT JT CBTFE PO B NVMUJQVSQPTF SBOEPNJ[FE DPO USPMMFE USJBM 3$5  5IF 3$5 DPOTJTUFE PG UISFF TVCTUVEJFT 1BQFST ** *** BOE *7 FBDI XJUI UIFJS PXO BJNT *O BEEJUJPO B OFX NFB TVSFNFOU UFDIOJRVF XBT JOUSPEVDFE BOE WBMJEBUFE 1BQFS *  5IJT NFBTVSFNFOU UFDIOJRVF XBT UIFO VTFE UP FWBMVBUF USFBUNFOU SF TVMUT 5IF TQFDJàD BJNT BOE IZQPUIFTJT GPS FBDI QBQFS BSF MJTUFE CFMPX. 1BQFS * 5IF àSTU QBQFS JOUSPEVDFT BOE WBMJEBUFT B OFX UFDIOJRVF UP NFB TVSF UPPUI NPWFNFOUT VTJOH EJHJUBM % NPEFMT 5IF QBQFS{T IZ QPUIFTJT JT UIBU UIJT UFDIOJRVF DBO CF VTFE GPS TVQFSJNQPTJUJPO BOE NFBTVSFNFOUT JO HSPXJOH QBUJFOUT XJUI NJOJNBM NFBTVSFNFOU FS SPS. 1BQFS ** 5IF TFDPOE QBQFS JOWFTUJHBUFT IPX BEPMFTDFOU QBUJFOUT FYQFSJFODF QBJO BOE EJTDPNGPSU BTTPDJBUFE XJUI UIF JOTFSUJPO PG NJOJTDSFXT 5IF QBQFS{T IZQPUIFTJT JT UIBU UIF JOTFSUJPO PG NJOJTDSFXT DBVTFT MFTT QBJO UIBO UIF FYUSBDUJPO PG QSFNPMBST. 1BQFS *** 5IF UIJSE QBQFS FWBMVBUFT UIF BODIPSBHF DBQBDJUZ PG NJOJTDSFXT DPNQBSFE UP NPMBS CMPDLT 5IF QBQFS{T IZQPUIFTJT JT UIBU NJ OJTDSFXT EFMJWFS BODIPSBHF DBQBDJUZ CFUUFS UIBO NPMBS CMPDLT BM UIPVHI NPMBS CMPDLT BSF DBQBCMF PG DFSUBJO BODIPSBHF SFJOGPSDF NFOU. .

(34) 1BQFS *7 5IF GPVSUI QBQFS DPNQBSFT UIF DPTUT PG NJOJTDSFXT BOE NPMBS CMPDLT BT BODIPSBHF SFJOGPSDFNFOU 5IF GVSUIFS JU XBT JOWFTUJ HBUFE XIFUIFS UIF VTF PG NJOJTDSFXT SFEVDFT USFBUNFOU DPTUT DPN QBSFE UP NPMBS CMPDLT 5IF QBQFS{T IZQPUIFTJT JT UIBU NJOJTDSFXT BSF NPSF DPTUFGGFDUJWF UIBO NPMBS CMPDLT. .

(35) ."5&3*"-4 "/% .&5)0%4. 'PS UIJT UIFTJT UXP TBNQMFT XFSF VTFE 5IF àSTU TBNQMF VTFE JO UIF WBMJEBUJPO TUVEZ 1BQFS * XBT EFSJWFE GSPN BO FBSMJFS USJBM BCPVU BODIPSBHF SFJOGPSDFNFOU  5IF TFDPOE TBNQMF XBT QSPTQFDUJWFMZ DPMMFDUFE BU UIF 0SUIPEPO UJD DMJOJD JO (ÅWMF 4XFEFO 5IJT TBNQMF DPOTJTUFE PG  QBSUJD JQBOUT "MM QBSUJDJQBOUT SFDFJWFE PSUIPEPOUJD USFBUNFOU BOE UIF FWBMVBUJPO PG UIFTF USFBUNFOUT JT QSFTFOUFE JO 1BQFS ***7. 1BQFS * 5IF TBNQMF DPOTJTUFE PG QMBTUFS DBTUT QSFQBSFE GPS BO FBSMJFS USJBM BCPVU BODIPSBHF SFJOGPSDFNFOU  5IJT USJBM XBT DPNQBSBCMF JO JUT JODMVTJPO DSJUFSJB BHF BOE HFOEFS EJTUSJCVUJPO UP UIF TBNQMF VTFE GPS 1BQFST ***7 'SPN UIJT TBNQMF UIF SFRVJSFE OVNCFS PG QSFUSFBU NFOU NPEFMT XBT SBOEPNMZ TFMFDUFE 4FMFDUJPO GPMMPXFE B SBOEPN MJTU HFOFSBUFE CZ BO JOEFQFOEFOU QFSTPO GSPN UIF $FOUFS GPS 3F TFBSDI BOE %FWFMPQNFOU 6QQTBMB 6OJWFSTJUZ  3FHJPO (ÅWMFCPSH VTJOH UIF QSPHSBNNJOH MBOHVBHF 3  5IF SFRVJSFE TBNQMF TJ[F XBT FTUJNBUFE BTTVNJOH UIF XJUIJO DBTF TUBOEBSE EFWJBUJPO UP CF CFUXFFO  BOE  NN BT SF QPSUFE CZ $IPJ FU BM  UIF CFUXFFODBTF TUBOEBSE EFWJBUJPO UP CF  NN BOE UIF JOUSB DMBTT DPSSFMBUJPO *$$ UP CF CFUXFFO  BOE  5IF OVMM IZQPUIFTJT XBT UIBU UIF *$$ JT FRVBM UP  $BMDVMBUJPO VTJOH UIF *$$4BNQMF4J[F QBDLBHF JO UIF QSPHSBN NJOH MBOHVBHF 3  SFWFBMFE UIBU  DBTFT XFSF OFFEFE UP SFBDI  QPXFS XJUI BO BOUJDJQBUFE *$$ PG . .

(36) &UIJDBM DPOTJEFSBUJPOT 5IF USJBM QSPUPDPM BOE JOGPSNFE DPOTFOU XFSF BQQSPWFE CZ 6QQ TBMB 6OJWFSTJUZT 3FTFBSDI $PNNJUUFF 6QQTBMB 4XFEFO %OS    8SJUUFO JOGPSNFE DPOTFOU XBT SFUSJFWFE GSPN BMM QBUJFOUT BOE UIFJS QBSFOUT. 5IF *OTVèDJFOU (PME 4UBOEBSE %JMFNNB 5IF UFSN HPME TUBOEBSE EFTDSJCFT B NFUIPE UIBU NFBTVSFT B DFSUBJO WBSJBCMF XJUI QFSGFDU BDDVSBDZ *O SFBMJUZ NFUIPET DPOTJEFSFE HPME TUBOEBSET PGUFO GBMM TIPSU PG QFSGFDU BDDVSBDZ 8IFO B HPME TUBOEBSE IBT MPX BDDVSBDZ UIFO UIJT EFàDJFODZ XJMM MJNJU UIF WBMJEBUJPO PG B TVQFSJPS NFUIPE  5IFSFGPSF XF EFDJEFE OPU UP VTF 5 BOE 5 NPEFMT GSPN SFBM DBTFT UP WBMJEBUF UIF 3'%TVQFSJNQPTJUJPO BHBJOTU NFBTVSFNFOUT PO MBUFSBM DFQIBMPHSBNT 5IF NFBTVSFNFOU FSSPS PG UFDIOJRVFT TVDI BT UIF NFUIPET BDDPSEJOH UP 3JDLFUUT  PS 1BODIFS[  DBO CF PG DMJOJDBMMZ SFMFWBOU NBHOJUVEF *OTUFBE XF DIPTF B TFUVQ UIBU FOBCMFE VT UP DPNQBSF NFBTVSFNFOU SFTVMUT XJUI USVF WBMVFT. 3FGFSFODF NPEFMT 5IF QSFUSFBUNFOU QMBTUFS DBTUT GSPN BMM  DBTFT XFSF EJHJUJ[FE XJUI B % TDBOOFS TZTUFN UIBU IBE CFFO WBMJEBUFE JO FBSMJFS TUVE JFT 3 %FTLUPQ 4DBOOFS 4IBQF $PQFOIBHFO %FONBSL    5IFTF QSFUSFBUNFOU TDBOT TFSWFE BT 5 NPEFMT 5IFO B 5 NPEFM SFGFSFODF NPEFM XBT QSPEVDFE CZ BO JOEFQFOEFOU DPNQVUFS FOHJ OFFS XIP VTFE UIF 5 NPEFM BT B UFNQMBUF GPS UIF 5 NPEFM 'JHVSF   4UBSUJOH GSPN 5 UFFUI XFSF NPWFE UP TJNVMBUF PSUIPEPOUJD USFBUNFOU 'JOBMMZ UIF QBMBUFT XJEUI BOE IFJHIU XFSF DIBOHFE UP TJNVMBUF HSPXUI 5IF SFTVMU PG UIJT QSPDFTT XBT B TFU PG  5 NPEFMT XIFSF UIF USVF UPPUI NPWFNFOU XBT LOPXO UP UIF DPN QVUFS FOHJOFFS *O UIJT XBZ UIF SFTVMUT DPVME CF DPNQBSFE UP USVF WBMVFT. .

(37) 6B;m`2 RR, 4UBSU NPEFM CMVF BOE SFGFSFODF NPEFM SFE . .

(38) 0VUDPNFT 5IF QSJNBSZ PVUDPNF XBT NPWFNFOU PG UIF NBYJMMBSZ àSTU NPMBS EFàOFE BT USBOTMBUJPO BOE SPUBUJPO BDDPSEJOH UP UIF BYFT PG UIF % DPPSEJOBUF TZTUFN 5IF MPDBM DPPSEJOBUF TZTUFN XBT BMJHOFE TP UIBU USBOTWFSTBM DIBOHFT XFSF SFQSFTFOUFE CZ UIF YBYJT BOUFSP QPTUFSJPS DIBOHFT CZ UIF ZBYJT BOE WFSUJDBM DIBOHFT CZ UIF [BYJT 5PPUI NPWFNFOU XBT BTTFTTFE BT UIF EJGGFSFODF JO UIF UPPUI QP TJUJPO JO UIF TUBSU NPEFM BOE UIF SFGFSFODF  NPEFM 5IF SFTVMUJOH NPWFNFOU XBT UIFO DBMDVMBUFE BT d = (x2 + y 2 + z 2 ) "GUFS UIPSPVHI JOTUSVDUJPOT BOE BO JOJUJBM USBJOJOH QSPHSBN GPVS TFOJPS DPOTVMUBOU PSUIPEPOUJTUT JOEFQFOEFOUMZ DPOEVDUFE TVQFSJN QPTJUJPOT BOE NFBTVSFNFOUT GPS BMM  DBTFT 3FQFBUFE TVQFSJN QPTJUJPOT BOE NFBTVSFNFOUT XFSF QFSGPSNFE CZ BMM GPVS PCTFSWFST PO BMM  DBTFT BGUFS BU MFBTU UXP XFFLT 4VQFSJNQPTJUJPO BOE NFB TVSFNFOU UPPL BCPVU UFO NJOVUFT QFS DBTF. #MJOEJOH 5IF BTTFTTPST XFSF CMJOEFE GPS UIF USVF WBMVF CFGPSF BOE EVSJOH NFBTVSFNFOUT. 4VQFSJNQPTJUJPO 4VQFSJNQPTJUJPO PWFSMBZT BO JNBHF PG POF PCKFDU PWFS UIF JNBHF PG BOPUIFS PCKFDU B UFDIOJRVF SFGFSSFE UP BT NBUDIJOH %VSJOH B NBUDIJOH QSPDFTT UIFSF JT BMXBZT POF PCKFDU XJUI B àYFE QPTJ UJPO NBTUFS XIJMF UIF PUIFS PCKFDU TMBWF JT NPWFE UP BDIJFWF QSPQFS PCKFDU PWFSMBZ 8IFO UIF NBUDIJOH VTFT BT NBOZ DPSSF TQPOEJOH QPJOUT BT QPTTJCMF GSPN B HJWFO SFGFSFODF TUSVDUVSF JU JT SFGFSSFE UP BT CFTUàU NBUDIJOH #FTUàU NBUDIJOH JT VTVBMMZ CBTFE PO BO *UFSBUJWF $MPTFTU 1PJOU BMHPSJUIN *$1  )PXFWFS UIFSF BSF IVOESFET PG EJGGFSFOU *$1 JNQMFNFOUBUJPOT  3'%TVQFSJNQPTJ UJPO VTFT QPJOUUPTVSGBDF *$1 JNQMFNFOUBUJPOT JO UIF SBX NBUDI JOH BOE àOF NBUDIJOH #BTJDBMMZ 3'%TVQFSJNQPTJUJPO DPNCJOFT UISFF UFDIOJRVFT 3BX NBUDIJOH 'JOF NBUDIJOH BOE %FGPSNBUJPO BOBMZTJT 3BX NBUDIJOH 3BX NBUDIJOH DPBSTFMZ BMJHOT UIF UXP % NPE FMT JO UIF DPPSEJOBUF TZTUFN 5IJT TUFQ DSFBUFT PQUJNBM DPOEJUJPOT GPS àOF NBUDIJOH 3BX NBUDIJOH JT DPOEVDUFE CZ NBOVBMMZ DIPPT JOH TJY DPSSFTQPOEJOH QPJOUT PO CPUI NPEFMT 5IFTF DPSSFTQPOE. .

(39) 6B;m`2 Rk, 1BMBUBM WBVMU PG TUBSU CMVF NBTUFS NPEFM BOE SFGFSFODF NPEFM SFE TMBWF NPEFM. XJUI DPSSFTQPOEJOH SFGFSFODF QPJOUT. JOH QPJOUT BSF JOEJWJEVBMMZ DIPTFO GPS FBDI DBTF 4JODF UIF NFEJBO QPJOU PG UIF UIJSE SVHBF JT UIF NPTU TUBCMF BSFB UIF DPSSFTQPOEJOH QPJOUT BSF QSFGFSBCMZ GPVOE DMPTF UP UIJT BSFB 'JHVSF   'JOF NBUDIJOH 'JOF NBUDIJOH QVUT UIF NPEFMT JO BO PQUJNBM QPTJUJPO TP UIBU UIF %FGPSNBUJPO BOBMZTJT DBO CF VTFE UP àMUFS PVU NPSQIPMPHJDBM DIBOHFT *O 'JOBM 4VSGBDF¡ B QPJOU UP USJBOHMF CFTUàU NFUIPE JT VTFE GPS àOF NBUDIJOH *O DPOUSBTU UP B QPJOU UPQPJOU NBUDIJOH FWFSZ QPJOU GSPN UIF TMBWF PCKFDU JT NBUDIFE PO B DPSSFTQPOEJOH TVSGBDF GSPN UIF NBTUFS PCKFDU 5IFSFGPSF UIJT UFDIOJRVF IBT TPNF UPMFSBODF BOE JT MFTT TFOTJUJWF UP WBSJB UJPOT JO UIF MPDBM QPJOU SFTPMVUJPO 'VSUIFSNPSF UIF OVNCFS PG JODMVEFE QPJOUT JT MJNJUFE UP  BOE UIF TPGUXBSF BVUPNBUJDBMMZ VTFT UIF CFTU  5IF OVNCFS PG SFQFUJUJPOT JT DPOUSPMMFE CZ UIF DPOWFSHFODF NFUIPE 5IJT NFUIPE SFQFBUT UIF àOF NBUDI JOH VOUJM B MFWFM PG BHSFFNFOU CFUXFFO UIF NBUDIJOH PCKFDUT PG  NN JT SFBDIFE "MUFSOBUJWFMZ JG UIF MFWFM PG BHSFFNFOU DPVME OPU CF SFBDIFE UIF NBUDIJOH JT TUPQQFE XIFO  SFQFUJUJPOT BSF SFBDIFE %FGPSNBUJPO BOBMZTJT 5IF QVSQPTF PG UIF %FGPSNBUJPO BOBM ZTJT JT UP EFUFDU BSFBT UIBU IBWF DIBOHFE TIBQF  5IF %FGPSNB UJPO BOBMZTJT JT CBTFE PO UIF *UFSBUJWF $MPTFTU 1SPYJNJUZ BMHPSJUIN *$1SPY   5IF *$1SPY BMHPSJUIN àMUFST BMM BSFBT UIBU IBWF B EJG GFSFOU TIBQF CFUXFFO UIF UXP NPEFMT 0OMZ UIF VODIBOHFE BSFBT BSF VTFE BT SFGFSFODF GPS UIF NBUDIJOH 5P EP UIJT UIF BMHPSJUIN. .

(40) QVUT B HSJE PG DBOEJEBUF QPJOUT POUP UIF NBTUFS NPEFM 5IFO UIF NFEJBO EJTUBODFT CFUXFFO UIF DBOEJEBUF QPJOUT BOE UIFJS BEKBDFOU QPJOUT BSF DBMDVMBUFE BOE B TVSGBDF XJUI B SBEJVT PG UIBU EJTUBODF JT DSFBUFE BSPVOE UIF DBOEJEBUF QPJOU 5IJT TVSGBDF JT DBMMFE UIF IBCJ UBU "OPUIFS TFU PG DBOEJEBUF QPJOUT JT UIFO DSFBUFE PO UIF TMBWF NPEFM &WFSZ DBOEJEBUF QPJOU GSPN UIF TMBWF NPEFM JT NBUDIFE UP UIF DPSSFTQPOEJOH IBCJUBU PO UIF NBTUFS NPEFM 5IJT QPJOUUPTVS GBDF UFDIOJRVF HJWFT B SPCVTU UPMFSBODF BHBJOTU WBSJBUJPOT JO QPJOU SFTPMVUJPO 8IFO UIF IJHIFTU QPTTJCMF SFTPMVUJPO JT TFMFDUFE FWFSZ TJOHMF QPJOU PG UIF NPEFM JT DBMDVMBUFE )PXFWFS UIJT NFUIPE UBLFT B MPOH UJNF BOE PVUMJFST JOáVFODF SFTVMUT 5IF SFTPMVUJPO PG UIF NBUDIJOH PCKFDUT JT SFEVDFE CZ UXP NFDIBOJTNT r 5IF DPMMFDUPS QBSBNFUFS TVCEJWJEFT UIF NPEFM JOUP TNBMM DVCFT 'SPN FWFSZ DVCF POMZ POF DBOEJEBUF QPJOU JT DPM MFDUFE r 5IF àMUFS QBSBNFUFS DPNCJOFT TFWFSBM DPMMFDUPS DVCFT JOUP POF àMUFS DVCF 5IFO GPS FWFSZ DBOEJEBUF QPJOU XJUIJO UIF àMUFS DVCF UIF EJTUBODF UP UIF DPSSFTQPOEJOH IBCJUBU JT DBM DVMBUFE "MM àMUFS DVCFT XIFSF UIFTF EJTUBODFT FYDFFE B DFS UBJO UISFTIPME BSF JOUFSQSFUFE BT DVCFT XJUI NPSQIPMPHJDBM DIBOHFT BOE BSF FYDMVEFE GSPN UIF NBUDIJOH *ODSFBTJOH UIF OVNCFS PG SFQFUJUJPOT JF JUFSBUJPOT JT B XBZ UP JNQSPWF BDDVSBDZ 'PS FWFSZ SFQFUJUJPO UIF SFTVMU JT B MJUUMF NPSF FYBDU HJWJOH CFUUFS DPOEJUJPOT GPS UIF OFYU SFQFUJUJPO *O UIJT XBZ UIF EJTUBODFT CFUXFFO UIF DPSSFTQPOEJOH QPJOUT BOE UIF IBCJUBUT BSF TUFQXJTF NJOJNJ[FE )PXFWFS XIFO UXP PCKFDUT IBWF B EJGGFS FOU TIBQF UIFZ DBOOPU CF NBUDIFE XJUI  DPOHSVFODF 5IFO GSPN B DFSUBJO QPJOU UIF NBUDIJOH SFTVMU JT OPU GVSUIFS JNQSPWFE CZ BEEJUJPOBM SFQFUJUJPOT 4JODF FWFSZ SFQFUJUJPO SFRVJSFT UJNF GPS DBMDVMBUJPO JU JT DSVDJBM UP DIPPTF BT NBOZ SFQFUJUJPOT BT OFDFTTBSZ BMUIPVHI BT GFX BT QPTTJCMF "O FEHF MFOHUI PG  NN GPS UIF DPMMFDUPS DVCFT BOE  NN GPS UIF àMUFS DVCFT XJUI  SFQFUJUJPOT XFSF GPVOE TVJUBCMF JO UIF UFTU TFSJFT 'JHVSF   'JHVSF  EFQJDUT UIF EJTUBODF BOBMZTJT CFUXFFO UIF TUBSU NPEFM BOE UIF SFGFSFODF NPEFM BGUFS 3'%TVQFSJNQPTJUJPO 5IF DFOUSBM QBSU PG UIF QBMBUBM WBVMU XBT MFGU VODIBOHFE EVSJOH UIF QSPEVDUJPO PG UIF SFGFSFODF NPEFM. .

(41) 6B;m`2 Rj, 1BMBUBM WBVMU BGUFS EFGPSNBUJPO BOBMZTJT 5IF HSJE PG àMUFS DVCFT JT EFQJDUFE JO MJHIU HSFZ 6TFE SFGFSFODF QPJOUT BSF NBSLFE SFE. 6B;m`2 R9, %JTUBODF BOBMZTJT XJUI USVF WBMVFT TIPXJOH BO VODIBOHFE BSFB XIJUF DPMPSFE. JO UIF DFOUFS PG UIF QBMBUBM WBVMU. .

(42) %NPEFM BOBMZTJT "GUFS JNQPSU PG UIF TUMàMFT JOUP UIF 'JOBM 4VSGBDF¡ TPGUXBSF W  JODM %FGP4DBO

(43)

(44) 1MVHJO ('B* #FSMJO (FSNBOZ 3'%TV QFSJNQPTJUJPO XBT QFSGPSNFE BT GPMMPXT UIF TUBSU NPEFM BT NBTUFS UIF SFGFSFODF NPEFM BT TMBWF   *O B àSTU TUFQ UIF TUBSU BOE UIF TQFDJNFO NPEFM XFSF DMPOFE 5IFTF DMPOFT XFSF OBNFE TUBSU QBMBUVN BOE TQFDJNFO QBMB UVN 5IFO UIF QBMBUBM WBVMU XBT DSPQQFE PO CPUI NPEFMT 5IF QBMBUBM WBVMU XBT EFàOFE BT BO BSFB CFUXFFO UIF QBQJMMB JODJTJWB BOE B MJOF EJTUBM PG UIF TFDPOE QSFNPMBS  3BX NBUDIJOH XBT QFSGPSNFE VTJOH TJY JOEJWJEVBMMZ DIPTFO DPSSFTQPOEJOH QPJOUT JEFBMMZ OFBS UIF NFEJBO QPJOU PG UIF UIJSE QBJS PG SVHBF  'JOF NBUDIJOH XBT QFSGPSNFE XJUI UIF DPOWFSHFODF NFUIPE BT NBOZ BT  SFQFUJUJPOT   %FGPSNBUJPO BOBMZTJT BOE TVQFSJNQPTJUJPO PG TUBSU QBMBUVN BOE TQFDJNFO QBMBUVN XFSF QFSGPSNFE XJUI UIF %FGP4DBO

(45)

(46) 1MVHJO 5IF DPMMFDUPS QBSBNFUFS XBT TFU UP  NN FEHF MFOHUI BOE UIF àMUFS DFMM QBSBNFUFS UP  NN FEHF MFOHUI FBDI XJUI  SFQFUJUJPOT  4VQFSJNQPTJUJPO XBT àOJTIFE CZ USBOTGFSSJOH UIF SFTVMU PG UIF 3'%TVQFSJNQPTJUJPO PO UIF QBMBUBM WBVMU POUP UIF PSJH JOBM NPEFMT 5IJT XBT BDIJFWFE CZ DPQZJOH UIF USBOTGPS NBUJPO NBUSJY GSPN TQFDJNFO QBMBUVN JOUP UIF TQFDJNFO NPEFM "TTFTTNFOU PG UPPUI NPWFNFOU  5IF TVQFSJNQPTFE NPEFMT TUBSU BOE TQFDJNFO XFSF DMPOFE BOE UIF PDDMVTBM TVSGBDFT PG UIF SJHIU àSTU NBYJMMBSZ NPMBS JO CPUI NPEFMT XFSF DSPQQFE 5IF XFJHIU DFOUFST XFSF UIFO DFOUSBMJ[FE JO UIF PDDMVTBM TVSGBDFT BOE UIF Y Z [DPPSEJ OBUFT XFSF SFDPSEFE 1SF59 QPTJUJPO   "OPUIFS DMPOF PG UIF PDDMVTBM TVSGBDF XBT DSFBUFE 5IJT OFX DMPOF XBT NBUDIFE POUP UIF PDDMVTBM TVSGBDF PG UIF SFGFS FODF NPEFM "HBJO UIF QPTJUJPO BOE SPUBUJPO BOHMFT PG UIF PDDMVTBM TVSGBDF XFSF SFDPSEFE 1PTU59 QPTJUJPO   5PPUI NPWFNFOU XBT DBMDVMBUFE BT UIF EJGGFSFODF CFUXFFO 1SF59 QPTJUJPO BOE 1PTU59 QPTJUJPO. .

(47) 4UBUJTUJDBM NFUIPET 5IF SFMBUJPOTIJQ CFUXFFO NFBTVSFE UPUBM NPWFNFOU BOE USVF UPUBM NPWFNFOU XBT BOBMZ[FE XJUI B NJYFE FGGFDUT NPEFM 5IF NJYFE FGGFDUT NPEFM JT B TJNQMF MJOFBS SFHSFTTJPO NPEFM PG UIF SFMBUJPOTIJQ CFUXFFO NFBTVSFE BOE USVF UPUBM NPWFNFOU XIJDI BMTP UBLFT JOUP BDDPVOU EFQFOEFODJFT CFUXFFO PCTFSWBUJPOT NBEF PO UIF TBNF DBTF BOE CZ UIF TBNF PCTFSWFS *O UIF NJYFE FGGFDUT NPEFM UIF NFBTVSFE UPUBM NPWFNFOU XBT UIF EFQFOEFOU WBSJBCMF UIF USVF UP UBM NPWFNFOU XBT B àYFE DPWBSJBUF BOE UIF DBTFT BOE PCTFSWFS XFSF SBOEPN GBDUPST " WBSJBODF DPNQPOFOUT TUSVDUVSF XBT VTFE JO UIF NPEFM 5IF JOUSB DMBTT DPSSFMBUJPO DPFGàDJFOUT *$$ FTUJNBUJOH UIF DPS SFMBUJPO CFUXFFO UXP SFQFBUFE NFBTVSFNFOUT PO UIF TBNF DBTF QFSGPSNFE CZ UIF TBNF PCTFSWFS XFSF DBMDVMBUFE GPS UIF GPMMPX JOH WBSJBCMFT UPUBM NPWFNFOU Y Z [USBOTMBUJPOT BOE Y Z [ σ2bs SPUBUJPOT 5IF *$$T XFSF FTUJNBUFE BDDPSEJOH UP (σ2bs+σ2bo+σ2e). XIFSF UIF CFUXFFO DBTF WBSJBODF DPNQPOFOU JT σCT UIF JOUFS PCTFSWFS WBSJBODF DPNQPOFOU JT σCP BOE UIF SFTJEVBM WBSJBODF DPNQPOFOU JT σF $POàEFODF JOUFSWBMT XFSF FTUJNBUFE XJUI  DPOàEFODF MFWFMT GPS UIF *$$T XJUI QBSBNFUSJD CPPUTUSBQQJOH XJUI  JUFSBUJPOT. 1BQFST ** *** BOE *7 1BQFST ** *** BOE *7 XFSF CBTFE PO B NVMUJQVSQPTF SBOEPNJ[FE DPOUSPMMFE USJBM XJUI UXP QBSBMMFM BSNT BOE B  BMMPDBUJPO SBUJP 5IF QBSUJDJQBOUT XFSF SFDSVJUFE GSPN UIF 1VCMJD %FOUBM 4FSWJDFT 0SUIPEPOUJD $MJOJD JO (ÅWMF 3FHJPO (ÅWMFCPSH 4XFEFO 5SFBU NFOUT XFSF DPOEVDUFE CZ UIF QSJODJQBM JOWFTUJHBUPS BOE POF NPSF PSUIPEPOUJTU 5IJT USJBM JT DPNQMFUFE 5IF àSTU USFBUNFOU XBT TUBSUFE JO  BOE UIF MBTU USFBUNFOU XBT àOJTIFE JO  5IF USJBM PCKFDUJWFT XFSF BT GPMMPXT  5P FWBMVBUF QBJO BOE EJTDPNGPSU EVSJOH BOE BGUFS JOTFSUJPO PG NJOJTDSFXT 1BQFS **   5P DPNQBSF UIF BODIPSBHF DBQBDJUZ CFUXFFO NJOJTDSFXT BOE NPMBS CMPDLT JO FYUSBDUJPO DBTFT USFBUFE XJUI FO NBTTF SF USBDUJPO PG NBYJMMBSZ BOUFSJPS UFFUI 1BQFS ***  BOE  5P FWBMVBUF DPTU FGGFDUJWFOFTT PG SFJOGPSDFE BODIPSBHF VTJOH NJOJTDSFXT BOE NPMBS CMPDLT 1BQFS *7 . .

(48) 5IF JODMVTJPO DSJUFSJB XFSF BT GPMMPXT r "EPMFTDFOUT  ZFBST PG BHF SFGFSSFE UP UIF TQFDJBMJTU DMJOJD GPS PSUIPEPOUJD USFBUNFOU JODMVEJOH àYFE BQQMJBODF BOE FYUSBDUJPO PG UIF NBYJMMBSZ àSTU QSFNPMBST PS NBYJMMBSZ àSTU BOE NBOEJCVMBS àSTU PS TFDPOE QSFNPMBST r .PEFSBUF OFFE GPS BODIPSBHF SFJOGPSDFNFOU r 1FSNBOFOU EFOUJUJPO JODMVEJOH GVMMZ FSVQUFE NBYJMMBSZ TFD POE NPMBST BOE r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

(49) 6B;m`2 R8, &TUJNBUJPO PG BODIPSBHF OFFE. MFTT UIBO  XFSF DPOTJEFSFE TUBUJTUJDBMMZ TJHOJàDBOU 6OEFS UIFTF DPOEJUJPOT B TBNQMF TJ[F PG  QBSUJDJQBOUT QFS HSPVQ XPVME HJWF  QPXFS 4PNF ESPQPVUT XFSF FYQFDUFE TJODF UIF GBJMVSF SBUF GPS NJOJ TDSFXT XBT SFQPSUFE UP CF BQQSPYJNBUFMZ     'VSUIFSNPSF B GFX DBTFT XJUI EJTDPOUJOVFE JOUFSWFOUJPO PS QBSUJDJQBOUT NPWJOH GSPN UIF BSFB IBE UP CF FYQFDUFE 5IVT UIF QMBOOFE TBNQMF TJ[F XBT  QBSUJDJQBOUT QFS HSPVQ 3BOEPNJ[BUJPO "O JOEJWJEVBM GSPN UIF $FOUFS GPS 3FTFBSDI BOE %FWFMPQNFOU 6Q QTBMB 6OJWFSTJUZ  3FHJPO (ÅWMFCPSH XIP XBT OPU JOWPMWFE JO UIJT USJBM HFOFSBUFE B SBOEPN MJTU XJUI 4UBUJTUJDBM 1BDLBHF GPS 4PDJBM 4DJFODFT 4144 *OD 3FMFBTFE  1"48 4UBUJTUJDT GPS 8JOEPXT 7FSTJPO  $IJDBHP *MMJOPJT 64"  5IF MJTU XBT CBTFE PO B TJNQMF SBOEPNJ[BUJPO TUSBUJàFE GPS HFOEFS 6TJOH UIJT MJTU UIJT JO EFQFOEFOU QFSTPO QSPEVDFE UXP TFSJFT GFNBMF  NBMF PG TFBMFE PQBRVF FOWFMPQFT DPOUBJOJOH UIF BMMPDBUJPO OPUFT GPS FJUIFS NJOJ TDSFXT i"u PS NPMBS CMPDLT i#u  "GUFS PSBM BOE XSJUUFO JOGPS NBUJPO BCPVU UIF USJBM JOGPSNFE DPOTFOU XBT SFUSJFWFE GSPN UIF. .

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àYFE BQQMJBODF BOE NPMBS CMPDLT BDDPSEJOH UP UIF TUBOEBSE USFBUNFOU DPODFQU %BUB NPOJUPSJOH %VF UP UIF SFMBUJWF TNBMM TBNQMF TJ[F OPONPSUBM SJTLT BOE UIF CMJOEFE EFTJHO BOBMZTJT PG EBUB OP EBUB NPOJUPSJOH DPNNJUUFF XBT BTTJHOFE %BUB NPOJUPSJOH XBT QSPWJEFE CZ UIF QSJODJQBM JO WFTUJHBUPS "O JOUFSJN BOBMZTJT PG BODIPSBHF MPTT XBT QFSGPSNFE BG UFS UIF àSTU  DBTFT IBE àOJTIFE UIF MFWFMJOH BOE BMJHONFOU QIBTF 5IFSF XFSF OP TUPQQJOH HVJEFMJOFT. *OUFSWFOUJPOT 1SFNPMBS FYUSBDUJPOT 5IF QBSUJDJQBOUT HFOFSBM QSBDUJUJPOFS DPOEVDUFE UIF QSFNPMBS FY USBDUJPOT VOEFS MPDBM BOFTUIFTJB XJUI  -JEPDBJOF HFM "1- 4XF EFO BOE CVDDBM BOE QBMBUBM JOàMUSBUJPO PG 9ZMPDBJOF¡ %FOUBM " ESFOBMJO -JEPDBJOF IZESPDIMPSJEF  NHNM

(51) BESFOBMJOF  •HNM %FOUTQMZ 1IBSNBDFVUJDBM 8FZCSJEHF 4VSSFZ 6, . .

(52) 0SUIPEPOUJD USFBUNFOU 'PMMPXJOH UIF QSFNPMBS FYUSBDUJPOT BMM QBSUJDJQBOUT XFSF USFBUFE XJUI àYFE BQQMJBODF GPMMPXJOH B TUSBJHIU XJSF DPODFQU .#5– QSFTDSJQUJPO u TMPU TJ[F 7JDUPSZ 4FSJFT– TUBJOMFTT TUFFM CSBDL FUT . 6OJUFL .POSPWJB $" 64"   5IF SFDPNNFOEFE BSDI XJSF TFRVFODF XBT u )FBU"DUJWBUFE /JDLFM 5JUBOJVN )"/5. u Y u )"/5 BOE u Y u 4UBJOMFTT TUFFM . 6OJ UFL .POSPWJB $" 64"  "ODIPSBHF SFJOGPSDFNFOU XBT QSPWJEFE JO UXP XBZT r 5IF JOUFSWFOUJPO BSN (SPVQ " IBE OP BODIPSBHF SFJO GPSDFNFOU EVSJOH UIF MFWFMJOH BOE BMJHONFOU QIBTF %VSJOH TQBDF DMPTVSF BODIPSBHF XBT SFJOGPSDFE XJUI CVDDBM NJOJ TDSFXT 4QJEFS 4DSFX¡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r 5IF BDUJWF DPNQBSBUPS BSN (SPVQ # VTFE NPMBS CMPDLT BT BODIPSBHF SFJOGPSDFNFOU EVSJOH MFWFMJOH  BMJHONFOU BOE TQBDF DMPTVSF 5IF VTF PG NPMBS CMPDLT JNQMJFE UIBU JO DPO USBTU UP (SPVQ " UIF TFDPOE NBYJMMBSZ NPMBS XBT BEEFE UP UIF BQQMJBODF 5IF TFDPOE NPMBS XBT UIFO UJHIUMZ DPOOFDUFE UP UIF àSTU NPMBS BOE TFDPOE QSFNPMBS VTJOH B TUBJOMFTT TUFFM MJHBUVSF 'JHVSF   &O NBTTF SFUSBDUJPO PG UIF TJY NBYJM MBSZ GSPOUBM UFFUI XBT EPOF XJUI  H BDUJWF UJFCBDLT 0ODF UIF DBOJOFT XFSF JO $MBTT * SFMBUJPO PS TQBDF DMPTVSF XBT BDIJFWFE BODIPSBHF SFJOGPSDFNFOU XBT EJTDPOUJOVFE BOE UIF àO JTIJOH QIBTF TUBSUFE *O UIF àOJTIJOH QIBTF JOEJWJEVBM USFBUNFOU TUSBUFHJFT XFSF VTFE GPS FWFSZ TJOHMF DBTF "DDPSEJOH UP UIF DJS DVNTUBODFT BODIPSBHF IBE UP CF iCVSOFEu UP DMPTF UIF SFNBJOJOH TQBDFT PS XIFO BQQSPQSJBUF $MBTT ** FMBTUJDT XFSF VTFE UP FTUBCMJTI $MBTT * DBOJOF SFMBUJPO *O TPNF DBTFT JOUFSNBYJMMBSZ FMBTUJDT XFSF. .

(53) 6B;m`2 Re, 0SUIPEPOUJD USFBUNFOU (SPVQ " * MFWFMJOH  BMJHONFOU ** TQBDF DMPTVSF. .

(54) 6B;m`2 Rd, 0SUIPEPOUJD USFBUNFOU (SPVQ # * MFWFMJOH  BMJHONFOU ** TQBDF DMPTVSF. .

(55) VTFE UP TFUUMF UIF PDDMVTJPO 5IF USFBUNFOU HPBMT XFSF SFBDIFE JO BMM DBTFT BOE OP SFUSFBUNFOU XBT OFDFTTBSZ. .JOJTDSFX JOTFSUJPO DIBSBDUFSJTUJDT 5P VTF CVDDBM NJOJTDSFXT CFUXFFO UIF TFDPOE QSFNPMBS BOE àSTU NPMBS JT POF PG UIF TBGF MPDBUJPOT GPS NJOJTDSFX JOTFSUJPO  'PS UIJT JOTFSUJPOTJUF QMBDFNFOU JO UIF LFSBUJOJ[FE HJOHJWB JT GBWPSBCMF BOE TVGàDJFOU JOUFSSBEJDVMBS TQBDF JT OFDFTTBSZ  .JOJTDSFX EJBN FUFST MFTT UIBO  NN BOE MFOHUI PG BQQSPYJNBUFMZ  NN BSF SFDPNNFOEFE  8BUBOBCF FU BM  DPNQBSFE $#$5 JNBHFT XJUI BQJDBM SBEJP HSBQIT 5IFZ GPVOE B GPVSHSBEF DMBTTJàDBUJPO GPS SPPU QSPYJNJUZ "% 'JHVSF  TVJUBCMF 'VSUIFS POMZ DMBTT % XBT SFQPSUFE UP CF BTTPDJBUFE XJUI B IJHIFS GBJMVSF SBUF GPS NBYJMMBSZ NJOJTDSFX 5IF JOTFSUJPOBOHMF PG UIF NJOJTDSFX UP UIF MPOH BYJT PG UIF UFFUI XBT SFDPNNFOEFE UP CF  EFHSFFT UP JODSFBTF DPOUBDU UP UIF DPSUJDBM CPOF BOE UP NBJOUBJO BO BDDFQUBCMF EJTUBODF UP UIF OFJHI CPSJOH SPPUT  *O UIJT USJBM XF VTFE NJOJTDSFXT XJUI B EJBNFUFS PG  NN BOE  NN MFOHUI UIBU XFSF CVDDBMMZ QMBDFE CFUXFFO UIF NBYJMMBSZ àSTU NPMBS BOE TFDPOE QSFNPMBS 5IF NJOJTDSFXT XFSF JOTFSUFE JOUP UIF LFSBUJOJ[FE HJOHJWB XJUI BQQSPYJNBUFMZ  EFHSFFT JOTFS UJPO BOHMF *OTFSUJPO XBT DPOEVDUFE XJUI B NBOVBM UPSRVF TDSFX ESJWFS TFU UP  /DN .JOJTDSFXT XFSF BEKVTUFE XIFO UIF BQJDBM SBEJPHSBQI XBT DMBTTJàFE BT % PS # XIFO KVEHFE BT JO DPOUBDU XJUI SPPU. 6B;m`2 R3, 3PPU QSPYJNJUZ DMBTTJàDBUJPO BDDPSEJOH UP 8BUBOBCF   "  .JOJTDSFX TFQB SBUFE GSPN SPPU TVSGBDF #  0OMZ UIF BQFY PG UIF NJOJTDSFX JT JO DPOUBDU XJUI SPPU TVSGBDF $ /FDL PS NJEEMFQBSU PG NJOJTDSFX JO DPOUBDU CVU XJUI BQFY TFQBSBUFE GSPN UIF SPPU TVSGBDF %  &OUJSF CPEZ PG UIF NJOJTDSFX JO DPOUBDU XJUI UIF SPPU. .

(56) 0VUDPNFT 1BUJFOU QFSDFQUJPO PVUDPNF  1BQFS ** 5IF QSJNBSZ PVUDPNF GPS 1BQFS ** XBT FYQFSJFODF PG QBJO BOE EJTDPNGPSU 1BJO BOE EJTDPNGPSU XFSF BTTFTTFE PO NN IPS J[POUBM 7JTVBM "OBMPHVF 4DBMFT 7"4 XJUI UIF FOE QPJOUT iOPU BU BMMu BOE iXPSTU JNBHJOBCMFu 5IF TFDPOEBSZ PVUDPNF NFB TVSFT JNQBDU PO EBJMZ BDUJWJUJFT BOE GVODUJPOBM KBX JNQBJSNFOU XFSF BTTFTTFE VTJOH UIF GPMMPXJOH àWFMFWFM WFSCBM SBUJOH TDBMFT 734  iOPU BU BMMu iTMJHIUMZ EJGàDVMUu iEJGàDVMUu iNVDI EJGà DVMUu BOE iFYUSFNFMZ EJGàDVMUu 'VSUIFSNPSF QBSUJDJQBOUT XFSF BTLFE XIFUIFS UIFZ IBE UBLFO BOZ BOBMHFTJDT XIFUIFS BOZ QBSU PG UIF QSPDFEVSF XBT FTQFDJBMMZ QBJOGVMVODPNGPSUBCMF XIFUIFS UIFZ TUBZFE IPNF GSPN TDIPPM BOE XIFUIFS UIFZ IBE SFGSBJOFE GSPN MFJTVSF BDUJWJUJFT 5IFTF RVFTUJPOT DPVME CF BOTXFSFE XJUI ZFTOP BOTXFST BOEPS VTJOH GSFF UFYU 5IF TFMGSFQPSU RVFTUJPOOBJSFT XF VTFE IBWF CFFO GPVOE UP CF SFMJBCMF BOE XJUI TVGàDJFOU JOUFSOBM DPOTJTUFODZ   1BSUJDJQBOUT XFSF JOTUSVDUFE UP DPNQMFUF UIF QBQFSBOEQFODJM RVFTUJPOOBJSFT PO UIFJS PXO 5IFZ XFSF BTLFE UP CSJOH UIF DPNQMFUFE RVFTUJPO OBJSF UP UIFJS OFYU GPMMPXVQ WJTJU " RVFTUJPOOBJSF DPVME CF DPN QMFUFE XJUIJO UFO NJOVUFT " CBTFMJOF RVFTUJPOOBJSF DPNQMFUFE CZ BMM QBSUJDJQBOUT BGUFS FO SPMMNFOU QSPWJEFE JOGPSNBUJPO BCPVU UIF QBSUJDJQBOUT QSFDPOEJ UJPOT DPODFSOJOH QBJO BOE EJTDPNGPSU 'VSUIFSNPSF UIFTF EBUB XFSF UIFO FWBMVBUFE DPODFSOJOH QPTTJCMF QSFEJDUPST GPS QBUJFOUT FYQFSJFODJOH NPSF QBJO BOE EJTDPNGPSU 5IF PUIFS RVFTUJPOOBJSFT XFSF BOTXFSFE JO UIF FWFOJOH BGUFS UPPUI FYUSBDUJPOT BOE POF XFFL BGUFS UPPUI FYUSBDUJPOT 1BSUJDJQBOUT GSPN (SPVQ " NJOJTDSFXT. BMTP BOTXFSFE UIF RVFTUJPOOBJSF JO UIF FWFOJOH BOE POF XFFL BG UFS NJOJTDSFX JOTFSUJPOT "MM RVFTUJPOOBJSFT DBO CF GPVOE JO UIF "QQFOEJY " " " BOE " PO QBHF GG . 0SUIPEPOUJD PVUDPNF  1BQFS *** "ODIPSBHF DBQBDJUZ XBT EFàOFE BT SFTJTUBODF BHBJOTU UPPUI NPWF NFOU 5PPUI NPWFNFOU XBT FTUJNBUFE BT DIBOHFT JO QPTJUJPO PG UIF NBYJMMBSZ àSTU NPMBST EVSJOH UIF EJGGFSFOU USFBUNFOU QIBTFT 5P BT TFTT DIBOHFT JO UPPUI QPTJUJPO BMHJOBUF JNQSFTTJPOT XFSF UBLFO BG UFS UPPUI FYUSBDUJPOT JF CFGPSF USFBUNFOU TUBSU 5 BGUFS MFWFMJOH. .

(57) BOE BMJHONFOU 5 BOE BGUFS TQBDF DMPTVSF 5  1MBTUFS DBTUT XFSF QSPEVDFE XJUIJO  IPVST BU UIF JODMJOJD MBCPSBUPSZ 5IFTF QMBT UFS DBTUT XFSF EJHJUJ[FE XJUI B % EFTLUPQ TDBOOFS 3 4IBQF $PQFOIBHFO %FONBSL  4VQFSJNQPTJUJPO BOE NFBTVSFNFOUT XFSF UIFO DPOEVDUFE VTJOH UIF 3'%TVQFSJNQPTJUJPO UFDIOJRVF XIJDI XBT WBMJEBUFE JO 1BQFS *. &DPOPNJD PVUDPNF  1BQFS *7 5IF QSJNBSZ PVUDPNF NFBTVSF XBT TPDJFUBM PS UPUBM DPTUT 4PDJFUBM DPTUT XFSF EFàOFE BT UIF TVN PG EJSFDU BOE JOEJSFDU DPTUT 'PS FW FSZ WJTJU UIF GPMMPXJOH WBSJBCMFT XFSF SFDPSEFE UIF CPPLFE DIBJS UJNF QSFTFODF PG BO BEVMU DPNQBOJPO BOE NPEF PG USBWFM UP UIF DMJOJD 5SBWFMJOH XBT EJGGFSFOUJBUFE JOUP UISFF DBUFHPSJFT NPUPS WFIJDMF QVCMJD USBOTQPSUBUJPO BOE CJDZDMFXBML "MM DPTUT XFSF DBM DVMBUFE JO 4XFEJTI $SPXOT 4&, BOE UIFO DPOWFSUFE JOUP &VSPT ĸ BDDPSEJOH UP BO FYDIBOHF SBUF PG ĸ   4&,  4PVSDF XXXSJLTCBOLTF NFBO FYDIBOHF SBUF ZFBS  . %JSFDU DPTUT %JSFDU DPTUT XFSF EFàOFE BT UIF TVN PG NBUFSJBM DPTUT GPS UIF BQ QMJBODF BOE DPTUT GPS DIBJS UJNF .BUFSJBM DPTUT XFSF DBMDVMBUFE BD DPSEJOH UP UIF UFNQMBUF QSFTFOUFE JO 5BCMF  .BUFSJBM DPTUT XFSF DBMDVMBUFE VTJOH 4XFEJTI NBSLFU QSJDFT $IBJS UJNF DPTUT XFSF DBM DVMBUFE BDDPSEJOH UP B SFWFSTFE BQQSPBDI 5IF PSUIPEPOUJD DMJOJDT BOOVBM FYQFOTFT GPS  XFSF EJWJEFE CZ UIF UPUBM OVNCFS PG CPPLFE DIBJS UJNF NJOVUFT GPS  4JODF NBUFSJBM DPTUT XFSF DBM DVMBUFE TFQBSBUFMZ UIJT DBMDVMBUJPO FYDMVEFE DPTUT GPS EFOUBM XPSL CSBDLFUT BSDIXJSFT BOE NJOJTDSFXT 5IVT DIBJS UJNF DPTUT XFSF OPU CBTFE PO BTTVNQUJPOT CVU PO UIF SFBM DPTUT JODMVEJOH BMM PUIFS NBUFSJBMT IJSFT FRVJQNFOU DMFBOJOH *5 TFSWJDFT PWFSIFBE DPTUT JOTVSBODFT UIF TUBGG TBMBSZ BOE QBZSPMM UBYFT $IBJS UJNF DPTUT XFSF FTUJNBUFE UP ĸ  QFS IPVS 'PS FBDI WJTJU UIF DIBJS UJNF XBT SFDPSEFE JO NJOVUFT BOE DBUF HPSJ[FE BT TDIFEVMFE FNFSHFODZ PS NJTTFE $BODFMFE WJTJUT XFSF OPU SFDPSEFE BT DIBJS UJNF )PXFWFS JG UIF DBODFMMBUJPO SFTVMUFE JO BO VOVTFE DIBJS UIJT BGGFDUFE UIF QFS IPVS DIBJS UJNF DPTUT. .

(58) h#H2 R, %JSFDU DPTUT UFNQMBUF  NBUFSJBM QFS QBUJFOU GPS (SPVQ " BOE # 1SPEVDU. 1BJS PG QMBTUFS DBTUT #SBDLFU . 7JDUPSZ #SBDLFU XJUI IPPL . 7JDUPSZ .PMBS UVCF . 7JDUPSZ /J5J DMPTFE DPJM TQSJOH 4UBJOMFTT TUFFM MJHBUVSF u )"/5 uYu )"/5 uYu 3FTJMJFOU QPTUFE 4QJEFS 4DSFX , 4$3 "QJDBM SBEJPHSBQIT 401*3" $BSQVMF ( 9ZMPDBJOF BESFOBMJOF  NM &TTJY TQMJOU $ 4VN. -JTU. (SPVQ ". (SPVQ #. 1SJDF <ĸ>. 2UZ. 1SJDF <ĸ>. 2UZ. 1SJDF <ĸ>.              .              .              .              .              . . . *OEJSFDU DPTUT *OEJSFDU DPTUT XFSF EFàOFE BT UIF TVN PG MPTT PG JODPNF BOE USBOT QPSUBUJPO DPTUT 5SBOTQPSUBUJPO DPTUT XFSF FTUJNBUFE BDDPSEJOH UP UIF EJTUBODF CFUXFFO UIF QBUJFOUT SFHJTUFSFE BEESFTT BOE UIF PSUIPEPOUJD DMJOJD %JTUBODFT BOE USBWFM UJNFT GPS NPUPS WFIJDMFT XFSF FTUJNBUFE BDDPSEJOH UP (PPHMF .BQT{ QSPQPTBM GPS GBTUFTU XBZ %JTUBODFT XFSF UIFO NVMUJQMJFE XJUI UIF QFSLJMPNFUFSDPTU ĸ LN BDDPSEJOH UP UIF 4XFEJTI 5BY "HFODZ $BMDVMBUJPO PG USBWFM UJNFT BOE DPTUT GPS QVCMJD USBOTQPSUBUJPO GPMMPXFE UIF PGà DJBM UJNFUBCMF BOE QSJDF MJTU  XXXYUSBàLTF  8IFO QBSUJDJ QBOUT XBMLFE PS CJLFE DPTUT BOE UJNF XFSF TFU UP [FSP CFDBVTF UIJT VTVBMMZ BQQMJFE UP QBUJFOUT XIP XFOU UP TDIPPM OFBS UIF PSUIPEPO UJD DMJOJD BOE DBMDVMBUJPO BDDPSEJOH UP UIF SFHJTUFSFE BEESFTT XPVME IBWF GBMTJàFE UIF SFTVMUT "GUFS USBWFM UJNF BOE UJNF GPS UIF WJTJU IBE CFFO FTUJNBUFE MPTT PG JODPNF GPS UIF BDDPNQBOZJOH BEVMUT XBT DBMDVMBUFE *U XBT BTTVNFE UIBU UIFTF BEVMUT UPPL UJNF PGG GSPN XPSL *O BEEJUJPO JU XBT BTTVNFE UIBU  BOE ZFBSPME QBSUJD JQBOUT UZQJDBMMZ IBWF QBSFOUT BHFE CFUXFFO  BOE  ZFBST 5IF NFBO QFS IPVS JODPNF GPS  UP ZFBS PMET MJWJOH JO 4XFEFO XBT EFSJWFE GSPN UIF /BUJPOBM #VSFBV PG 4UBUJTUJDT 4$#  'PS UIF àTDBM ZFBS  UIF QFS IPVS JODPNF XBT ĸ . .

(59) $PTU BOBMZTJT %FQFOEJOH PO UIF SFTVMUT GSPN 1BQFS *** UIF QSPQFS NFUIPE GPS DPTU BOBMZTJT XBT TFMFDUFE *G NJOJTDSFXT BOE NPMBS CMPDLT XFSF FRVBM JO UIFJS BODIPSBHF DBQBDJUZ B DPTU NJOJNJ[BUJPO BOBMZTJT XPVME CF DIPTFO 5IF DPTU NJOJNJ[BUJPO BOBMZTJT SFWFBMT UIF MFBTU FYQFOTJWF USFBUNFOU )PXFWFS JG BODIPSBHF DBQBDJUZ EJGGFST JO NBHOJUVEF B DPTU FGGFDUJWFOFTT BOBMZTJT XPVME CF QFSGPSNFE $PTU FGGFDUJWFOFTT BOBMZTJT DBMDVMBUFT DPTUT $ BOE FGGFDUT & UP EFUFS NJOF BODIPSBHF SFJOGPSDFNFOU QFS DPTU WBMVF GPS NPOFZ . 4UBUJTUJDBM NFUIPET 5IF TUBUJTUJDBM BOBMZTJT XBT DBSSJFE PVU JO 4144 *#. 4144¡ 4UBUJT UJDT GPS 8JOEPXT 7FSTJPO  *#. $PSQ "SNPOL 64" 1BQFS ** BOE JO UIF QSPHSBNNJOH MBOHVBHF 3 WFSTJPO  m   1BQFST ** *** BOE *7  .FBOT NFEJBOT BOE TUBOEBSE EFWJBUJPOT XFSF DBMDVMBUFE GPS OVNFSJDBM WBSJBCMFT /PSNBM EJTUSJCVUJPO XBT BOBMZ[FE VTJOH 4IBQJSP 8JML UFTUT BOE IJTUPHSBNT " 1 WBMVF PG MFTT UIBO  1   XBT DPOTJEFSFE TUBUJTUJDBMMZ TJHOJàDBOU. .JTTJOH WBMVFT QFS QSPUPDPM BOE JOUFOUJPOUPUSFBU %VSJOH B DMJOJDBM USJBM QBSUJDJQBOUT PDDBTJPOBMMZ EP OPU àOJTI UIFJS USFBUNFOU "EPMFTDFOUT GPS FYBNQMF NBZ DIBOHF UIFJS NJOET BOE EFDMJOF UP QBSUJDJQBUF PS EFDMJOF UP HFU CSBDFT BU BMM 'VSUIFSNPSF QBSUJDJQBOUT NJHIU NPWF GSPN UIF BSFB BOE TPNFUJNFT PSUIPEPO UJD USFBUNFOU OFFET UP CF EJTDPOUJOVFE EVF UP JOTVGà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

(60) QPTJUJWF QJDUVSF TJODF UIF iCBE DBTFTu IBWF CFFO FYDMVEFE 5IFSF GPSF 'JTIFS JOUSPEVDFE UIF DPODFQU PG *OUFOUJPOUPUSFBU BOBMZTJT *55   " SFDFOUMZ QVCMJTIFE SFWJFX SFWFBMFE UIBU *55 BOBMZ[FT BSF TFMEPN QFSGPSNFE JO UIF PSUIPEPOUJD MJUFSBUVSF  5IF CBTJD JEFB PG *55 JT UIBU BMM QBSUJDJQBOUT JSSFTQFDUJWF PG USFBUNFOU PVU DPNF TIPVME CF JODMVEFE JO UIF BOBMZTJT *O DBTFT XJUI EJTDPOUJO VFE USFBUNFOU UIF SFTFBSDIFS IBT UP EFàOF IPX UIF NJTTJOH EBUB BSF UP CF IBOEMFE %FQFOEJOH PO UIF WBSJBCMF UIFSF BSF EJGGFSFOU TUSBUFHJFT GPS IBOEMJOH NJTTJOH EBUB  .JTTJOH WBMVF  'BJMVSF 0OF PG UIF QSJNBSZ PVUDPNFT JO UIJT USJBM XBT BODIPSBHF DB QBDJUZ 4JODF XF LOPX UIBU TQBDF DMPTVSF XJUIPVU BODIPSBHF SFJOGPSDFNFOU SFTVMUT JO SFDJQSPDBM TQBDF DMPTVSF UIJT XBT UIF EFàOJUJPO PG GBJMFE BODIPSBHF SFJOGPSDFNFOU *O PUIFS XPSET XF BTTVNFE B  NN NFTJBM NPWFNFOU PG UIF NBY JMMBSZ àSTU NPMBST EVSJOH MFWFMJOH BOE BMJHONFOU BOE TQBDF DMPTVSF 5 5   .JTTJOH WBMVF  .FBO 4PNF WBSJBCMFT MBDL B EFàOJUJPO PG TVDDFTTGVM PS GBJMVSF WBM VFT 'PS UIFTF WBSJBCMFT UIF NFBO WBMVF DBO CF JNQVUFE GSPN UIF QFS QSPUPDPM TVCTBNQMF 5IJT TUSBUFHZ XBT BQQMJFE GPS USBOTWFSTBM WFSUJDBM BOE SPUBUJPOBM NFBTVSFNFOUT  .JTTJOH WBMVF  -BTU PCTFSWBUJPO DBSSJFE GPSXBSE -0$'. *O B TFSJFT PG SFQFBUFE NFBTVSFNFOUT POF PS NVMUJQMF NFB TVSFNFOUT NJHIU CF NJTTJOH )FSF UIF NJTTJOH PCTFSWBUJPO JT VOEFSTUPPE BT UIF JOEJWJEVBMT QSFWJPVT PCTFSWBUJPO 5IFO UIF EBUB BSF BOBMZ[FE BT JG OP NJTTJOH WBMVFT FYJTUFE  "DDFQU NJTTJOH WBMVFT  1FS QSPUPDPM BOBMZTJT 'PS TPNF WBSJBCMFT JU DBO CF EJGàDVMU UP EFàOF B WBMVF GPS GBJMVSF PS JNQVUBUJPO PG UIF WBSJBCMF{T NFBO DPVME GBMTJGZ UIF SFTVMUT 8IFO NFBTVSFNFOUT BEEJUJPOBMMZ BSF OPU DPO EVDUFE JO B DPOUJOVPVT TFSJFT TP UIBU -0$' JT OPU BQQMJDB CMF B QFS QSPUPDPM BOBMZTJT DBO CF UIF POMZ NFUIPE UIBU JT MFGU )PXFWFS B QFS QSPUPDPM BOBMZTJT SFRVJSFT B OVNCFS PG ESPQPVUT TNBMM FOPVHI UP NBJOUBJO TUBUJTUJDBM QPXFS 5IJT NFUIPE XBT BQQMJFE GPS UIF TVSWFZ BCPVU FYQFSJFODF PG QBJO BOE EJTDPNGPSU TJODF 7"4 FTUJNBUFT TIPX B IVHF JOEJWJEVBM WBSJBUJPO . .

(61) 1BQFS ** " QFS QSPUPDPM BOBMZTJT PG UIF EBUB XBT QFSGPSNFE 5IF .BOO 8IJUOFZ8JMDPYPO UFTU XBT VTFE UP UFTU PSEJOBM EBUB GPS EJGGFS FODFT CFUXFFO HSPVQT /PNJOBM EBUB XFSF UFTUFE VTJOH UIF 'JTIFST FYBDU UFTU 5IF 8JMDPYPO TJHOFESBOL UFTU XBT VTFE GPS XJUIJO HSPVQ BOBMZTJT PG EJGGFSFODFT CFUXFFO UPPUI FYUSBDUJPOT BOE JOTFS UJPO PG UIF NJOJTDSFXT JO (SPVQ " "TTPDJBUJPOT CFUXFFO CBTFMJOF SBUJOHT BOE FYQFSJFODF PG QBJO BOE EJTDPNGPSU XBT BOBMZ[FE XJUI 4QFBSNBO DPSSFMBUJPO DPFGàDJFOUT 1 WBMVFT XFSF UIFO BEKVTUFE VT JOH UIF )PMN#POGFSSPOJ NFUIPE . 1BQFS *** 5IF *55 BOBMZTJT JODMVEFE UXP EFQFOEFOU PCTFSWBUJPOT GPS FBDI USFBUNFOU QIBTF NJ  GSPN FWFSZ QBSUJDJQBOUT àSTU SJHIU BOE MFGU NBYJMMBSZ NPMBST 5IF VTFE MJOFBS NJYFE FGGFDU NPEFM XBT BE KVTUFE GPS MFGU BOE SJHIU TJEF  -JOFBS NJYFE FGGFDU NPEFMT DPO UBJO àYFE BOE SBOEPN GBDUPST XIJDI NBLF UIJT B TVJUBCMF BOBMZTJT GPS SFQFBUFE NFBTVSFNFOUT BOE EFQFOEFOU EBUB 5SFBUNFOU HSPVQ BOE MFGU BOE SJHIU TJEF XFSF BTTJHOFE BT àYFE GBDUPST 5IF TVCKFDU XBT BTTJHOFE BT B SBOEPN GBDUPS %BUB BOBMZTJT XBT DPOEVDUFE GPS UIF UPUBM PCTFSWBUJPO QFSJPE BOE TFQBSBUFMZ GPS FBDI USFBUNFOU QIBTF .FBTVSFNFOU FSSPS BOBMZTJT XBT QFSGPSNFE BGUFS BU MFBTU UXP XFFLT CZ SFQFBUFE 3'%TVQFSJNQPTJUJPO BOE NFBTVSFNFOU PO  SBOEPNMZ TFMFDUFE DBTFT. 1BQFS *7 5IF EJTUSJCVUJPOT XFSF BOBMZ[FE XJUI IJTUPHSBNT BOE 4IBQJSP8JML UFTUT )PNPHFOFJUZ PG WBSJBODF GPS BMM WBSJBCMFT XBT UFTUFE VT JOH -FWFOFT NPEJàFE UFTU %JGGFSFODFT CFUXFFO UIF HSPVQT BOE  DPOàEFODF JOUFSWBMT XFSF DBMDVMBUFE VTJOH UIF .BOO8IJU OFZ8JMDPYPO UFTU 5P DPOEVDU BO *55 BOBMZTJT NJTTJOH WBMVFT XFSF USFBUFE BT GPMMPXT XIFO WJTJUT MBDLFE JOGPSNBUJPO BCPVU IPX UIF QBSUJDJQBOU USBWFMFE UP UIF DMJOJD PS XIFUIFS UIF QBSUJDJQBOU XBT BDDPNQBOJFE CZ BO BEVMU UIF -0$' NFUIPE XBT VTFE BOE XIFO UIF XIPMF DBTF XBT NJTTJOH UIF WBMVFT GPS UIF TVNNBSJ[FE WBSJBCMFT XFSF TFU UP UIF NFBO DBMDVMBUFE GSPN UIF QFSQSPUPDPM TVCTBNQMF. .

(62) 3&46-54. 1BQFS *  7BMJEJUZ BOE SFMJBCJMJUZ 'PVS TFOJPS DPOTVMUBOU PSUIPEPOUJTUT TVQFSJNQPTFE BOE NFBTVSFE UIF  DBTFT XJUIJO UXP XFFLT BGUFS UIFZ SFDFJWFE USBJOJOH &BDI DBTF DPOTJTUFE PG B SFBM DBTF TUBSU NPEFM BOE B WJSUVBMMZ NPEJàFE SFGFSFODF NPEFM 'JHVSF  EFQJDUT UIF EJGGFSFODF CFUXFFO USVF WBMVFT NFBTVSF NFOUT BOE SFQFBUFE NFBTVSFNFOUT GPS UPUBM NPWFNFOUT 5IF Y BYJT SFQSFTFOUT UIF UPUBM NJMMJNFUFST B UPPUI NPWFE BOE UIF ZBYJT SFQSFTFOUT UIF EJGGFSFODF CFUXFFO UIF USVF WBMVF BOE UIF NFBTVSFE WBMVF 5IF DMPTFS B NFBTVSFE WBMVF JT UP UIF EPUUFE MJOF UIF DMPTFS UIJT NFBTVSFNFOU JT UP UIF USVF WBMVF 5IF SBOHF PG UIF EJGGFSFODFT XBT CFUXFFO  NN BOE  NN 5IF NFBO BCTPMVUF FSSPS XBT  NN 4%  NN BOE UIF BSJUINFUJD NFBO FSSPS XBT  NN 5IF *$$ GPS UPUBM NPWFNFOU XBT   $*  m   5IF SFTVMUT PG USBOTMBUJPOBM BOE SPUBUJPOBM NFB TVSFNFOUT BSF EFQJDUFE JO 'JHVSF  BOE BSF QSFTFOUFE JO EFUBJM JO 5BCMF  h#H2 k, "CTPMVUF NFBO FSSPST BSJUINFUJD NFBO FSSPST BOE *$$ XJUI FTUJNBUFE  $* "CT &SSPS. "SJU &SSPS. *$$  $*. 5SBOTMBUJPO <NN>  5PUBM NPWFNFOU  "UFSPQPTUFSJPS  7FSUJDBM  5SBOTWFSTBM.    .    .   .   .   .   . 3PUBUJPO <EFHSFF>  %JTUPNFTJBM UJQQJOH  #VDDPQBMBUBM UJMUJOH  "SPVOE UPPUI BYJT.   .   .   .   .   . .

(63) 6B;m`2 RN, %JGGFSFODFT CFUXFFO NFBTVSFE BOE USVF UPUBM NPWFNFOUT &BDI PG UIF GPVS PCTFSWFST JT SFQSFTFOUFE CZ B VOJRVF DPMPS. 6B;m`2 ky, .FBTVSFNFOU SFTVMU TIPXJOH B UPPUI{T PDDMVTBM TVSGBDF CFGPSF BOE BGUFS USFBU NFOU. .

(64) 6B;m`2 kR, .FBTVSFE UPUBM NPWFNFOU QMPUUFE BHBJOTU USVF UPUBM NPWFNFOU. 'JHVSF  TIPXT UIF NFBTVSFE UPUBM NPWFNFOUT BOE UIF DPSSF TQPOEJOH USVF WBMVFT 5IJT àHVSF JOEJDBUFT UIBU UIF BDDVSBDZ JT JOEFQFOEFOU PG UIF NFBTVSFE EJTUBODF 4NBMM EJTUBODFT DMPTF UP [FSP BSF BT BDDVSBUF BT EJTUBODFT HSFBUFS UIBO  NN 5IF JOUFSDFQU ¢ BOE TMPQF GPS UIF UPUBM NPWFNFOU  BSF WFSZ DMPTF UP UIF MJOF PG JEFOUJUZ 5IFSFGPSF UIFTF NFBTVSFNFOUT IBWF WFSZ MJUUMF TZTUFNBUJD FSSPS. .

(65) 5IF FTUJNBUFE QBSBNFUFST BSF QSFTFOUFE JO 5BCMF  5IF 7BSJ BCJMJUZ PG UIF SBOEPN FGGFDUT JT EPNJOBUFE CZ UIF SFTJEVBM FSSPS  PG UPUBM WBSJBODF GPMMPXFE CZ UIF WBSJBCJMJUZ EVF UP DBTFT  BOE UIF WBSJBCJMJUZ EVF UP PCTFSWFS   h#H2 j, &TUJNBUFE QBSBNFUFST GPS UPUBM UPPUI NPWFNFOU PG UIF NJYFE NPEFM 'JYFE FGGFDU  *OUFSDFQU  5SVF WBMVF TMPQF. &TUJNBUF  . 3BOEPN FGGFDU. 7BSJBODF.  $BTFT  0CTFSWFS  3FTJEVBM FSSPS  5PUBM WBSJBCJMJUZ.    . 4UE FSSPS    4UE EFWJBUJPO    . 5IF SBOEPN NFBTVSFNFOU FSSPST BSF BMTP HFOFSBMMZ TNBMM UIF TUBOEBSE EFWJBUJPOT PG UIF SBOEPN FGGFDUT EVF UP SFTJEVBMT DBTFT BOE PCTFSWFS BSF  NN  NN BOE  NN SFTQFD UJWFMZ .PEFM EJBHOPTUJDT DBMDVMBUFE XJUI WBSJPVT HSBQIT PG SFTJE VBMT BOE àUUFE WBMVFT TIPX TPNFXIBU IFBWZ UBJMT JO TPNF NPEFMT 22QMPUT PG UIF SFTJEVBMT )PXFWFS UIFTF BSF DPOTJEFSFE UP CF XJUIJO BO BDDFQUBCMF MJNJU. 1BQFST ***7 'PS 1BQFST ***7  QBUJFOUT GVMàMMFE UIF JODMVTJPO DSJUFSJB BOE XFSF JOWJUFE UP QBSUJDJQBUF JO UIJT USJBM CVU  QBUJFOUT EFDMJOFE UP QBSUJDJQBUF TP  QBSUJDJQBOUT XFSF FOSPMMFE JO UIF USJBM *O (SPVQT " BOE # SFDSVJUNFOU TUPQQFE XIFO UIF TBNQMF TJ[F SFBDIFE  QBS UJDJQBOUT *OGPSNFE DPOTFOU XBT DPMMFDUFE GSPN BMM QBSUJDJQBOUT BOE UIFJS QBSFOUT CFGPSF SBOEPN HSPVQ BTTJHONFOU 5IF QBUJFOUT XIP EFDMJOFE XFSF PGGFSFE USFBUNFOU XJUI àYFE BQQMJBODF QSFNP MBS FYUSBDUJPOT BOE BODIPSBHF SFJOGPSDFNFOU XJUI NPMBS CMPDLT 5IFTF QBUJFOUT XFSF OPU TJHOJàDBOUMZ EJGGFSFOU XJUI SFHBSE UP BHF PS HFOEFS DPNQBSFE XJUI UIF QBSUJDJQBOUT FOUFSJOH UIF USJBM 5PPUI FYUSBDUJPOT XFSF DPOEVDUFE CZ UIF QBUJFOUT{ HFOFSBM QSBD UJUJPOFS *O UPUBM  EFOUJTUT GSPN  EJGGFSFOU DMJOJDT XFSF JOWPMWFE JO FYUSBDUJOH QSFNPMBST JO UIJT TBNQMF. .

References

Related documents

As one can see, Bunny cannot think clearly when his idols are mentioned in some way and the fact that there is a child (his own) around cannot truly stop him from having

Although partly hidden behind the real-life drama, the archetypal motives in the plot as well as in the individual characters are still recognizable. What is more, the ambiguous

5IFUSJBOHMFPGDVMUVSF *O DPOUSBTU UP EJDIPUPNJTJOH WJFXT * CFMJFWF UIBU UIF OFYVT PG NBUFSJBMJUZ BOE NFBOJOH TIPVME SFNBJO BU UIF DPSF PG DVMUVSBM UIFPSZ BOE DVMUVSBM TUVEJFT

4.4 Integration of Direct Commanding य़FSF BSF DFSUBJO NPNFOUT XIFO HPBMCBTFE PQFSBUJPO DBO CF IJOEFSJOH BOE DPNQMJ DBUJOH TQBDFDSBॏ DPNNBOEJOH 'PS FYBNQMF EVSJOH UIF -BVODI BOE

English as a lingua franca seeks to gain insight into the way non-native speakers interact with each other in situations where no native speaker is present and through

Další kladnou stránkou zakázkové výroby z hlediska ekologie je i fakt, že kvalitní materiály, které se pro ni používají bývají kvalitnější než

ƍƊ "EBQUBUJPO $PTUT BOE #FOFĕUT 6TJOH UIF TBNF TFU PG TUZMJTFE TDFOBSJPT XF DBO QMPU BEBQUBUJPO DPTUT BT B GVOD UJPO PG UIF MFWFM PG BEBQUBUJPO ćF MFWFM PG BEBQUBUJPO FYQSFTTFE BT

Teaching English as a Foreign Language, young learners, vocabulary acquisition, similarity-based interference, semantic clustering, grouping strategy, similar